Theodore David Chuang

Rental Property. Brookline, MA — Rent

Citibank Cash Accounts — Interest

Emigrant Direct Cash Account — Interest

Fidelity Dividend Growth Fund — Int/Div

Lord Abbett Affiliated A Fund — Int/Div

Brokerage Account #1 (H)

Drevfus International Stock Index Fund — Int/Div

Dreyfus Mid Cap Index Fund — Int/Div

Janus Henderson Global Research Fund — Int/Div

Janus Henderson Growth & Income Fund — Int/Div

Loomis Sayles Bond Fund — Int/Div

Oakmark Fund — Int/Div

Schwab S&P 500 Fund — Int/Div

Schwab Small Cap Index Fund — Int/Div

Brokerage Account #2 (H)

Schwab 1000 Fund — Int/Div

Schwab Core Equity Fund — Int/Div

AT&T(X) — Int/Div

Brokerage Account #3 (H)

Cisco Systems stock — Int/Div

Invesco Diversified Dividend A — Int/Div

Microsoft Corporation stock — Int/Div

Invesco QQQ Trust (formerly PowerShares QQ) — Int/Div

IRA #1 (H)

Janus Henderson Growth & Income Fund — Int/Div

Oakmark Fund — Int/Div

Schwab 1000 Fund — Int/Div

IRA #2 (H)

Columbia Energy & Natural Resources Fund — Int/Div

Oakmark Fund — Int/Div

Schwab 1000 Fund — Int/Div

Schwab Small Cap Index Fund — Int/Div

IRA 43 (HH

Fidelity Freedom 2030 — Int/Div

Fidelity Cash Reserves — Int/Div

IRAZ4H)

Fidelity Freedom 2030 — Int/Div

Fidelity Freedom 2035 — Int/Div

IRA%S (MH)

Vanguard Life Strategy Growth Fund — Int/Div

My 529 Age Based Aggressive Global — Int/Div

Maryland College Investment Plan Portfolio 224 — None

Northwestern Mutual Whole Life Insurance Policy — Int/Div

US. Govt, Securities Series EE Bonds — None

401K) #1 (H)

John Hancock Multimanager 2035 Lifetime — None

IRAZ6(H)

Schwab Bank — Interest

AT&T (X) — Int/Div

Agilent Technologies (X) — Int/Div

Comcast Corporation {X) — Int/Div

Ford Motor Co. (X) — Int/Div

General Electric Co. (X) — Int/Div

Keysight Tech, Inc. (X) — Int/Div

Microsoft Comp. (X) — Int/Div

Oracle Corp. (X) — Int/Div

Walt Disney Co. (X) — Int/Div

Aberdeen Int'l Equity Fund (X) — Int/Div

Federated Kaufmann Fund (X) — Int/Div

Schwab S&P S00 Index Fund (X) — Int/Div

Schwab Small Cap Index Fund (X) — Int/Div

IRA #7 (H)

Morgan Stanley Private Bank (X) — Interest

Morgan Stunley Bank (X) — Interest

IShares MSC EMU ETF (EZU) (X) — Int/Div — Sold

Healthcare Select Sector SPDR Fund (XLV) (xX) — Int/Div — Buy (add'l)

Cons Discret Select Sector SPDR Fund (XLY) (XX) — Int/Div — Sold (part)

Cons Discret Select Sector SPDR Fund (XLY) (XX) — Sold

The Financial Select Sector SPDR Fund (XLF(X) — Int/Div — Sold

The Technology Select Sector SPDR Fund XLKY (XX) — Int/Div — Sold

Invesco QQQ TR (QQO) (X) — Int/Div — Sold

SPDR S&P S00 ETF Trust (SPY) (X) — Int/Div — Buy (add'l)

SPDR S&P S00 ETF Trust (SPY) (X) — Sold

IShares Nasdaq Biotech ETF (IBB) (X) — Int/Div — Sold

IShares S&P Midcap 400 Index Fund (1JH) (XxX) — Int/Div — Sold

IShares SP Smallcap 600 Index Fund (JR) xX) — Int/Div — Sold

Wells Fargo & Co New (WFC) (X) — Int/Div

Honeywell Intemational, Inc. common stock (HONY (X) — Int/Div — Sold

IShares MSCI Emerging Mkts ETF (EEM) x) — Int/Div — Sold (part)

IShares MSCI Emerging Mkts ETF (EEM) x) — Sold

IShares Russell Midcap ETF (IWR) (X) — Int/Div — Sold

IShares Select Dividend ETF (DVY) (X) — Int/Div — Sold

Lululemon Athletica, Inc. common stock (LULUVIX) — None — Sold

SPDR S&P Bank ETF (KBE) (X) — Int/Div — Sold (part)

