Susan G Braden

2015Annual

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 100

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 1

    debts

  • 3

    reimbursements

  • 0

    income

  • 2

    spouse income

Named parties

  • BB&T
  • New York IP Law Association
  • FCBA
  • ALI
  • American Bar Association - salary compensation
  • Ropes & Gray LLP - retirement benefits

As filed

Rental Property (Alexandria, VA (SGB — Rent

Citibank pom — Interest

RGIP. LLC pm — istnibution

Dept of Justice Credit Union (SGB) (IRA, CD) — Interest

Dept. of Justice Credit Union (SGB) (SEP) — Interest

JP. Morgan 401(k) mm

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — None — Buy

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — None — Buy (add'l)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — None — Buy (add'l)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — None — Buy (add'l)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — None — Buy (add'l)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — None — Buy (add'l)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — None — Sold (part)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — None — Buy (add'l)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — None — Buy (add'l)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — None — Buy (add'l)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — None — Buy (add'l)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — None — Buy (add'l)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — None — Buy (add'l)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — None — Buy (add'l)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — None — Buy (add'l)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — None — Sold (part)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — Buy (add'l)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — Buy (add'l)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — Buy (add'l)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — Sold (part)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — Buy (add'l)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — Buy (add'l)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — Buy (add'l)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — Buy (add'l)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — Buy (add'l)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — Buy (add'l)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — Buy (add'l)

Prime Money Mkt. Fd Morgan C1 {sweeps from acct) — Buy (add'l)

Artisan Intl Value — Int/Div — Buy

Blackrock Strategic — Int/Div — Buy

Dreihaus Inc. Mut. Fd. Emerging Mkt Act — Int/Div — Buy

Dreihaus Inc. Mut. Fd. Emerging Mkt Act — Sold

Dodge & Cox Funds Int'l Stock Fd — Int/Div

Dreyfus Emerging Mkts Debt Loc Currency — None — Buy

Dreyfus Emerging Mkts Debt Loc Currency — None — Sold

FMI Funds Large Cap — Int/Div

Harding Loevner Fds Int'l Equity Portf — Int/Div

Investment Mgrs Serv. Oak Ridge Sml Cap Growth — Int/Div

Metropolitan West Fds. Total Return Bd Fd — Int/Div

Matthews Intl Fds Asia Div. Fd — Int/Div

Neuberger & Berman Equity Fds Equity Income — None — Sold

Neuberger Berman High Income Bd Fd — Int/Div — Buy

Neuberger Berman High Income Bd Fd — Buy (add'l)

Newberger Berman Core Bd Fd Intl C1 — Int/Div — Buy

Ridgeworth Fds Seix Flts Rate Inc. Fd — Int/Div — Buy

Third Avenue Real Est, Value Fd — Int/Div — Buy

Transamerica Intl Sm] Cap Value — Int/Div — Buy

Vanguard Index Sml Cap Index Admiral — Int/Div

Vanguard Index S00 Index Admiral — Int/Div — Sold (part)

Vanguard Fix Inc. Short Term Inv Grade — Int/Div — Sold (part)

Oil & Gas Royalty (Houston & San Antonio, TX) mm — Rovalty

U Fund College Investing Plan: MA Portfolio 202 pm — Int/Div — Buy (add'l)

U Fund College Investing Plan: MA Portfolio 2024 moms — Int/Div — Buy (add'l)

U Fund College Investing Plan: MA Portfolio 2024 my — Int/Div — Buy (add'l)

U Fund College Investing Plan: MA Portfolio 2027 fm — Int/Div — Buy (add'l)

U Fund College Investing Plan: MA Portfolio 2027 pn — Int/Div — Buy (add'l)

U Fund College Investing Plan: MA Portfolio 2030 py — Int/Div — Buy (add'l)

Ropes & Gray Personal Trust Account [] — Int/Div — Buy (add'l)

FMI Large Cap I [] — Int/Div — Buy

FMI Large Cap I [] — Buy (add'l)

Vanguard 500 Index Fund — Int/Div — Buy

Vanguard 500 Index Fund — Buy

Artisan Int'l Value Fd Inv — Int/Div — Buy

Artisan Int'l Value Fd Inv — Buy (add'l)

