Guido Calabresi

Mass Mutual (whole life) Insurance — Int/Div

New York Life (whole life) Insurance — Int/Div

AIG Sun Amenca (whole life) Insurance — None

House and adjacent lot - Bethany, CT (Y)

Bank of Amenca check mg account — Interest

Tank of Amercas IMMA account — Interest

Banca CR. Firene (formerly Intess -San Paolo) checkmg acct — Interest

Merrill Lynch Bank & Trust USA - cash — Interest

Shares T S&P S00 (mutual fund) @ Merril Lynch — Int/Div

1 Shares T S&P Mid Cap MAO) (rwtual Fund) (@ Merrill Lynch Y)

American Growth Fund Mutsal Fund @ Merrill Lynch — Int/Div — party

Trust #1, income beneficiary — Dw

First Am, Tax Free Obi Fund (cash oquiv) i

Nuvoen Mad Cap Select Fund (mutual fund)

wa Nuveen Intermatsonsl Fund (mutual fund)

Nuveen Internatsonal Select Fund (nvtual fund)

General Mills (common)

American Funds: Investment Co. of Amenca (mutual fund)

Trust £2. income beneficinry — Int/Div

First Am. Tax Free Onlig, Fund (cash equiv)

American Funds: Investment Co. of Amera (mutual fund)

Minnesota Mining & Mig (common)

Nuveen Senall Cap Fund (mutual fund)

Nuveen Mid-Cap Select Fund C1 Y (mutual fund) FATIX

Nuveen Internasonal Fund (mutual fund)

Nuveen International Select Fund (mutual fund)

Trust ¥) income beneficiary — Int/Div

Darden Reostwarsnts (common )

Fxxon (common)

General Mills (comenan)

IBM (common)

JP Morgan (common)

CATET Inc (common)

Bancorp (common)

Amencan Funds lavesment Co. of America (mutual fund)

Memmi Lynch Bank & Trust USA - cash

Thaonum Lad (common) — Sold

Am Growth Fund { mutual fend)

Am Euro Pacific Growth Fund (mutual fund)

Trust ¥4, income beneficiary — Int/Div

Memil Lynch Bank USA - CMA Maney Fund (cash equiv.)

Shares T SEP S00 fevunual fund)

Trust #5, come beneficiary — Dav

Bank of Amencs (common )

Morgaa Stanley Emerging Market Fd (varus! fund)

Bank of America checking account - Cash

Guido Calabres: Retirement. 11A Ax nEF — Dustnbubion — Sold (part)

Bank of America (common) (@ Merrill Lynch — Int/Div

Trust #6 incoene beneficiary — Int/Div

Grantham, Maye, Van Otterlon (mutual funds)

American Funds: Tavestment Co. of Amerca (rmutus) fund) — Int/Div

Cetigroup Inc (common) @ Mern ll Lynch — Int/Div

ROTH IRAXL. SPOR Dow Jones Tatal Market ETF (TMW) — Int/Div — Foary

ROTH IRAYZ, SPDR Dow Jomes Large Cap ETF (ELR) — Int/Div — Buy

ROTH IRA¥), SPDR Dow Jones Mid Cap ETF (EMM — Thy — Huy

Sterling Professor Emeritus, Professonal Lecturer, Yale Law School, 110171998 « present

Hosoeary Trustee - Unpasd, Carolyn Foundation, MN, 010171996 - present

Member, Scientific Comentee. Unpand, Centro Napomale Prevenzione ¢ Difesa Sociale, 195K © present

Member « ULspmd, International Umiversity College, Turin Board, 2007 « preset

Agreement — Right 10 be Professoral Lecturer, Yale University, upon retirement (See Attachments A and 8)

Agreement — Right 10 use sccumulsted (approximaiely $500) research and travel Tund, Yale University, even after retmement

Reimbursement — Harvaed Law School — ain — Cambridie, MA — Lectare — Travel, food

Reimbursement — Centro Natiomale i Preveasione ¢ Drfesa — ov — Milan, Italy — Academic Meeting — Travel

Reimbursement — Centro Nazionale Prevenzione ¢ Difesa — avis — Milan, Italy — Academic Meeting — Trave!

Reimbursement — Univenata deght Studs Macerstn — QVIRAD 032002 — Macerata, Indy — Lechmus — Travel, food. lodging

Reimbursement — American Law and Economics Association — QS712 - as 1912 — Stanford, CA — Lectures — Travel, food, lodging

Reimbursement — Touro Law Conver — ow — Central Infip, NY — Moot court — Travel

Reimbursement — Centro Naxonale & Prevenzione ¢ Difesa — TIORD2 «1112 — Mulan, Maly — Academic Meching — Travel, food, lodging

Income — 122 — Yale University « part-time teaching — S$162.704 30

Income — 2012 — Yale Unversity Press - ronnie for previously written book — $265.92

Income — 12 — WW Norton & Co - roysines fon previously wiitien book — Sian

Income — 2002 — Author's Registry « copyright payments for prevaously writen books, ofc — SIs»

Income — 2002 — Harvard soversity Press « royalties for previously wision book — Sao.

Part | POSITIONS

Line 4- Assets of the Carolyn Foundation are not Tistod became my position as Trustee is “Hosarary” only. 1 have no functional responsibilities with regard to the

femmndation.

Part VII INVESTMENTS AND TRUSTS

1 have not inchaded my personal residence in Connecticut and some of sts adscent land. an apartment snd carctaker's apartment and an olive grove in Maly held

for vacation trips and not for investment or the production of income and a fishing camp in Maine held for vacation trips and not for investment of the production

of income. Now dd | include land in Maine, near the above mentioned fishing camp, which a family member and | purchased in 2007 and on which we placed a

conservation easement 1 proect it in perpetuity. this has now been given awiy The gift wis completed in January 2013. Al of the other above items, except for

the olive grove, were given on December 14, 2012 to Family Trusts, Nancy Blair, Faguire, Trustee

Assets # 4.210, and #1 | were gifted in whale or pan 10 a new Family Trust for the benefit of my descendents an 12/14/12. Nancy Blas, Esq is the Trustee.

Trusts £3, 24, and #4 in Part VII (Assets 427, 440, and #43) and the retirement accounts described in Part VIL (Assets #53, #54, snd #55) did sot distribute any

income 1 me of Lo an immediate family member Income was cared and not distributed. lems 843, #53, #54 and #55: Since the reports that | received did not

distinguish between realized and unrealized gains, | have mchuded 811 gains in my income figure,

Asset #47 was partially rolled over isso ROTH IRAs (Assets #53, #54, and #55)

Trust #6 (Asset 249) in Part VIL is a Chartable Remainder Unstrust established wn 1995 by a family member and me. The family member and | are 5 5% income

beneficianes during our lives or 20 years, whichever is longer. The trustee is mstructed 10 invest the money in widely diversified mutual or money market funds,