Shira A. Scheindlin

Rental Property #1 Brooklyn, Kings County, NY — Rent

IRA#)

IRA Sentinel Int] Equity Class A — Int/Div

IRA Sentinel Small Company A — Int/Div

IRA Sentinel Common Stock Class A — Int/Div

Alger Spectra Fund — Int/Div

JP Morgan Mid Cap Value Fund — Int/Div

JohnHancock STR Inc — Int/Div

PIMCO Real Return C1 A — Int/Div

Sunamerica focussws dividend — Int/Div

Teachers Insurance Annuity Association — Interest

College Retirement Equities Fund — Int/Div

Supplemental and Group Retirement Annuities — Int/Div

AXA Financial Insurance Company Stock — Int/Div

Vanguard Int'l Growth Fund — Int/Div

Phizer — Int/Div

Investors Bank — Interest

Investors Bank — Interest

Chase Manhattan Bank — Interest

Chase Manhattan Bank — Interest

Chase Manhattan Bank — Interest

Chase Manhattan Bank — Interest

Chase Manhattan Bank — Interest

Chase Manhattan Bank — Interest

Fidelity Advantage Small Cap. — Distribution

Fidelity Advantage Mid Cap — Int/Div

Brokerage Account #)

Excelsior Directional Hedge Fund of Funds — Int/Div — Sold

Excelsior Directional Hedge Fund of Funds — Int/Div — Buy (add'l)

Excelsior Directional Hedge Fund of Funds — Int/Div — Sold

ASTON Montag & Caldwell Grth FD CL — Int/Div

ASTON Montag & Caldwell Grth FD CL — Distribution

Columba DIV. INCFDCLZ — Int/Div

Columb DIV INC FD CLZ — Distribution

Columbia FDS SER TR 1 Select LGE CAP GrthFDCL Z — istnibution

Columbia FDS SER TR 1 Select LGE CAP GethFDCL Z — Int/Div

BOFA NY Tax Exempt Res. Tr. Cl.{inc inv.) — Int/Div

Columbia Small Cap Grth FD — Distribution

Columbia NY Inter Muni Bd Fund C1 Z — Int/Div

Columbia NY Inter Muni Bd Fund C1 Z — hy — Sold (part)

Columbia NY Inter Muni Bd Fund C1 Z — Int/Div — Sold (part)

Columbia NY Inter Muni Bd Fund C1 Z — Int/Div — Sold (part)

Columbia Short Term Muni Bd Fd Cl 2 — Int — Buy

Janus Invest. FD Enterprise — Int/Div

Lazard Fd. Inc. Emerg. Mkts — Int/Div

Lazard Fd. Inc. Emerg. Mkts — Distribution

Thomburg Int. Value Fd — Int/Div

Harbor Intl Fund — hy

PIMCO Commodity Realreturn Strat. FD — Int/Div — Buy (add'l)

PIMCO Commodity Realreturm Strat. FD — Int/Div — Buy (add'l)

PIMCO Commodity Realreturm Strat. FD — Int/Div — Buy (add'l)

PIMCO Commodity Realretum Strat. FD — Int — Sold

Vanguard REIT ETF — Int/Div

AQR Diversified Arbitrage fund — Int/Div — Sold (part)

AQR Diversified Arbitrage fund — Int/Div — Buy (add'l)

Columbia High Yield Municipal Fund — Int/Div — Sold (part)

Columbia High Yield Municipal Fund — Int/Div — Sold (part)

Black Rock Global Long Short CR Fd — Int/Div — Buy

Black Rock Global Long Short CR Fd — Int/Div — Sold

Eaton Vance Atlanta Cp. — None — Buy

Columbia Emerging Mkt Fd C1 Z — Int/Div — Buy

Columbia Emerging Mkt Fd C1 2 — Int/Div — Buy (add'l)

Columbia Emerging Mkt Fd C1 Z — Int/Div — Buy (add'l)

Ivy Asset Strategy Fd — Int/Div — Buy

Ivy Asset Strategy Fd — Int/Div — Sold (part)

