Stephani W. Humrickhouse

What was filed

338
investments
0
positions
0
gifts
0
agreements
1
debts
2
reimbursements
1
income
2
spouse income

Named parties

FMI Comp.
American Bankruptcy Instiute
North Caroling Bar ) Association
Nicholls & Crampton, PA. (1099)
FMI Corp W-2
FMI Corp 11208 K-1

As filed

Allianz Small Cap Value ADM Fund — Int/Div — Sold

Am. Equity Inv. Life Ins. Co. Flex. Prem Deferred Ann — Int/Div

Artisan Midcap Value — Int/Div — Sold

Baron Growth Fund — Int/Div — Sold

Black Rock Equity — Int/Div

Columbia Marsico Growth Fund. Class A — Int/Div — Sold

Columbia Seligman Communication and Info Fund — Int/Div — Buy

Davis NY Venture Fund, Class Y — Int/Div — Sold

Eagle Small Cap Growth A — Int/Div — Buy

Fidelity Capital Appreciation Fund — Int/Div

Goldman Sachs Midcap — Int/Div — Sold

Hartford Int'l Opp RS — Int/Div — Buy

Ivy Midcap — Int/Div — Sold

Lazard Emerging Markets Fund — Int/Div — Sold

Mainstay Large Cap Growth Fund — Int/Div

MFS Uthities’A — Int/Div — Buy

PIMCO Total Return ADM — Int/Div

Principal Real Estate Securities Inst — Int/Div — Buy

Prudential Jennison Health Sciences — Int/Div — Buy

Rovce Total Return Fund — Int/Div — Sold

Thomburg Intemational Value R/3 Fund — Int/Div

Wells Fargo Equity Index Fund — Int/Div — Sold

Wells Fargo Stable Return (cash acct) — Int/Div — Buy

William Blair International Growth Fund — Int/Div — Sold

Etrade — Int/Div

1 Share S&P Midcap ETF (JH) — Int/Div — Buy

BIV (mutual fund) — Int/Div — Sold

1 Share S&P Small Cap ETF (JR) — Int/Div — Buy

Coming Inc. (common) — Int/Div — Sold

1 Share MSC I Mexico Capt ETF (EWW) — Int/Div — Buy

DPD (mutual fund) — Int/Div

Ford Motor (common) — Int/Div

GRZG — Int/Div — Buy

GRZG — Sold

Shares US Energy ETF (IYE) — Int/Div — Buy

JP Morgan Municipal Fund (cash acct) — Interest

JP Morgan Municipal Fund (cash acct) — Int/Div — Buy

JP Morgan Municipal Fund (cash acct) — Sold (part)

JP Morgan Municipal Fund (cash acct) — Sold

SWVI — Int/Div — Buy

SWVI — Sold

Vanguard Brokerage Acct — Int/Div

CWGL — Int/Div — Buy

Caterpillar, Inc. (common) — Int/Div — Sold (part)

Caterpillar, Inc. (common) — Sold (part)

Vanguard S&P 500 Index ETF (VOO) — Int/Div — Buy

Ford Motor Co. (common) — Int/Div — Sold (part)

Vanguard Short Term Corp Bond Fund VOSH — Int/Div — Buy

Vanguard Short Term Tax Exempt Bond Fund (Admirals) VWSLUX — Int/Div — Closed

Vanguard Short Term Tax Exempt VWSTX — Int/Div — Buy

Vanguard Prime Money Mkt Fund — Int/Div

VMMXX (money market acct) — Int/Div

VWSUX — Int/Div — Buy

VWSUX — Sold (part)

VWSUX — Sold

Fidelity Municipal Money Mkt — Interest

FisherMorgan Stanley Man. Inv. Acct. (no control) — Int/Div

EFA (ETF) — Int/Div — Sold (part)

EFA (ETF) — Sold

FBG(ETF) — Int/Div

FEELU — Int/Div — Buy

FEELU — Buy

FIGY — Int/Div — Buy

HYGIETF) — Int/Div — Buy

IXP(ETF) — Int/Div — Sold

IXNI(ETF) — Int/Div — Sold (part)

IXC (ETF) — Int/Div — Sold

KXI(ETF) — Int/Div — Sold (part)

KXI(ETF) — Sold (part)

KXI(ETF) — Sold

LQD(ETF) — Int/Div

MBB (ETF) — Int/Div — Buy

MXI(ETF) — Int/Div — Sold

QQ ETF) — Int/Div

SCPB(EIr) — Int/Div — Buy

TFHETF) — Int/Div — Buy

TFHETF) — Buy

XLG(EIr) — Int/Div

XLF(ETF) — Int/Div — Buy

XLF(ETF) — Buy

XLVI(ETF) — Int/Div — Sold (part)

XLY (ETF) — Int/Div

XLY (ETF) — Int/Div — Buy

XLY (ETF) — Buy

XLY (ETF) — Int/Div — Buy

XLY (ETF) — Buy

VWO (ETF) — Int/Div — Sold

Scott & Stringfellow IRA -Managed Account — Int/Div

ABBV — Int/Div — Buy

ABBV — Buy

ABBV — Int/Div — Buy

ABBV — Buy

ABBV — Int/Div — Sold

ABBV — Int/Div — Buy

ABBV — Buy

ABBV — Int/Div — Buy

ABBV — Sold (part)

