William Joseph Kayatta jr

Brokerage Account #1 (H)

iShares Russell 1000 Gr, Index (IWF) — Int/Div

iShares Russell 1000 Value Index (1IWD) — Int/Div

iShares Russell 2000 Gr. Index (WO) — Int/Div — Sold (part)

ALPS Alerian MLP ETF (AMLP) — Int/Div

iShares Russell 2000 Index (1IWM) — Int/Div

Vanguard Energy ETF (VDE) — Int/Div

Vanguard Inform. Tech. ETF (VGT) — Int/Div

iShares NASDAQ Biotech. Index (IBB) — Int/Div

Consumer Discretionary SPDR (XLY) — Int/Div

Fidelity Advisors New Insights Fund (FNICX) — Int/Div

Health CARe Select SPDR (XLV) — Int/Div — Buy (add'l)

Oppenheimer Intern. Bond Fund (OIBCX) — Int/Div

Ivy Asset Strategy Fund (WASCX) — Int/Div

iShares Barclays MBS Bon Fund (MBB) — Int/Div

iShares IBOXX $ luvt Gr. Corp. Bd. Fund {(LQD) — Int/Div

iShares MSC EAFE Index Fund (EFA) — Int/Div

Materials Select Sector SPDR Fund (XLB) — Int/Div — Buy (add'l)

Sector SPDR Consumers STPL (XLP) — Int/Div

Sector SPDR Energy (XLE) — Int/Div

Sector SPDR Industrial (XL — Int/Div

Sector SPDR Utilites ((XLU) — Int/Div

SPDR Barclays High Yield Bond ETF (INK) — Int/Div

Vanguard Financial ETF (VFH) — Int/Div

Vanguard Intermediate Term Bond ETF (BIV) — Int/Div

Vanguard MSCI Emergmg Mrkts ETF (VWO) — Int/Div — Sold

Vanguard Short Term Bond (BSV) — Int/Div

Vanguard Telecommunications SRVCS ETF (VOX) — Int/Div

Elements-Rogers Tr — Interest

Merrill Lynch Bank Deposit Program — Interest

BIF Money Fund — Interest

Blackrock Energy & Resources (BGR) — Int/Div

Henderson Global Equity (HFQAX) — Int/Div

SPDR S&P S00 ETF (SPY) — Int/Div

Eaton Vance Tax Managed ETF — Int/Div

Blackstone GSO Strategic (BGB) — Int/Div

401k) Account £1(H)

Blackrock Ener.& Res Tr (BGR) — Int/Div

Vanguard Bond Index Fund (BND) — Int/Div

SPDR BarCap Short-term Corp. Bond (SCPB)Y — Int/Div

iShares Barclays 7-10 Treasury Bond Fund (IEF) — Int/Div

iShares Aaa-A Rated Corp. Bond (QLTA) — Int/Div

Vanguard Total Stock Market Index (VT) — Int/Div

Vanguard Dividend Appreciation (VIG) — Int/Div

Powershares S&P ETF (SPLV) — Int/Div

Powershares QQQ Trust, Series 1 (QQQ) — Int/Div

iShares Russell 2000 Index ((IWM) — Int/Div

EGA: Emerging Markets Consumer ETF (ECON) — Int/Div

Powershares DB Commodity Index Tracking Fund (DBC) — None

IShares Gold Trust ETF (IAL) — Int/Div

Vanguard MSCI EAFE ETF (VEA) — Int/Div

Vanguard MSC Emerging Markets Index (VWO) — Int/Div

Shares MSC Germany Index (EWG) — Int/Div

iShares Barclays Tips Bond Fund (TIP) — Int/Div

Wisdon Tree Asia Local Debt (ALD) — Int/Div

Vanguard REIT Index (VNQ) — Int/Div

Schwab Sweep Account — Interest

iShares MSCI United K. (EWU) — Int/Div

SPDR S&P S00 (SPY) — Int/Div

Vanguard Int. Equity ETF (VNQI) — Int/Div

Wisdom Tree Japan (DXJ) — Int/Div

Wisdom Tree Trust (BZF) — None

Punco ETF (HYS) — Int/Div

Blackstone?GSO Strategic Credit (BGB) — Int/Div

Brokerage Account #2 (H)