PIMCO All Assests All AUTH. Fd — Int/Div — Buy

Artisan Int. Fd — Int/Div — Buy

Oppenheimer Intl Gth Fd — Int/Div — Buy

Oppenhemmer Intl Gth Fd — Int/Div — Buy (add'l)

PIMCO Commodoties Plus Strategies — Int/Div — Buy

Prudential Global Real Estate — Int/Div — Buy

Robeco Boston Partners Long/Short Research fund — None — Buy

JP Morgan Sweep Acc't — Interest

Robeco Boston Partners Long/Short Research Fund — None — Buy (add'l)

Franklin FTLG Rate Daily Access Fd — Int — Buy

Scottrade Acct. #1

Barcly Bk MSC India — None

MSC Pacific — Int/Div

MSC Mexico — Int/Div

MSCI Hong Kong — Int/Div

SPDR Gold Trust — None

Harbor Bond Fund — Int/Div

Long Leaf Partners Fund — Int/Div

Perrint Micro Cap FD — None

Scottrade Sweep US Bank NA — Interest

Oakmark Select Fund — Int/Div

Fairholme Fund — None

SPDR Series trust KBWregl. B — None

PIMCO Emerging Local Bond fund — Int/Div

M& marshall Hsley Bank (sweep Acc't) — None

Brokerage Acct. 2

Windstream Stock — Int/Div

Markwest Stock — Int/Div

SPDR Index SHS FDS INT (IPF-ETF) — Int/Div

MSCI Hong Kong (EWH-ETF) — Int/Div

SPDR Index SHS FDS S&P China (GXCO) — Int/Div

Claymore Exchange Traded Fund (TAN) — Inv — Sold

Fairholme FND FAIRX — Distribution

US Bank NA (sweep acc't) — Interest

Fidelity Nordic FNORX — Int/Div

Fidelity EMEA FND FEMEX — Int/Div

Fidelity Emerging Asia FND FSEAX — Int/Div

Market Vectors Brazil Small Cap ETF BRF — Int/Div

Fidelity Value Fund FDVLX — Int/Div — Buy

Columbia Aggressive Value CAMAX — Int/Div — Buy

T Rowe Price Cap Appreciation FND PRWCX — Int/Div — Buy

Powershares Dynamic FND PBE — Int/Div — Buy

Market Vectors Gold FND GDX — Int/Div — Buy

JP Morgan Chase/Acct #1

SPDR S & P SOO ETF SPY — Int/Div — Sold (part)

SPDR S & P SOO ETF SPY — Int/Div — Sold (part)

SPDR S & P SOO ETF SPY — Int/Div — Sold (part)

SPDR S & P SOND ETF SPY — Int/Div — Buy (add'l)

SPDR S & P SOO ETF SPY — Int/Div — Buy (add'l)

SPDR S & P SOO ETF SPY — Int/Div — Buy (add'l)

SPDR S & P SOO ETF SPY — Int/Div — Buy (add'l)

American Century Interterm AXBIX — Int/Div — Buy (add'l)

American Century Interterm AXBIX — Int/Div — Sold (part)

Amencan Century Interterm AXBIX — Int/Div — Buy (add'l)

Amencan Century Interterm AXBIX — Int/Div — Sold (part)

American Century Interterm AXBIX — Int/Div — Sold (part)

American Century Interterm AXBIX — Int/Div — Sold (part)

Black Rock FDS US BHYIX — Int/Div — Buy

Black Rock FDS US BHYIX — Int/Div — Buy (add'l)

Black Rock FDS US BHYIX — Int/Div — Buy (add'l)

Black Rock FDS US BHYIX — Int/Div — Buy (add'l)

Black Rock FDS US BHYIX — Int/Div — Buy (add'l)

Black Rock FDS BMCIX — Int/Div — Sold

Cohen & Steers Realty CSDIX — Int/Div — Buy (add'l)

Cohen & Steers Realty CSDIX — Int/Div — Buy (add'l)

Cohen & Steers Realty CSDIX — Int/Div — Buy (add'l)

Delaware GRP Caps Emerging DEMIX — Int/Div — Buy (add'l)

