Sarah Evans Barker

Indianapolis Post Office Credit Union, Account — Interest

JP Morgan Chase Bank — Interest

EuwroPacific Growth Fund, American Funds (Mut Fund) (IRA #1) — Int/Div — Sold — note at Part VILL

BlackRock Global Allocation Fund (Mutual Fund IRA #1) — Int/Div — Sold (part) — note at Part VIL

BlackRock Global Allocation Fund (Mutual Fund IRA #1) — Sold (part) — note at Part VIL

FIA Card Services NA RASP (IRA #1, cash eq) — Interest — note at Part VIL

CISCO Systems, Inc.. Common Stock — Int/Div

JP Morgan Chase Bank — Interest

Hartford Whole Life — None

Franklin Templeton Founding Funds (FFACX) (Mutual Fund) — Int/Div — Sold

General Electric Common Stock — Int/Div

Ivy Global Natural Resources A (Mutual Fund) (IRA #2) — Int/Div

Ivy International Core Equity A (Mutual Fund) (IRA #2) — Int/Div

Waddell & Reed Advisors Core Inv A (Mut Fund) (IRA #2) — Int/Div

Waddell & Reed Advisors Sciences Technology A (MF)(IRA #2) — Int/Div

Waddell & Reed Advisors High Income A (MutualFund) (IRA #2) — Int/Div

Ivy Real Estate Securities A (Mutual Fund) (IRA #2) — Int/Div

Waddell & Reed Advisors Small Cap A (Mutual Fund) (IRA #2) — Int/Div

Waddell & Reed Advisors Asset Strategy A (Mut Fund) (IRA#2) — Int/Div

Waddell & Reed Advisors New Concepts A (Mut Fund) (IRA #2) — Int/Div

Ivy Limited-Term Bond A (Mutual Fund) (IRA #2) — Int/Div

American Balanced Fund CL A (Mutual Fund IRA#I) — Int/Div — Buy

BlackRock Low Duration Bond Fund CL A (Mutual Fund IRA#1) — Int/Div — Buy

BlackRock Large Cap Core Fund A (Mutual Fund IRA#I) — Int/Div — Buy

Franklin Templeton Balanced Fund (FBMOCX) (Mutual Fund) — Int/Div — Buy

Director 2001-2013, Federal Judges Association

Member, Board of Advisors, 1989-2013, Indiana University--Purdue University at Indianapolis

Director 1996-2013, IU Health (nonprofit). Formerly Methodist Health Group; formerly Clasian Health Parters.

Director 2010-2013, Spencer Wilhams Foundation

Trustee, Board of Trustees 2003-2013, Indiana Historical Society

Member, Board of Advisors 2005-2013, Spirit and Place, Community Festival

Commussioner, Indiana Bicentenmal Commussion, 2011-2013, State of Indiana, Office of the Lt. Governor

Gift — Larry Rudolech — T'wo pamtings gifted by artist im connection with other purchases — $1,000.00

Reimbursement — Federal Judges Assocation — May 8-10, 2012 — Washington, DC — Executive Comm/Board mtg — Air, lodgmg, and meals

Reimbursement — American Bar Association — August 5-6, 2012 — Chicago, IL — Seminar — Mileage, lodging, and meals

Spouse's income — 2012 — IU Health Morgan Hospital -« Nonemployee compensation

Part VII, Investments and Trusts (3): This was an "exchange sale” within the American Fund family, with the corresponding “exchange buy” (of American

Balanced Fund Inc CL A) reported at Line 22. Such an exchange sale "constitutes a redemption” according to the trade documents, and no reportable capital gains

were generated or calculated as a result,

susan

Part VII, Investments and Trusts (4): These two partial sales each involved an "exchange sale” which “constitutes a redemption” within the BlackRock Fund

family, with no reportable capital gains generated or calculated as a result. The two corresponding exchange buys are reported at Lines 23 (BlackRock Low

Duration Bond CLA) and 24 (BlackRock Large Cap Core Fund A).

rere

Part VII, Investments and Trusts (6): "FIA Card Services NA RASP" involves an aggregated and occasionally reportable temporary accumulation of IRA cash

held as reserves and/or swept into deposit accounts in Merrill Lynch-allied institutions. This cash flow phenomenon occurs to varying degrees within IRA account

#lprior to dividends, etc., being automatically reinvested in the underlying holdings, which themselves produced the dividends. Such underlying holdmgs are

disclosed fully elsewhere in Section VIL