John George Koeltl

JOHNSON & JOHNSON - COMMON — Int/Div — Sold (part)

PFIZER INC. « COMMON — Int/Div

ROYAL DUTCH SHELL PLC « COMMON — Int/Div

AMERICAN GROWTH FUND OF AMERICA CL C - MUTUAL FUND — None — Sold

FEDERATED KAUFMANN FUND CL ( MUTUAL FUND — None — Sold

FRANKLIN INCOME FUND CL C MUTUAL FUND — Int/Div

OPPENHEIMER INT'L BOND FUND CL C-MUTUAL FUND — Int/Div — Sold

OPPENHEIMER DEV. MARKETS FUND CLC -MUTUAL FUND — Int/Div — Sold (part)

CGM ADVISOR TARGETED EQUITY FUND CL C - MUTUAL FUND — None — Buy

TEMPLETON GLOBAL BOND FUND CL C- MUTUAL FUND — Int/Div — Buy

LORD ABBETT ST DURATION INCOME FUND - MUTUAL FUND — Int/Div — Buy

MERRILL LYNCH FIA MONEY FUND NY.NY. — Interest — Buy (add'l) — Increase To MM Fund

N.Y. STATE MTG AGY BOND SER 80 £108 DUE 1001/17 — Interest — Redeemed

N.Y.STATE ENGY RESH BOND 5.5% DUE 0101721 — Interest

N.Y.STATE MTG ACGY REV BOND £05% DUE 1001/17 — Interest — Sold (part)

N.Y. CITY MUN WTR BOND 5% DUE 06/15/29 — Interest — Redeemed

NY CITY CY TRANS BOND 5% DUE 05/01/31 — Interest — Sold (part)