Delaware GRP Caps Emerging DEMIX — Int/Div — Sold (part)

Delaware GRP Caps Emerging DEMIX — Int/Div — Buy (add'l)

Goldman Sachs Emerging Market GSDIX — Int/Div — Sold (part)

Goldman Sachs Emergmg Market GSDIX — Int/Div — Buy (add'l)

Goldman Sachs Emerging Market GSDIX — Int/Div — Buy (add'l)

Goldman Sachs Emerging Market GSDIX — Int/Div — Buy (add'l)

Goldman Sachs Emerging Market GSDIX — Int/Div — Sold (part)

AIN Tax Ecempt FDS/Invesco Van Kampen ACTDX — Int/Div — Buy (add'l)

AIN Tax Ecempt FDS/Invesco Van Kampen ACTDX — Int/Div — Sold (part)

AIN Tax Ecempt FDS/Invesco Van Kampen ACTDX — Int/Div — Sold (part)

AIN Tax Ecempt FDS/Invesco Van Kampen ACTDX — Int/Div — Sold

Oak Mark Fund OAKMX — Int/Div — Sold (part)

Oak Mark Fund OAKMX — Int/Div — Buy (add'l)

Oak Mark Fund OAKMX — Int/Div — Buy (add'l)

Oak Mark Fund OAKMX — Int/Div — Buy (add'l)

Oak Mark Fund OAKMX — Int/Div — Sold (part)

JP Morgan TR 1/inter tax free VSITX — Int/Div — Buy (add'l)

JP Morgan TR 1/inter tax free VSITX — Int/Div — Sold (part)

JP Morgan TR 1/inter tax free VSITX — Int/Div — Buy (add'l)

JP Morgan TR 1/inter tax free VSITX — Int/Div — Sold (part)

JP Morgan TR 1/inter tax free VSITX — Int/Div — Sold (part)

JP Morgan TR 1/inter tax free VSITX — Int/Div — Sold (part)

JP Morgan TR 1/inter tax free VSITX — Int/Div — with line 155)

JP Morgan TRUmter tax free BD FND Instlk CLIOTIX — Int/Div

JP Morgan TR1/US Equity FD JUESX — Int/Div — Sold (part)

JP Morgan TRI/US Equity FD JUESX — Int/Div — Buy (add'l)

JP Morgan TR1/US Equity FD JUESX — Int/Div — Buy (add'l)

JP Morgan TRI/US Equity FD JUESX — Int/Div — Sold (part)

JP Morgan TR1/US Equity FD JUESX — Int/Div — with line 161)

JP Morgan TR1 US Equity FD Inst] C1 IMUEX — Int/Div

JP Morgan TR1/Mideap Equity VSNGX — Int/Div — Sold (part)

JP Morgan TR 1/Midcap Equity VSNGX — Int/Div — Sold (part)

JP Morgan TR 1/Midcap Equity VSNGX — Int/Div — Buy (add'l)

JP Morgan TR 1/Midcap Equity VSNGX — Int/Div — Sold (part)

JP Morgan TR 1/Midcap Equity VSNGX — Int/Div — Buy (add'l)

JP Morgan TR1/Midcap Equity VSNGX — Int/Div — Buy (add'l)

JP Morgan TR 1/International Value Fund Select JIESX — Int/Div — Buy (add'l)

JP Morgan TR 1/International Value Fund Select JIESX — Int/Div — Sold (part)

JP Morgan TR 1/International Value Fund Select JIESX — Int/Div — Buy (add'l)

IP Morgan TR 1/International Value Fund Select JIESX — Int/Div — Buy (add'l)

JP Morgan TR 1/International Value Fund Select JIESX — Int/Div — Sold (part)

JP Morgan TR 1/International Value Fund Select JIESX — Int/Div — with line 174)

JP Morgan TR 1 Int"l Value FD Inst] CI INUSX — Int/Div

JP Morgan TR1/Emerging Markets Equity FD JEMSX — Int/Div — Buy (add'l)

