Allyne R. Ross

What was filed

736
investments
0
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income

Named parties

Part VII
Part VIII

As filed

Unilever — Buy

Trust #1

Intuit — Sold

Johnson & Johnson

Citibank Account

Keyoorp Preferred

Fed Ex — Sold

Life Insurance Policy Inssued by Northwestern Mutual — None

IRA 21(reflects Int/Div income on this line) — Int/Div

reflects Capital Gains Distribution on this line — Distribution

BPPLC — Sold

Cisco Systems — Buy (add'l)

Glaxo SmithKline — Buy

Glaxo SmithKline — Sold

Google — Sold

Morgan Stanley Liquid Assets — Sold

Transamerica Short-Term Bond Fund — Buy

General Electnc

Annaly Capital Mgt — Sold

American Express

Eli Lilly & Co. — Sold

Cigroup

Intel

Microsoft — Sold

Windstream — Sold

Viacom

ishares Short Treas. Bond Fund

shares FTSE NAREIT MTGE Fund — Sold

Powershares ETF Final PFD Portofolio

Enterprise Prods Partners

Putnam Premmer Income Trust

BlackRock Global Energy & Resources Trust

Boardwalk Pipeline Partners — Sold

Eaton Vance Limited Duration Fund

Dow Chemical

Conoco Phillips

Cohen & Steers Infrastructure Fund

Invesco Capital Mortgage — Sold

Kayne Anderson Energy Dev. Co

Bristol Myers Squibb — Sold

LCenturyLink — Sold

Bank of Amenca

Freeport McMoran Copper & Gold

General Mills — Sold

AT&T — Buy (add'l)

Clorox — Sold

Telstra — Sold — Part VII

Medical Properties Tr

Pepsico — Buy

TC Pipelines LP — Sold

Vale SA — Buy (add'l)

Mazor Robotics — Buy

Pfizer Inc — Buy

Vanguard European MSCI ETF — Buy (add'l)

Walgreen — Buy

Williams Partners — Buy

Weverhauser — Buy

Cummms Inc — Buy

DuPont — Buy

Eaton Corp — Buy

NY CMNTY CAPITAL Trust — Buy (add'l)

Linn Energy — Buy

3D Systems Comp — Buy

American International Group — Buy — Part VII

Pioneer MLTF AST ULT SHT FUND

Apple — Buy

BCE Inc — Buy

Blackstone Group — Buy

IRA #2 — Int/Div

Domimon Resources

Morgan Stanley Capital Tr

John Hancock Bank Fund — Sold

Annaly Capital Mgt

Kayne Anderson Energy

Cohen & Steers Infrastructure Fund

Power Shares

Brisol Myers Squibb

Caterpillar — Buy

Pace Oil & Gas — Sold

Spyglass Resources — Buy

Freeport McMoran Copper & Gold

Merck — Buy

Teva Pharmaceuticals — Buy

Citibank Accounts — Interest

S&P Variable Participation Note — None

Citigroup FDG MTN SR Index Note — None — Redeemed

Vanguard Short-Term Investment Grade Fund — Int/Div — Redeemed

Vanguard Ltd-Term Tax-Exempt Fund — Int/Div — Buy — Part VII

Vanguard Ltd-Term Tax-Exempt Fund — Buy (add'l)

Vanguard Ltd-Term Tax-Exempt Fund — Sold (part)

Vanguard Ltd-Term Tax-Exempt Fund — Buy (add'l)

Vanguard Emerging Markets Index Fund — Int/Div — Part VII

Vanguard Mid-Cap Index Fund — Int/Div — Sold (part) — Part VII

Vanguard High-Yield Corporate Fund — Int/Div — Redeemed

Vanguard High-Yield Tax-Exempt Fund — Int/Div — Part VII

Vanguard European Stock Index Fund — Int/Div — Buy — Part VII

General American Investors — Int/Div — Buy (add'l)

WFG-WPX Partners LLC — Distribution

Wisdom Tree Commodity Country ETF — Int/Div

Wisdom Tree Managed Futures ETF — None

Columbia Acorn Fund — Int/Div — Part VII

JP Morgan Midcap Value Fund — Int/Div — Part VII

Cameron International — None — Sold

Cemer — None — Sold (part)

Cemer — Buy (add'l)

Kimberly Clark — Int/Div — Buy (add'l)

Kimberly Clark — Buy (add'l)

American Tower Corp. REIT — Int/Div — Buy

American Tower Corp. REIT — Buy (add'l)

ARM Holdings — None — Buy

Astrazeneca — None — Buy

AthenaHealth — None — Buy

AthenaHealth — Buy (add'l)

Biomarin Pharmaceutical — None — Buy

Biomarin Pharmaceutical — Buy (add'l)

Celgene Corp. — None — Buy

Celgene Corp. — Buy (add'l)

Marathon Ohl — Int/Div — Buy (add'l)

Marathon Oil — Buy (add'l)