BRK/B — Int/Div — Sold

CSCO — Int/Div — Sold

CSCO — Int/Div — Buy

CWGL — Int/Div — Buy

CWGL — Sold

CWGL — Sold (part)

CWGL — Sold

CWGL — Int/Div — Buy

Federated Treasury Fund (cash acct) — Int/Div

FRFHF — Int/Div — Sold

FRFHF — Int/Div — Buy

GOOG — Int/Div — Sold

INTC — Int/Div — Buy

INTC — Sold (part)

INTC — Int/Div — Sold

INTC — Int/Div — Buy

INTC — Buy

INTC — Int/Div — Buy

INTC — Sold (part)

INTC — Int/Div — Sold

INTC — Int/Div — Buy

INTC — Sold (part)

INTC — None — Sold

MSFT — Int/Div — Sold (part)

MSFT — Sold (part)

MXIM — Int/Div — Buy

MXIM — Buy

MXIM — Int/Div — Buy

MXIM — Sold (part)

MXIM — Int/Div — Sold

MXIM — Int/Div — Buy

MXIM — Buy

MXIM — Sold

MXIM — Int/Div — Buy

MXIM — Sold (part)

QCOM — Int/Div — Buy

QCOM — Buy

QCOM — Int/Div — Buy

QCOM — Buy

QCOM — Int/Div — Buy

QCOM — Sold (part)

QCOM — Int/Div — Buy

QCOM — Sold

STWD — Int/Div — Sold

STWD — Int/Div — Buy

TSCDY — Int/Div — Sold

TSCDY — Int/Div — Buy

TSCDY — Sold (part)

TSCDY — Sold

TSCDY — Int/Div — Buy

TSCDY — None — Sold

TSCDY — Int/Div — Buy

TSCDY — Int/Div — Sold

Memill Lynch Wealth Management - CMA — Int/Div

Advanced Micro D (AMD) — Int/Div — Buy

Advanced Micro D (AMD) — Sold

AAPL ARN (MLGYK) — Int/Div — Buy

ALLEGHENY TECH (ATH — Int/Div — Buy

AmbevSA (ABEV) (Merger with ABV HARD — Int/Div — Buy

ALLSTATE (ALLPRA) (originally (ALLSL)) — Int/Div — Buy

ALLSTATE (ALLPRA) (originally (ALLSL)) — Sold

ALLSTATE (ALLPRA) (originally (ALLSL)) — Buy

BLACKROCK RE (BCF) — Int/Div — Buy

BLACKROCK RE (BCF) — Buy

Clearbridge (CEM) — Int/Div — Buy

CITIGROUP (CITGL) (changed symbol to {CPRCH — Int/Div — Buy

CITIGROUP (CITGL) (changed symbol to {CPRCH — Buy

CITIGROUP (CITGL) (changed symbol to {CPRCH — Sold (part)

Cohen and Steers (RQI) — Int/Div — Buy

Comp de Bebidas (ABV) (merger and split with (ABEV)H) — Buy

Comp de Bebidas (ABV) (merger and split with (ABEV)H) — Sold

Devon Energy (DVN) — Int/Div — Buy

Devon Energy (DVN) — Sold (part)

Devon Energy (DVN) — Sold

Eli Lilly (LLY) — Int/Div — Buy

FIA Card Services (cash) — Int/Div

Furst Niagara (FNFG) — Int/Div — Buy

Gameco Globl (GGN) — Int/Div — Buy

Gameco Globl (GGN) — Buy

Gameco Globl (GGN) — Sold

INVESCO (VVR) — Int/Div — Buy

JP Morgan (JPMPRD) — Int/Div — Buy

JP Morgan (JPMPRD) — Sold

JP Morgan (JPMPRD) — Buy

MASCO (MAS) — Int/Div — Buy

MASCO (MAS) — Sold (part)

MASCO (MAS) — put)

MASCO (MAS) — Sold (part)

MASCO (MAS) — Sold

Merck (MRK) — Int/Div — Buy

Morgan Stanley (EDD) — Int/Div — Buy

Nuveen Ins. (NEA) — Int/Div — Buy

Orexigen Therap (OREX) — Int/Div — Buy

Orexigen Therap (OREX) — Sold (part)

Partnerre Lid (PREPRF) — Int/Div — Buy

Partnerre Lid (PREPRF) — Buy

Partnerre Lid (PREPRF) — Sold (part)

Tortoise Energy (NDP) — Int/Div — Buy

US Airways (LLC) — Int/Div — Buy

US Airways (LLC) — Sold (part)

US Airways (LLC) — Sold

Memill Lynch Wealth Management - IRA — Ine

Alger Spectra (ASPZX) — Int/Div — Buy

Alger Spectra (ASPZX) — Buy

Avago (AVGO) — Int/Div — Buy

Avago (AVGO) — Sold (part)