JP Morgan TR1/Emerging Markets Equity FD JEMSX — Int/Div — Buy (add'l)

JP Morgan TR 1/Emerging Markets Equity FD JEMSX — Int/Div — Buy (add'l)

JP Morgan TR1/Emerging Markets Equity FD JEMSX — Int/Div — with line 179)

JP Morgan TRI Em. Mkts Equity FDS Inst] IMIEX — Int/Div

JPMorgan High Yield OHYFX — Int/Div — Buy

JPMorgan High Yield OHYFX — Int/Div — Buy (add'l)

JPMorgan High Yield OHYFX — Int/Div — Buy (add'l)

JPMorgan High Yield OHYFX — Int/Div — Sold (part)

JP Morgan Short Interm. PGUIX — Int/Div — Buy

JP Morgan Short Interm. PGUIX — Int/Div — Buy (add'l)

JP Morgan Short Interm. PGUIX — Int/Div — with line 187)

JP Morgan TR 1I Short Inter Mun Bd Fd Inst] JIMIX — Int/Div

MFS Ser. Tr. X Emerging Market MEDIX — Int/Div — Sold (part)

MFS Ser. Tr. X Emerging Market MEDIX — Int/Div — Sold (part)

MFS Ser. Tr. X Emerging Market MEDIX — Int/Div — Buy (add'l)

MFS Ser. Tr. X Emerging Market MEDIX — Int/Div — Buy (add'l)

MFS Ser. Tr. X Emerging Market MEDIX — Int/Div — Sold (part)

MFS Municipal High Income MMHY X — Int/Div — Sold (part)

MFS Municipal High Income MMHY X — Int/Div — Sold (part)

MFS Municipal High Income MMHY X — Int/Div — Sold

T Rowe Price Tax Free Income PATAX — Int/Div — Buy (add'l)

T Rowe Price Tax Free Income PATAX — Int/Div — Buy (add'l)

T Rowe Price Tax Free Income PATAX — Int/Div — Buy (add'l)

T Rowe Price Tax Free Income PATAX — Int/Div — Sold (part)

T Rowe Price Tax Free Income PATAX — Int/Div — Sold (part)

T Rowe Price Tax Free Income PATAX — Int/Div — Sold (part)

T Rowe Price Summit PRSMX — Int/Div — Buy

T Rowe Price Summit PRSMX — Int/Div — Buy (add'l)

Thomburg International Value Fund TGVIX — Int/Div — Buy (add'l)

Thomburg International Value Fund TGVIX — Int/Div — Sold (part)

Thormburg International Value Fund TGVIX — Int/Div — Buy (add'l)

Thomburg International Value Fund TGVIX — Int/Div — Buy (add'l)

Thomburg International Value Fund TGVIX — Int/Div — Sold (part)

Vanguard Sector Index Funds VNQ — Int/Div — Sold (part)

Vanguard Sector Index Funds VNQ — Int/Div — Buy (add'l)

Vanguard Sector Index Funds VNQ — Int/Div — Buy (add'l)

Vanguard Sector Index Funds VNQ — Int/Div — Sold (part)

Vanguard Sector Index Funds VNQ — Int/Div — Sold (part)

iShares Trust Russell 2000 WM — Int/Div — Buy

iShares Trust Russell 2000 WM — Int/Div — Buy

iShares Trust Russell 2000 1WM — Int/Div — Sold (part)

Dreyfus Emergmg Mkt DDBIX — Int/Div — Buy

Dreyfus Emerging Mkt DDBIX — Int/Div — Buy (add'l)

Dreyfus Emerging Mkt DDBIX — Int/Div — put)

Dreyfus Emergmg Mkt DDBIX — Int/Div — Sold (part)

Dreyfus Emerging Mkt DDBIX — Int/Div — Sold

John Hancock Inc. Fd JSTIX — Int/Div — Buy

John Hancock Inc. Fd JSTIX — Int/Div — Buy (add'l)

John Hancock Inc. Fd JSTIX — Int/Div — Buy (add'l)

Massachusetts Investors MITIX — Int/Div — Buy

Massachusetts Investors MITIX — Int/Div — Buy (add'l)

