Edward F. Shea

Northwestern Mutual Life Insurance — Int/Div

Northwestern Mutual Life Insurance — Int/Div

Northwestern Mutual Life Insurance — Int/Div

Prudential Life Insurance — Int/Div

South Boston Savings Bank Life Ins — Int/Div

GESA Credit Union — Interest

Comms — None

Fishcreek Lid — None

An — None

Vanguard Health Care Fund, Admin Personal Acct — Int/Div

E/SCHWAB RETIREMENT IRA

BAC(IRA) — None — Buy (add'l)

BAC(IRA) — Buy (add'l)

Driehaus Emerging Mkis — None — Sold

Ferrell Gas — None — Buy

FMILX — None — Buy

FBSOX — None — Buy

Globix Corp — None

KMP (reorganized now KMI) — None — Buy

Linn Engy — None — Buy (add'l)

Linn Engy — Sold (part)

Linn Engy — Sold

Moly corp — None — Buy

Moly corp — Buy (add'l)

Moly corp — Sold

Pentair — None — Buy

PLUG — None — Buy

PLUG — Sold

PRANA — None — Sold

ProthenaSpin off from Elan) — None — Buy (add'l)

ProthenaSpin off from Elan) — Sold

Prudential (PRL) — None

Rare Elements — None — Buy

Rare Elements — Buy (add'l)

SPHD — None — Buy

STEM CELLS — None — Buy

US Bank — None

Vanguard Health Care Fund (IRA) — None

M/RETIREMENT ACCOUNT

Diversified Investment Advisors (DIV) Plan Advisors

Allamz NF) Dividend Value A Fund — None — Buy (add'l)

Am. Euro PAC — None — Buy (add'l)

Am. Euro PAC — Sold

Columbia Small Cap — None — Buy (add'l)

Goldman Sacks Mid Cap Value Fund — None — Buy (add'l)

S10. — Buy (add'l)

Mamstay Lg Cap Growth Fund — None — Buy (add'l)

Mamstay Lg Cap Growth Fund — Sold (part)

wPimco Tot Ret. Fund — None — Sold (part)

wPimco Tot Ret. Fund — Buy (add'l)

TFLIC — None — Sold (part)

TFLIC — Sold (part)

Thomburg Int'l Value Fund — None — Sold (part)

Thomburg Int'l Value Fund — Sold

Vanguard Inst] Index — None — Buy (add'l)

MIRA - SCHWAB

Calumet Sp. Prod — None — Buy

Powershares ETF SPHD — None

Schwab Money Mkt — None

SCHWAB JT ACCOUNT

KMP (Reorganized now KMI) — None — Buy

LINN — None — Buy

PRANA — None — Sold (part)

PRANA — Sold

Rare Elements — None — Buy

Schwab Money Market Fund — Interest

Schwab Invest Money Fund (Pers) SWZXX — Int/Div

SHPD — Int/Div — Buy

SHPD — Buy (add'l)

Officer/Director

Spouse's income — 2014 — Salary -

* Part VII, Investments and Trusts - Line 28 ELAN stock - sold all sometime in late spring.

**Part VII, Investments and Trusts - Line 45 Prothena -was purchased December of 2012 and inadvertently omitted from the 2012 report