Robert N. Kwan

Wells Fargo Bank, checking account — Interest

Wells Fargo Bank, savings account — Interest

Chase Bank, checking account — Interest

Chase Bank, savings account #1 — Interest

Chase Bank, savings account #2 — Interest

East West Bank, savings account — Interest

East West Bank, checking account — Interest

Northwestern Mutual Life Ins. Co., cash value policy — Int/Div

Brokerage Account

Mernll Lynch CMA money market fund — Int/Div

IRAZI

Voya Global Value (formerly International Value) mutual fund — Int/Div — Sold

Voya Capital Allocation mutual fund — Int/Div — Buy

Columba dehgman Communcations and Information mutual fund — None — Sold

Columbia Balanced mutual fund — Ine — Buy

Blackrock Health Sciences Opportunities mutual fund — None — Sold

Amencan Balanced mutual fund — Int/Div — Buy

Blackrock Global Allocation mutual fund (A) — Int/Div

Blackrock Large Cap Value mutual fund — None — Sold

Blackrock Global Allocation mutual fund Ie) — Int/Div — Buy

Davis New York Venture mutual fund — None — Sold

Nuveen Preferred Income Opportunities mutual fund — Int/Div

Pinco Total Return mutual fund — Int/Div — Sold

Merrill Lynch money market fund — Int/Div

IRA #2

Calamos Growth mutual fund — None — Sold

Calamos Growth and Income mutual fund — Int/Div — Buy

Hartford Global Capital Appreciation mutual fund — Int/Div — Sold

Hartford Balanced mutual fund (A) — Int/Div — Buy

Putnam International Equity mutual fund — Int/Div — Sold

Putnam Dynamic Asset Allocation Growth mutual fund — Int/Div — Buy

Hartford Global Capital Appreciation II mutual fund — Int/Div — Sold

Hartford Balanced mutual fund (C) — Int/Div — Buy

Cohen & Steers Closed End mutual fund — Int/Div — Sold

American Balanced mutual fund — Int/Div — Buy

403(b) retirement savings plan

TIAA-CREF Growth & Income mutual fund — Int/Div

TIAA-CREF Social Choice mutual fund — Int/Div

TIAA-CREF International Equity mutual fund — Int/Div

TIAA-CREF Large Cap Value mutual fund — hy

TIAA-CREF Mid-Cap Value mutual fund — Int/Div

TIAA-CREF S&P S00 Index mutual fund — Int/Div

TIAA-CREF Small Cap Value mutual fund — Int/Div

Life Investors Insurance Co. Deferred Fixed Annunity acct, — Interest

Calif. State Teachers Retirement System 403(b) annuity plan — Interest

American Fidelity Assurance Co, 403(h) annuity plan — Interest

Member, Board of Directors, James T. King Bankruptcy American Inn of Court (formerly Southern California Bankruptcy American Inn of Court)

Member, Board of Drectors, Judge Robert M, Takasugi Pro Bono Bar Review Program

Member, Executive Committee, Los Angeles County Bar Association, Senor Lawyers Section

Spouse's income — 1/1512115 — Baldwin Park (City of), California, Public Schools, salary

One class of Hartford Global Capital Appreciation Fund was renamed Hartford Global Capital Appreciation Fund.

This amendment is to add a new item number 46 on Part VII, Investments and Trusts, for an annuity plan (American Fidelity Assurance Company) for my

wife's employment not previously included when she started new employment in 2014, 1 had not previously known of this investment. 1 have also concurrently

amended the 2014 annual report to reflect the acquisition of this new investment.