Massachusetts Investors MITIX — Int/Div — Buy (add'l)

Massachusetts Investors MITIX — Int/Div — Buy (add'l)

Massachusetts Investors MITIX — Int/Div — Sold (part)

Mamstay MHY IX — Int/Div — Buy

Mamstay MHYIX — Int/Div — Buy (add'l)

Mainstay MHY 1X — Int/Div — Buy (add'l)

Mainstay MHYIX — Int/Div — Sold (part)

MFS Research International MRSIX — Int/Div — Buy

MFS Research International MRSIX — Int/Div — Buy (add'l)

MFS Research International MRSIX — Int/Div — Sold (part)

MFS Research International MRSIX — Int/Div — Buy (add'l)

Transamerica Hi-Yield Bd IHIY X — Int/Div — Buy

Transamerica Hi-Yield Bd IHIYX — Int/Div — Buy (add'l)

Transamerica Hi-Yield Bd IHIYX — Int/Div — Sold

American Century Value Fund AVLIX — Int/Div — Buy

Amencan Century Value Fund AVLIX — Int/Div — Sold (part)

Goldman Sachs Small Cap GSSIX — Int/Div — Buy

Goldman Sachs Small Cap GSSIX — Int/Div — Sold (part)

Goldman Sachs Small Cap GSSIX — Int/Div — Buy (add'l)

IP Morgan TRI Small Cap VSEIX — Int/Div — Buy

JP Morgan TRI Small Cap VSEIX — Int/Div — Sold (part)

JP Morgan Growth Advantage JGASX — None — Buy

JP Morgan Growth Advantage JGASX — None — Sold (part)

Wells Fargo Advantage FDS EMGY X — Int/Div — Buy

ishares MSC EAFE ETF EFA — Int/Div — Buy

ishares MSC EAFE ETF EFA — Int/Div — Buy (add'l)

Alliance Bernstein Inter AIDAX — Int/Div — Buy

Alliance Bernstemn Inter AIDAX — Int/Div — Buy (add'l)

PIMCO Low Duration Fund PTLDX — Int/Div — Buy

PIMCO Low Duration Fund PTLDX — Int/Div — Buy (add'l)

JP Morgan TRI US Equity FD JSUEX — Int/Div — Buy

JP Morgan TRI US Equity FD JSUEX — Int/Div — with line 259)

JP Morgan TR 1 US Equity Fd Inst] CL IMUEX — Int/Div

JP Morgan Deposit Sweep MGD QCPCM* — Interest

JP Morgan Chase/Acct #2

JPM STR Inc Op Fd** — Int/Div

JPM Short Duration Bond Fund — Int/Div — Sold (part)

JPM Short Duration Bond Fund — Int/Div — Sold (part)

JPM Short Duration Bond Fund — Int/Div — Sold (part)

JPM Short Duration Bond Fund — Int/Div — Sold

JPM TR MLT SC INC — Int/Div — Sold (part)

JPM TR MLT SC INC — Int/Div — Sold

JPM TR MLT SC INC — Int/Div — Sold (part)

JPM TR MLT SC INC — Int/Div — Sold (part)

JPM TR MLT SC INC — Int/Div — Sold

Harbor High Yield Bond Fund — Int/Div — Sold (part)

Harbor Convertible Securities Fund — Int/Div — Buy (add'l)

PIMCO Emerging Local Bond Fund — Int/Div — Buy

PIMCO Emerging Local Bond Fund — Int/Div — Sold (part)

PIMCO Emerging Local Bond Fund — Int/Div — Sold (part)

PIMCO Emerging Local Bond Fund — Int/Div — Sold

PIMCO Emerging Market Corporate Bond Fund — Int/Div — Sold (part)

PIMCO Emerging Market Corporate Bond Fund — Int/Div — Sold

SIT Mut. FDS Inc. Div, Growth — Int/Div — Buy (add'l)

Ridgeworth FDS SEIX FLRT — Int/Div

Gateway FD — Int/Div — Sold (part)

Gateway FD — Int/Div — Sold (part)