N.Y STATE SER C BOND 4.4% DUE 04/1521 — Interest

N.Y. STATE NY SER F BOND 5.3% DUE 01/1826 — Interest

N.Y. STATE DORM. AUTH, 4.75% REV ST JOHNS BOND DUE O7T/0128 — Interest

TRIBOR. BRIDGE & TUNNEL BOND 5% DUE 11/15/32 — Interest

NY NY CY TRANSTNL FIN ATRV BOND 5% DUE 02/01/33 — Interest

SUFFOLK CTY BOND 4.125% DUE 1170121 — Interest

DUTCHESS CTY BOND 4.5% DUE 08/0126 — Interest

ST. LAWRENCE CTY BOND 4.25% DUE 05/1528 — Interest

NEW YORK NY SUBSER SER 1-1 4.125% DUE 02/01/23 — Interest — Sold

NY ST DORM AT RV ST BOND 5% DUE 02/1524 — Interest

EAST HAMPTON NY BOND 4% DUE 06/1525 — Interest — Sold

NY ST DORM AT RV ST BOND 5% DUE 021527 — Interest

NEW YORK ST URBAN DEV BOND 4.259% DUE 031527 — Interest

NEW YORK ST HFA PERS INC BOND So0 DUE 09/15/30 — Interest

NEW YORK NY SUBSER SER C-1 BOND 4.5% DUE 1001/23 — Interest

N.Y. STATE DORM. AUTH, REV MEM SLOAN BOND 8% DUE 07/0126 — Interest

TRIBOR. BRIDGE & TUNNEL BOND 4.75% DUE 1 1/15/30 — Interest

NEW YORK NY SUBSER J-1 BOND 5% DUE 05/15/31 — Interest

TRIBOR. BRIDGE & TUNNEL BOND 5% DUE 11/15/32 — Interest

N.Y.CITY MUN WTR BOND 5% DUE 06/15/34 — Interest

N.Y. CITY MUN WTR BOND 4.75% DUE 06/1536 — Interest

N.Y. CITY MUN WTR BOND 4.75% DUE 06/15/37 — Interest

TRIBOR. BRIDGE & TUNNEL BOND 5% DUE 11/15/37 — Interest

N.Y. CITY MUN WTR BOND 5% DUE 06/15/38 — Interest

N.Y. STATE HSG FIN AGY BOND 4.9% DUE 11/01/38 — Interest

N.Y. CITY MUN ATR BOND 4.5% DUE 06/15/39 — Interest

LONG ISLAND PWR AUTH NY BOND 4.259% DUE 05/01/33 — Interest

THOMPSON NY PUB IMPT BOND 4.125% DUE 09/01/29 — None — Buy

N.Y. STATE CLN-DRNKNG WTR BOND So DUE 06/15/36 — Interest — Buy

NEW YORK ST SER E OID BOND 4% DUE 12/15/37 — None — Buy

HUDSON YDS INFRA NY BOND 5% DUE 02/15/47 — None — Buy

CITIBANK CHECKING ACCOUNT N.Y.NY. — None

MERRILL LYNCH (IRA ACCOUNT) - OPPENHEIMER INT'L BOND FUND CL — Int/Div — Sold

MERRILL LYNCH (IRA ACCOUNT) - OPPENHEIMER INT'L BOND FUND CL — None — Buy

MERRILL LYNCH (IRA ROLLOVER) ML BANK CASH ACCOUNT — Interest — Buy — Increase to MM Fund

MERRILL LYNCH (IRA ROLLOVER) INVESCO INTL FUND CL A — None — Sold

MERRILL LYNCH (IRA ROLLOVER) ALGER CAP. APPREC. FUND CL A — None

MERRILL LYNCH (IRA ROLLOVER) PUTNAM INT'L CAP OPP FUND CLA — None — Sold

MERRILL LYNCH(IRA ROLLOVER). AMER CAPINCBLDR FUNDCL A — None — Sold

MERRILL LYNCH (IRA ROLLOVER) MFS VALUE FUNDCL C — Int/Div

MERRILL LYNCH (IRA ROLLOVER) AMER. GWTH FUND OF AMER CLC — None — Sold

MERRILL LYNCH (IRA ROLLOVER) FED. KAUFMANN FUND CLC — None — Sold

MERRILL LYNCH (IRA ROLLOVER) - OPPENHEIMER SELECT VALUE FUND — None

MERRILL LYNCH (IRA ROLLOVER) OPPENHEIMER VALUE FUNDCL C — Int/Div — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- MAINSTAY LARGE CAPFUND CLC — Int/Div — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER): ALGER CAP APPREC FUNDCLC — None

MERRILL LYNCH{IRA ROLLOVER)- LOOMIS SAYLES INVBOND FD CLC — Int/Div — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- PIMCO COMM RR STRATEGY FD CLC — Int/Div — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- PIMCO COMM RR STRATEGY FD CLC — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- PIMCO COMM RR STRATEGY FD CLC — Sold (part)

MERRILL LYNCH{IRA ROLLOVER): FRANKLIN INCOMEFDCLC — Int/Div

MERRILL LYNCH(IRA ROLLOVER)- BLACKROCK GLOBAL ALLOC FUND C — Int/Div — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- BLACKROCK GLOBAL ALLOC FUND C — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- BLACKROCK GLOBAL ALLOC FUND C — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- BLACKROCK GLOBAL ALLOC FUND C — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- OPPENHEIMER INT'L. BOND END C1 € — Int/Div — Sold

MERRILL LYNCH(IRA ROLLOVER)- OPPENHEIMER DEV. MKTS FUND CL C — None — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- OPPENHEIMER DEV. MKTS FUND CL C — Sold

MERRILL LYNCH(IRA ROLLOVER)- BLACKROCK LATIN AMERICA FUND — Int/Div — Buy

MERRILL LYNCH(IRA ROLLOVER)- FED. KAUFMAN LRG CAP FUND CL C — Int/Div — Buy

MERRILL LYNCH(IRA ROLLOVER)- FED. KAUFMAN LRG CAP FUND CL C — Buy (add'l)

MERRILL LYNCH(IRA ROLLOVER)- PIMCO GLOBAL MULTI ASSET FUND — Int/Div — Buy

US TREASURY DIRECT - US TREASURY NOTES — Interest — Closed — PART VIII COMMENT

HSBC BANK - MONEY MARKET ACCTS. - BUFFALONLY. — Interest — Closed — PART VIII COMMENT

MICHAEL NAYLOR. PERSONAL LOAN — None

CHASE BANK MONEY MARKET ACCT (INHERITED IRA ACCOUNT = (XD — None

ESTATE (X) — Int/Div

MERRILL LYNCH MONEY MARKET ACCOUNTS (MONEY MARKET FUNDS)