Dodge 7 Cox Int'l Stock Fund — Int/Div — Buy

Harding Loevner Int'l Equity Fund — Int/Div — Buy

Oak Ridge Small Cap Growth — Int/Div

Vanguard Sml Cap Index Fd — Int/Div — Buy

Transamerica Intl Small Cap Value Fd — Int/Div — Buy

Transamerica Intl Small Cap Value Fd — Buy (add'l)

Driehaus Emg Mkts Growth Fund — Int/Div — Buy

Driehaus Emg Mkts Growth Fund — Sold

Matthews Asia Dividends - ins — Int/Div — Buy

NB Muni IT Bonds Fnd Ins — Int/Div — Buy

Vanguard UT T/E Fd Adm — Int/Div — Buy

NB High Income Bond Fd Ins — Int/Div — Buy

NB High Income Bond Fd Ins — Buy (add'l)

Rudgeworth Seix Floating Rate Fd Ins — Int/Div — Buy

Rudgeworth Seix Floating Rate Fd Ins — Buy

Blackrock Strategic Inc. Opp Fd Ins — Int/Div — Buy

Third Ave. Real Est. Val Isn't — Int/Div — Buy

Vanguard S/T T/E Fd Adm — Int/Div — Buy

Federated Govt Obli Fd - Prm — Int/Div

Dreyfus Emg Mkts — None — Sold

NB Equity Income Fd Ins — None — Sold

Las Vegas Sands Corp. { Common Stock) [ — None

American Bar Ass'n Thrift Plan {no control) i - Voya Financial — Int/Div — Buy (add'l)

T. Rowe Prec Retirement 2010 — Int/Div — Buy

T. Rowe Prec Retirement 2010 — Buy

TT. Rowe Price 2040 Fund — Int/Div — Buy

TT. Rowe Price 2040 Fund — Buy

S.SgA Russ. SmMD Cap Index Fund — Int/Div — Buy

S.SgA Russ. SmMD Cap Index Fund — Buy

U Fund College Investing Plan: MA Portfolio 2033 mm — Int/Div — Buy

Liability — BB&T — Mortgage on Investment Real Property

Reimbursement — New York IP Law Association — 3/27/2015 to 3282015 — New York, NY — Annual Judicial Program (Attendee) — Transportation, lodging, meals

Reimbursement — FCBA — 6/24/2015 to 272015 — Dana Point, CA — Presenter — Transportation, lodging, meals

Reimbursement — ALI — 12/212015 to 12132015 — Philadelphia, PA — Conference (Panelist) — Transportation, meals

Spouse's income — 2015 — American Bar Association - salary compensation

Spouse's income — 2015 — Ropes & Gray LLP - retirement benefits

Part VII, page 4, lines 3, 6, and 17: These are [NI investment and retirement accounts; however, neither the filer nor [I directs the investment,

purchase or disposition of assets in those accounts, and filer has no knowledge of the specific investments in these accounts. (RGIP is a series of investments

managed by Ropes & Gray Investment Partmership; the 401(k) plan is held by J.P. Morgan and managed by Roses & Gray; the ABA Thrift Plan is a 401(k) plan

held and managed by Voya Financial).

Part VII page 4 line 4 (RGIP, LLC) J: This is I investment partnership that co-invests under the direction of [Jl] former law firm (Ropes & Gray).

[1 has no ability to direct purchases or sales and cannot redeem, sell, or divest any of the specific investments in that partnership.

Part VII page 4, lines 9-14 and page 3, line |8 (College Savings Funds): The assets listed are 529 Savings Plans invested [I for I through

the state of Massachusetts and managed by Fidelity; they do not allow for the selection of assets within the accounts by either the owner or beneficiary.

Part VII, page 4, line 15: Neither the filer nor directs the investment, purchase or disposition of assets in this trust account (managed by Ropes &

Gray), and filer has no knowledge of the specific investments in these accounts,

Part VIL, page 9, lines 95 - 100 (Voya Financial) 500 This is 50000000 current 401(k) account. The transactions listed are reported quarterly without a

specific date; thus, Q1 and Q2 designate the quarter during which the transaction occured.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Susan G Braden | Frix