Sandra R. Klein

Brokerage #1

Altna — Int/Div

American Express — Int/Div — Sold

British Petroleum — Int/Div

Bristol Myers Squibb — Int/Div

Walt Disney — Int/Div

Frontier Commumications — Int/Div

Hewlett Packard — Int/Div

Kraft Foods — Int/Div

Microsoft — Int/Div

Pfizer — Int/Div

Philip Morris Intemational — Int/Div

Powershares QQQ — Int/Div

Tyler Technologies — None

Venzon — Int/Div

Wells Fargo — Int/Div — Sold

VXX — None

VXX — Int/Div — Buy

Brokerage #2

Apache — Int/Div

Devon Energy — Int/Div

Exxon Mobil — Int/Div

Highmark California MMA®* — Int/Div

Union Bank 401-K #1 — Int/Div

UB Stable Value Fund C

Vanguard Target Ret. 2025

Vanguard Inst] Index Plus

Wells Fargo 401-K #2 — Int/Div

WF Stable Value Fund

S&P SOO Index Fund

WF ESOP Fund — Sold

Vanguard IRA 2] — Int/Div

Equity Income Fund

Morgan Growth Fund

Value Index Fund

Windsor Fund

Lifestrategy Growth Fund

Prime Money Market Fund

Global Equity Fund

Pacific Stock Index Fund

Wellington Fund

Energy Fund

Strategic Equity Fund

REIT Index Fund

Vanguard 529 Plan #1 — Int/Div

Growth Index

Morgan Growth

Total Int'l Stock Index

Value Index

Vanguard 529 Plan #2 — Int/Div

Total Int'l Stock Index

Total Stock Market Index

High Yield Bond Portfolio

Brokerage #3

Wells Fargo Calif. MMA — Int/Div

Altra — Int/Div

British Petroleum — Int/Div

Bristol Myers Squibb — Int/Div

General Electric — Int/Div

Pfizer — Int/Div

Philip Morris Int'l — Int/Div

Brokerage #4

Highmark Calif. MMA — Int/Div

Apache — Int/Div

Coca Cola — Int/Div

Devon Energy — Int/Div

Exxon Mobil — Int/Div

Fidelity Brokerage 5

Fudehity Cash Reserves — Int/Div

Worldwide — Int/Div

Asset Manager 70% — Int/Div

Magellan — Int/Div

Growth & Income — Int/Div

Fidelity IRA #2 — Int/Div

Stock Selector Large Cap Value

Fifty

Balanced

Select Energy

Value

Fidelity IRA #3 — Int/Div

Real Estate Investment

Select Energy

Select Defense & Aerospace

Fidelity Brokerage £6

Calif. MMA — Int/Div

Rental property #1 - Redondo Beach, CA — Rent

Rental property £2 - Redondo Beach, CA* — Rent

Brokerage #7*

MUFF) — Int/Div

Liability — Chase — Mortgage on Rental Property #1

Liability — Chase — Mortgage on Rental Property #2

Spouse's income — 2011 — = Salary & bonus

My investiture ceremony and reception was held on 10/27/11. The cost of the caterer for my reception was $14,136.20. Many local bar associations generously

contributed to pay the caterer, The bar associations paid the caterer and 1 do not know which bar associations contributed nor do 1 know how much each bar

association contributed,

When | filed my initial financial disclosure report on 10/7/11, 1 inadvertently left off certain information. That information is indicated with an * on Section VII

and is summarized below:

= An investment in Highmark California MMA from Brokerage Account #2. This investment has now been added to the list of investments in Brokerage Account

#2,

- Brokerage Accouunt #7. This Brokerage Account has now been added to my list of investment accounts.