SPDR S&P Bank ETF (KBE) (X) — Sold

SPDR S&P Dividend Fund (SDY) (X) — Int/Div — Buy (add'l)

SPDR S&P Biotech Fund (XB (X) — Int/Div — Sold (part)

SPDR S&P Biotech Fund (XB (X) — Sold

SPDR S&P Regional Banking ETF (KRE) (xX) — Int/Div — Sold

IShares MSCI China ETF (MCHD (X) — Int/Div — Sold (part)

ALPS Sector Dividend DOGS (SDOG)H (X) — Int/Div — Sold

Shares US Home Construction ETF (ITB) xX) — Int/Div — Sold (part)

Shares US Home Construction ETF (ITB) xX) — Sold (part)

Shares US Home Construction ETF (ITB) xX) — Sold (part)

Shares US Home Construction ETF (ITB) xX) — Sold

IShares US Aerospace & Def ETF (ITA) (X) — Int/Div — Buy (add'l)

IShares US Aerospace & Def ETF (ITA) (X) — Sold

Wisdomtree Trust Japan Hedge EQ (DXJ) 1X) — Int/Div — Sold

First Trust DJ Internet (FDN) (X) — None — Sold

IShares MSCI Asia Ex-Japan ETF (AAXJ) (xX) — Int/Div — Sold

Vaneck Vectors ETF Semicond (SMH) (X) — None — Sold

Vaneck Vectors ETF Russia (RSX) (X) — Int/Div — Sold

Alibaba Group HLDG Ltd. common stock (BABA) (X) — None

Invesco Equal Weighted S&P 500A (VADAX) (XY — None — Sold

Prudential Health Sci A (PHLAX) (X) — None — Sold

Pioneer High Yield A (TAHYX) (X) — Int/Div — Sold

Amgen, Inc. comon stock (AMGN) (X) — Int/Div

Apple, Inc. common stock (AAPL) (X) — Int/Div — Buy (add'l)

Apple, Inc. common stock (AAPL) (X) — Sold (part)

Applied Materials, Inc. common stock (AMATHX) — Int/Div

Walmart, Inc. (WMT) (X) — Int/Div — Sold

PGIM Jenn Health Sciences Z (PHSZX) — None — Buy

PGIM Jenn Health Sciences Z (PHSZX) — Sold

Energy Select Sector SPDR Fund (XLE) — Int/Div — Buy

Energy Select Sector SPDR Fund (XLE) — Buy (add'l)

Energy Select Sector SPDR Fund (XLE) — Sold

Marathon Petroleum Corp common stock (MPC) — Int/Div — Buy

Marathon Petroleum Corp common stock (MPC) — Buy (add'l)

Marathon Petroleum Corp common stock (MPC) — Sold

Cisco Systems, Inc. common stock (CSCO) — Int/Div — Buy

Congress Midcap Growth Inst] (IMIDX) — Int/Div — Buy

Congress Midcap Growth Inst] (IMIDX) — Sold

Invesco Prem US Govt MNY Inst.(ILGXX) — Int/Div — Buy

Cons Staples Sel Sect SPDR Fund (XLP) — Int/Div — Buy

Cons Staples Sel Sect SPDR Fund (XLP) — Buy (add'l)

Cons Staples Sel Sect SPDR Fund (XLP) — Buy (add'l)

Shares MSC! Brazil ETF (EWZ) — Int/Div — Buy

Shares MSC! Brazil ETF (EWZ) — Buy (add'l)

Comm Serv Select Sector SPDR (XLC) — None — Buy

Comm Serv Select Sector SPDR (XLC) — Buy (add'l)

Comm Serv Select Sector SPDR (XLC) — Buy (add'l)

Comm Serv Select Sector SPDR (XLC) — Sold

Philip Morris Int'l, Inc. common stock (PM) — None — Buy

Philip Morris Int'l, Inc. common stock (PM) — Sold

Goldman Sachs Group, Inc. (GS) common stock — Int/Div — Buy

Goldman Sachs Group, Inc. (GS) common stock — Sold

Utilines Sel Sect SPDR Fund (XL) — Int/Div — Buy

Walgreens Boots Alliance, Inc. common stock (WBA) — Int/Div — Buy

Liability — CitiMortgage — Mortgage on rental property, Brookline, MA

Reimbursement — American Bar Association — NAPABA Northeast Regional Conference

Spouse's income — 2018 — National Immigration Forum - salary