Avago (AVGO) — Sold

BLACK ROCK CREDIT (BCF) — Int/Div — Buy

BLACK ROCK CREDIT(BTZ) — Int/Div — Buy

BP PLC ADR (BP) — Int/Div — Buy

Clearbridge Energy (CEM) — Int/Div — Buy

Cohen and Steers (ROI) — Int/Div — Buy

pak) — Buy

Delta Airlines (DAL) — Int/Div — Buy

Delta Airlines (DAL) — Sold (part)

Delta Airlines (DAL) — Sold

FIA Card Sve Cash (11AXX) — Int/Div

First Eagle (SG11X) — Int/Div — Buy

First Eagle (SG11X) — Buy

Ford Motor (F) — Int/Div — Buy

Ford Motor (F) — Sold (part)

INVESCO (VVR) — Int/Div — Buy

IVY ASSET (IVAEX) — Int/Div — Buy

IVY ASSET (IVAEX) — Buy

Mendelez Int'l (MDLZ) — Int/Div — Buy

Mendelez Int'l (MDLZ) — Sold (part)

Mendelez Int'l (MDLZ) — Sold

MERCK (MRK) — Int/Div — Buy

Morgan Stanley Emerging (EDD) — Int/Div — Buy

Neuberger Berman (NBHIX) — Int/Div — Buy

Neuberger Berman (NBHIX) — Buy

RITES — Buy

RITES — Sold

Oppenheimer Dev (ODVYX) — Int/Div — Buy

RIT) — Buy

Oppenheimer Int'l (O1GYZ) — Int/Div — Buy

Oppenheimer Int'l (O1GYZ) — Buy

Tortoise Energy (NDP) — Int/Div — Buy

Tortoise Energy (NDP) — Buy

Edwards Jones Roth IRA — Int/Div

Conoco Phillips — Int/Div — Buy

Johnson & Johnson — Int/Div — Buy

McDonalds — Int/Div — Buy

Phillip Moms — Int/Div — Buy

Edward Jones Portfolio — Int/Div

American Funds TAIAX — Int/Div — Buy

Goldman Sachs CD — Interest — Buy

NC Med Care Comm Health Bond — Interest — Buy

Prudential Prem. Ref. Contract — Int/Div — Buy

Raleigh Durham Airport Bond — Interest — Buy

Lincoln Life Ins — Int/Div — Buy

ACS/Mellon Health Savings Account — None — Sold

Durham Arvin Partnership — None

Equitable Insurance — None — Sold

FMI Corp. Stock — Distribution

FMI Infrastructure Investors. LLC — Distribution — Sold

GP Land, LLC — Int

National Life Insurance — None — Sold

Nationwide Insurance — None

North State Bank Acct — Interest

Wells Fargo Bank Account — Interest

Liability — FMI Comp. — Stock Purchase

Reimbursement — American Bankruptcy Instiute — OH 19/13 0420/13 — National Harbor, MD — American Bankruptcy Institute — Lodgmg, meals, transportation

Reimbursement — North Caroling Bar ) Association — 1H2113-11122/13 — Wilmington, NC — Annual Bankruptcy Institute — Lodging, meals

Income — 2013 — Nicholls & Crampton, PA. (1099) — $35,030.24

Spouse's income — 2013 — FMI Corp W-2

Spouse's income — 2013 — FMI Corp 11208 K-1

Part VII - Investments and Trusts

Line 11 - Goldman Sachs Midcap was purchased in 2012 but erroneously omitted from 2012 Report

Line 45 - Vanguard S&P 500 Index ETF (VOO) was purchased in 2012 but erroneously omitted from 2012 Report

Line 47 - Vanguard Short Term Corp Bond Fund VCSH was purchased in 2012 but erroneously omitted from 2012 Report

Line 51 - VMMXX, a money market account associated with the Vanguard Portfolio, originated prior to 2012, but was erroneously omitted from previous reports.

Line 221 « FIA Card Services is a cash account used to fund purchases/hold proceeds in the Merrill Lynch Wealth Management CMA. Dividends, interest and

proceeds from sales are deposited into the cash account. Funds are used to purchase new positions or add to existing ones,

Line 277 - FIA Card Svc Cash (11AXX) is a cush account used to fund purchases/hold proceeds in the Merrill Lynch Wealth Management IRA. Dividends,

terest and proceeds from sales are deposited into the cash account. Funds are used to purchase new positions or add to existing ones.

Lines 323 through 327-- Goldman Sachs CD, Raleigh Airport Bond, NCMed Care Comm Health Bond, American Funds and Prudential Premium Retirement

Contract were all purchases through Edward Jones Portfolio in 2012 and erroneously ommitted from the 2012 Report.

Line 329 - ACS Mellon Health Savings Acct: 10000 health plan terminated and health savings plan drawn down to $0.

Line 331 - Equitable Life Insurance policy cancelled and cash value withdrawn.

Lime 335 - National Life Insurance policy cancelled and cash value withdrawn.