John M. Rogers

USAA Aggressive Growth Fund (IRA) — Int/Div

TIAA retirement account — Interest

CREF retirement account — None

US Savings Bonds Series EE — Interest

ING Fidelity VIP MidCap Portfolio SRV — None — Buy

Smith Bammey bank deposit account — Interest

USAA Subscriber's Savings Account — istrnibution

Central Bank Checking Account — Interest

First Federal Bank CD 21 — Interest

First Federal Bank CD #2 — Interest

ING VP Intermediate Bond Port - — None

ING VP Strategic Alloc Growth Port-l — None

Amencan Balanced Fund R- 3 (ING fam) — None

ING Van Kempen Comstock Port « Init — None

Growth Fund of America R-3 (ING fam) — None

EuroPacific Growth Fund R-3 — None

First Federal Bank CD #3 — Interest

First Federal Bank CD #4 — Interest

Wanger USA Mut Fd — None — Buy

Neuberger Berman Genesis Fd NBGEX — None — Buy

Blackrock Eg Div Fd cl A MDDVX — Int/Div

Janus Perkins Sm Cap Val Fd ¢l T JSCVX — Int/Div

Lazard Emerging Mkts Port Fd LZEMX — Int/Div

PIMCO Commodity Real Return Strat Fd D PCRDX — Int/Div — Buy

Nuveen Tradewinds Intl Val. Fd cl A NAIGX — Int/Div

PIMCO Total Return Fd cl. D PTIDX — Int/Div

PIMCO Foreign Bond Fd cl A PFLAX — Int/Div

TCW Sm Cap Growth Fd cl N TGSNX — None

Cohen & Steers Realty Shs, Fd. CSRSX — Int/Div

Fidelity Adv'r New Insights Fd. cl. A FNIAX — None

Goldman Sachs Tr Bric Fd cl. A GBRAX — None

Western Asset Money Mkt Fd. cl. A — Int/Div — Buy

PIMCO REal Return Fd D PRRDX — Int/Div — Buy

Professor Emeritus, University of Kentucky College of Law, Lexington KY

Agreement — 07/31/01 — Publishing agreement with Aspen Publishers and two co-authors for an administrative law casebook with 15% royalty for the authors.

Reimbursement — Stanford Federalist Society — May 9, 2011 — Stanford, CA — Give talk — Travel, hotel, meals.

Reimbursement — Federal Bar Association — May 13,2011 — Memphis, TN — Mock argument — Travel, hotel, meals

Reimbursement — Liberty University — September 24, 2011 — Lynchburg, VA — Moot court — Travel, hotel, meals

Reimbursement — Stanford University — October 26-27;, 2011 — Stanford, CA — Symposium — Travel, hotel, meals

Reimbursement — Bngham Young Umiversity — November 17-18, 2011 — Provo, UT — Professor in Residence — Travel, hotel, meals

Income — 2011 — Aspen Publishing Co., Book Royalties — S701.00

Spouse's income — 2011 — Kentucky World Trade Center

Spouse's income — 2011 — Chinese Cultural & Education Center of Lexington