Morgan Stanley Bank N.A — Interest

iShares N. America Tech ETF (IGM) — Int/Div

iShares NASDAQ Biotech ETF (I1BB) — Int/Div

iShares US Consumer Goods ETF (1YK) — Int/Div

iShares US Energy ETF (IYE) — Int/Div — Buy (add'l)

iShares S&P US PFD (PFFNX) — Int/Div — Buy (add'l)

iShares US Aerospace (ITA) — Int/Div — Buy

iShares US Med Devices (IHINX) — Int/Div — Buy (add'l)

iShares US Pharma ETF (IHE) — Int/Div

iShares US Tech ETF (1YW) — Int/Div

iShares LS Telecomm ETF (1YZ) — Int/Div

Powershares Water Res ETF (PHO) — Int/Div

Clearbridge Aggressive Growth (SAGYX) — Int/Div

shares US Fin E1r (IYF) — Int/Div

Ishares US Industrial ETF (1Y)) — Int/Div

Ishares Russell 2000 ETF (IWM) — Int/Div — Sold

ME Health & Higher EDL FACS Auth Re OID x) — Int/Div

MEEDL LN AUTH Stud LN REV (X) — Int/Div

ME HLTH & High EDL FACS AUTH REV SERC (X) — Int/Div

ME State HSNG Auth (X) — Int/Div — Redeemed

Somerset CNTY ME GO (X) — Int/Div — Redeemed

Pierce Atwood Capital Contribution Notes — Interest — Sold (part)

Kev Bank IRA (CD) — Interest

Bank of America Deposit Account — Interest

Inherited IRA (XXH)

iShares N AMER. TECH ETF IGM) — Int/Div

iShares NASDAG BIOTECH ETFIBB) — Int/Div

iShares US HealthCARE ETF ((IYH) — Int/Div

iShares US CONS GOODS ETF (1IYK) — Int/Div

iShares US ENERGY ETF (IYE) — Int/Div

iShares US FINANCIALS ETF (IYF) — Int/Div

iShares LS INDUS ETF (IY) — Int/Div

iShares LS MED DEVICES (IH) — Int/Div

iShares US PHARM ETF (IHE) — Int/Div

iShares US TECH ETF ((IYW) — Int/Div

iShares US TELECOM ETF (IYZ) — Int/Div

POWERSHARES WATER RES PTF (PHO) — Int/Div

CLEARBRIDGE Age Gr (SAGYX) — Int/Div

Trust £2 (H)

Powershares Water Res (PHO) — Int/Div

Maine Hlth & Higher EDL FACS AUTH REV SER-A — Int/Div

Maine EDL LN AUTH STUDENT LN REV — Int/Div

iShares NASDAQ Biotech ETF (IBB) — Int/Div

iShares LS Consumer Goods ETF (1YK) — Int/Div

iShares US Energy ETF (IYE) — Int/Div

iShares LS Fimacials ETF ((IYF) — Int/Div

iShares Industrials ETF (1Y)) — Int/Div

iShares US Medical Devices ETF (IHD — Int/Div

iShares US Pharm (IHE) — Int/Div

iShares LS Tech ETF (IYW) — Int/Div

iShares US Telecom ETF (1YZ) — Int/Div

Morgan Stanley Liquid Asset Fund — Interest

Ishares N. Amer. Tech (IGM) — Int/Div

Ishares S&P US PFD Sik Ind (PFF) — Int/Div

Ishares Russell 2000 ETF (IWM) — Int/Div

Co-Trustee, Trust #2

Member, Lmversity of Maine School of Law Board of Visitors

Agreement — 2012 — Withdrawal Agreement with Pierce Atwood LLP

Agreement — 2010 — Pierce Atwood LLP Pension Plan (former employer's plan; no control)

Reimbursement — Boston University Law School — HIS 6 — Boston, Ma — Moot Court tor Students — Transportation and hotel

Income — 2016 — Pierce Atwood LLP buyout payments under Withdrawal Agreement — SK7.633.00

During 2016, Trust #2 terminated. and all of its assets were distributed.

Any of those distributed assets that went to [JEN «c now reflected in the assess listed for Brokerage Acct. #2. The transfered assets, if entirely new

holdings, are marked with an "X" in Brokerage Acct. #2, Otherwise, if they simply increased the value of a previously held holding, which sometimes resulted in

a change to Column C(1) for Brokerage Acct. #2.