Gateway FD — Int/Div — Sold (part)

Gateway FD — Int/Div — Sold (part)

Matthews Asia Div. Inst — Int/Div — Buy (add'l)

Eaton Vance Floating Rate ADV — Int/Div

Black Rock High Yield Bd — Int/Div — Buy (add'l)

Cohen and Steere Pref Sec. and Income — Int/Div — Buy (add'l)

Cohen and Steere Pref Sec. and Income — Int/Div — Buy (add'l)

Doubleline FDS TR Totlal Return — Int/Div

T Rowe Price Instl. Income Fs/D Floating Rate Fd — Int/Div

HSBC FDS Total Return — Int/Div — Sold (part)

Managed Portfolio Ser Tortoise Instl — Int/Div

Nuveen Global Infrastructure Share Class — Distribution — Buy

Nuveen — istnibution — Buy (add'l)

Nuveen — Distribution — Buy (add'l)

Prudential Total Return BD FD CL Z — Int/Div — Buy

Prudential Total Return BD FD CL 2 — Int/Div — Buy (add'l)

Prudential Total Return BD FD CL 2 — Int/Div — Buy (add'l)

Prudential Total Return BD FD CL 2 — Int/Div — Buy (add'l)

Prudential Total Return BD FD CL Z — Int/Div — Sold (part)

Prudential Total Return BD FD CL 2 — Int/Div — Sold (part)

Prudential Total Return BD FD CL 2 — Int/Div — Sold

Clearbridge Equity — Int/Div — Buy

JPM Intrepid Europe FD — Int/Div — Buy

JPM Intrepid Europe FD — Int/Div — Buy (add'l)

Metropolitan West Total Return Institutional Share Class — Int/Div — Buy

Columbia FD SER TRT — Buy

Director, Justice Resource Center

Reimbursement — American Bar Association — 1/22/13-1/25/13 — Tampa, FL — Speaker — Travel, Food, Lodging

Reimbursement — The Sedona Conference — 2/20/13-2/22/13 — Litchfield Pk,AZ — Speaker — Travel, Food, Lodging

Reimbursement — Umversity of South Carolma ) Law School — 2028/13-301/13 — Columba, SC — Speaker — Travel, Food, Lodging

Reimbursement — Comell University School of Law — 307/13-308/13 — Ithaca, NY — Speaker — Travel, Food, Lodging

Reimbursement — Institute for Law and Economic Policy — A1113.4/1313 — Naples, FL — Speaker — Travel, Food, Lodging

Reimbursement — American Law Institute — 6/06/13-6/07/13 — Philadephia, PA — Speaker — Travel, Food, Lodging

Reimbursement — Sedona Conference — 016/13-6/22/13 — Zurich SWITZERLAND — Speaker — Travel, Food, Lodging

Reimbursement — Guidance Software — 1028/1 3130/13 — Los Angeles, CA — Speaker — Travel, Food

Reimbursement — Comell Law School — 11/613-11/913 — Ithaca NY — Attend Meeting — Travel, Food, Lodging

Reimbursement — Advanced E-Discovery Institute

Reimbursement — Amencan Bar Associaton — 11/22/13-1123/13 — Philadelphia, PA — Attend Meeting — Travel, Food, Lodging

Reimbursement — Federal Bar Association — 1205/13-12008/13 — Honolulu, HI — Speaker — Travel, Food, Lodging

Income — 2013 — West Services, Inc. Book Royalties — S6321.00

Spouse's income — 11122013 — State University of New York

* Line 260 JP Morgan Deposit Sweep MGD QCPCM 1s a deposit sweep fund where mcome is stored until remvested. This sweep fund existed im 2012 when |

opened this JP Morgan investment account but 1 inadvertently fuiled to list it. The total interest on this fund was $0.57 as stated in the 1099 | received from JP

Morgan in 2013,

** Line 262 In the Committee's December 1, 2014 letter you stated ut paragraph five that "you did not list [*JPM STR Inc Op Fd™] in your current report.” This is

correct. See line 262 of onginal report filed on July 9, 2014.