NEW YORK NY SER P BOND 4.25% DUE ORN01725

TRIBOR BRIDGE & TUNNEL BOND 5% DUE 11/15/32

CALTRIA GROUP INC { COMMON)

AMN ELEC POWER CO. (COMMON)

AT&T (COMMON)

CAVENET INC (COMMON)

BOEING CO. (COMMON)

BP PLC SPON ADR (COMMON)

SCENTURYLINK INC. SHRS (COMMON)

CHEVRON CORP (COMMON)

CONSOLIDATED EDISON INC (COMMON)

DAIMLER A (COMMON)

DIEBOLD INC. (COMMON)

DOMINION RESOURCES INC (COMMON)

DUKE ENERGY CORP. (COMMON)

EDISON INT'L CALIF (COMMON)

EXELON CORP. (COMMON)

EXXON MOBIL CORP. (COMMON)

FIRST ENERGY CORP. (COMMON)

GENERAL ELECTRIC (COMMON)

HERSHEY CO. (COMMON)

HESS CORP. (COMMON)

HONEYWELL INTL INC. (COMMON)

KRAFT FOODS INC. (COMMON)

LSI CORP. (COMMON)

MARATHON OIL CORP. (COMMON)

MARATHON PETROLEUM CORP (COMMON)

NORTHROP GRUMMAN CORP (COMMON)

NSTAR (COMMON)

OCCIDENTAL PETROLEUM CORP CAL (COMMON)

PEPCO HOLDINGS INC. (COMMON)

PEPSICO INC. (COMMON)

PHILIP MORRIS INT'L INC. (COMMON)

PUBLIC SERVICE ENTERPRISE GROUP (COMMON)

ROCKWELL AUTOMATION INC (COMMON)

ROCKWELL COLLINS INC (COMMON)

ROYAL DUTCH SHELL PLC (COMMON)

SARA LEE CORP. (COMMON)

SKYWORKS SOLUTIONS INC (COMMON)

SOUTHERN COMPANY (COMMON)

SPECTRA ENERGY CORP. (COMMON)

TERADATA CORP. (COMMON)

VERIZON COMM. (COMMON)

VODAPHONE GROUP PLC (COMMON)

YUM BRANDS INC. (COMMON)

DWS NEW YORK TAX FREE INCOME FUND CL A (MUTUAL FUND)

FEDERATED FUND FOR U.S. GOV'T SECURITIES CL A (MUTUAL FUN)

FEDERATED MUNICIPAL SECURITIES FUND CL AMUTLAL FUND)

FRANKLIN US. GOV'T SECURITIES FUND CL C (MUTUAL FUND)

FRANKLIN US. GOV'T SECURTIES FUND CL A (MUTUAL FUND)

ROCHESTER LIMITED TERM NY MUNICIPAL FUND (MUTUAL FUND)

WESTERN ASSET HIGH INCOME FUND II (MUTUAL FUND)

FIDELITY CASH RESERVES (MONEY MARKET FUND)

FIDELITY MAGELLAN FUND (MUTUAL FUND)

FIDELITY NY MUNI INCOME FUND (MUTUAL FUND)

FIDELITY PURITAN FUND (MUTUAL FUND)

Gift — ADVANCEMENT OF THE AMERICAN LEGAL SYSTEM

Liability — NY STATE COMMISSIONER OF TAXATION AND FINANCE — ESTATE - ESTIMATED NY STATE ESTATE TAX DUE

Reimbursement — 92011 — Conterence on Complex Litigation

Reimbursement — American Bar Association — August 4.2011 August 5,201] — Toronto, Canada — Annual Meeting — Lodging, meals and travel

Income — 2011 — NEW YORK UNIVERSITY - TEACHING — S20.000.00

PART VII - COMMENTS

1) INVESTMENTS REPORTED ON LINES 81 AND 82 RELATE TO A TREASURY NOTE ACCOUNT AND A CASH ACCOUNT HELD AT A BANK ON

WHICH | AM NAMED CO-OWNNER

AS A CONVENIENCE TO

. THE ACCOUNTS WERE FUNDED COMPLETELY BY MY

AND ALL EARNINGS ON THESE ACCOUNTS WERE REPORTED

DUE TO

LISTED]

OWNERSHIP, I AM REPORTING

THE ACTIVITY IN TOTAL FOR THESE TWO ACCOUNTS WHICH WERE CLOSED DURING 2011