Holly B. Fitzsimmons

2013Annual

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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 42

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 1

    reimbursements

  • 1

    income

  • 1

    spouse income

Named parties

  • Raymond E., Baldwin Inn of Court
  • Practicing Law Institute (PLI)
  • Teaching, Yale Law School
  • self-employment as a writer; royalties on previously published works

As filed

ATT common stock — Int/Div

FLR common stock — Int/Div

WGO common stock — Int/Div

WBS common stock — Int/Div

TD Bank North account — Interest

Citizens Bank acct — Interest

Newtown Savings Bank accts (checking and savings) — Interest

3 Rental umts, IG_— [ — Rent

Ameriprise One acct (lines 11-12) (H)

ATT common stock — Int/Div

Ameriprise Insured Money Market fund — Interest

2 Roth IRAs, see lines 18 et seq. — Interest

RiverSource Life Ins. Co. (lines 15-16) (H)

RVS Retirement Advantage Plus VA, VP moderate — None

2 IRAs (same type as line 15 but VP moderate aggressive) — None

Roth #1 Ameriprise Trust Co. (H)

CAT common stock — Int/Div — Buy

DIS common stock — Int/Div — Buy

XLPSPDR ETF — Int/Div — Buy

XLUSPDR EF — Int/Div — Buy

XLV SPDR ETF — Int/Div — Buy

Roth #2 Ameriprise Trust Co. Active DF Mod. Aggressive (H)

EMGAX — None — Buy

PEEAX — Int/Div — Buy

PURAX — Int/Div — Buy

OIGAX — Int/Div — Buy

MEIAX — Int/Div — Buy

MGIAX — Int/Div — Buy

MEDAX — Int/Div — Buy

JDGAX — None — Buy

JDGAX — Sold

GOMAX — None — Buy

GSCAX — None — Buy

AJOAX — None — Buy

CSLGX — None — Buy

CDEIX — Int/Div — Buy

BHYAX — Int/Div — Buy

SCEX — Int/Div — Buy

CMCPX — None — Buy

CMCPX — Sold (part)

OLGAX — None — Buy

JSOAX — None — Buy

President, Raymond E., Baldwin Inn of Court

Reimbursement — Practicing Law Institute (PLI) — S/2012013 — New York City — teach at CLE for attomeys — transportation, meals

Income — 52013 — Teaching, Yale Law School — S1.E50.00

Spouse's income — self-employment as a writer; royalties on previously published works

Part I. As previously indicated, the only remaining assets of the 2 estates are U.S. savings bonds. The total interest income generated annually does not reach the

reporting threshold; the aggregate value is J, but no individual bond has a value that reaches the reporting threshold.

Part VII

The listing of assets held through various Ameriprise entities (lines 10 through 16 ) had been organized under two headings, the Ameriprise One

account (lines 10-12); and RiverSource Life Insurance Company (lines 14-16).

Newly acquired assets for the two Roth IRAs listed last year on line 13 are now listed on lines 18-44. All the listed assets for Roth #2 are funds selected by a

portfolio manager without input from the account holder.

Line 12. These AIMMA funds are held by Ameriprise at American Express Centurion Bank and at Amex Bank, NY Community Bank, Capital One Bank,

Ameriprise Bank and SunTrust. 1 have no input into where the funds are deposited.

Lines 15 and 16. These are variable annuities which do not generate "income" but increase (or decrease) in value depending oun investment performance. Both the

annuity listed on Line 15 and the two IRA annuities listed on Line 16 increased in value in 2013; the gain in value for the former was D; for the latter combined,

also D.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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