Marathon Petroleum — Int/Div — Buy (add'l)

Marathon Petroleum — Buy (add'l)

Raytheon — Int/Div — Buy (add'l)

Allergan — Int/Div — Buy (add'l)

Citigroup — Int/Div — Buy

Citigroup — Buy (add'l)

Companhia Energetica de Minas Gerais — Int/Div — Buy

Companhia Energetica de Minas Gerais — Sold (part)

Companhia Energetica de Minas Genais — Buy (add'l)

Dri-Quip — None — Buy

Dril-Quip — Buy (add'l)

Dow Chemical — Int/Div — Buy (add'l)

Duke Energy — Int/Div — Buy

Duke Energy — Buy (add'l)

Costco Wholesale — Int/Div — Buy

Express Scripts Inc — None — Sold (part)

Express Scripts Inc — Sold

Electricite de France — Int/Div — Buy

Electricite de France — Buy (add'l)

Electnicite de France — Sold (part)

ICIC) Bank Ltd. — None — Buy

ICICI Bank Ltd. — Buy (add'l)

International Paper — Int/Div — Buy

International Paper — Buy (add'l)

KDDI Corp — None — Buy

KDDI Corp — Buy (add'l)

Mead Johnson — None — Buy

Mead Johnson — Buy (add'l)

Equinox Inc — None — Buy

Fastenal — None — Buy

Fastenal — Sold (part)

MetLife — Int/Div — Buy

MetLife — Buy (add'l)

Occidental Petroleum — Int/Div — Buy (add'l)

Occidental Petroleum — Buy (add'l)

Starbucks — Int/Div — Sold (part)

Motorola Solutions — None — Buy

Nomura Holdings — Int/Div — Buy

Nomura Holdings — Buy (add'l)

Starbucks — Buy (add'l)

Newmont Mining — Int/Div — Buy

Newmont Mining — Buy (add'l)

Nordea Bank — None — Buy

Nordea Bank — Buy (add'l)

Softbank Corp. — Int/Div — Buy

Softbank Corp — Sold

Intel — Int/Div — Buy (add'l)

Intel — Buy (add'l)

Telefonica — None — Buy

Telefonica — Buy (add'l)

Telefonica — Sold (part)

Telefonica — Sold

Microsoft — Int/Div — Sold (part)

Microsoft — Sold (part)

Microsoft — Buy (add'l)

Microsoft — Sold (part)

Procter & Gamble — Int/Div — Buy (add'l)

Procter & Gamble — Buy (add'l)

Procter & Gamble — Sold (part)

Hitachi — Int/Div — Sold (part)

Hitach — Sold (part)

Novartis — None — Buy

Novartis — Buy (add'l)

Novartis — Sold (part)

Novartis — Buy (add'l)

Oceaneering Intl — Int/Div — Buy

Priceline — None — Buy

Publicis Groupe — None — Buy

Publicis Groupe — Buy (add'l)

Schwab Charles — Int/Div — Buy

Seven & Holdings — Int/Div — Buy

Seven & Holdings — Buy

Silver Wheaten Corp. — Int/Div — Buy

Splunk Inc — None — Buy

Fed Ex — Int/Div — Sold (part)

Fed Ex — Sold (part)

Agrium Inc — Int/Div — Buy

Agrium Inc — Buy (add'l)

Agrium Inc — Sold (part)

Agrium Inc — Sold

Checkpoint Software — None — Buy

Checkpoint Software — Buy (add'l)

Checkpoint Software — Sold

Chevron — Int/Div — Buy (add'l)

Chevon — Buy (add'l)

Home Depot — Int/Div — Buy (add'l)

Home Depot — Buy (add'l)

Home Depot — Sold (part)

J.P. Morgan Chase — Int/Div — Buy (add'l)

J.P. Morgan Chase — Buy (add'l)

Alliance Data Systems — None — Buy

Alliance Data Systems — Buy (add'l)

Alhance Data Systems — Buy (add'l)

Alliance Data Systems — Buy (add'l)

Alliance Data Systems — Sold

Automatic Data Processing — Int/Div — Buy

Automatic Data Processing — Sold

Chipotle Mexican Grill — Buy

Chipotle Mexican Grill — Sold (part)

Chipotle Mexican Grill — Sold

Jov Global — Int/Div — Sold (part)

Jovy Global — Sold (part)

Joy Global — Sold (part)

CVS Caremark — Int/Div — Buy

CVS Caremark — Sold

Deutsche Bank — None — Buy

Deutsche Bank — Buy (add'l)

Deutsche Bank — Sold

Johnson Controls — Int/Div — Buy (add'l)

Johnson Controls — Buy (add'l)

Google — None — Buy (add'l)

Google? — Sold (part)

Google — Buy (add'l)

Teva Pharmaceutical — None — Sold

Comcast — Int/Div — Buy (add'l)

Comcast — Buy (add'l)

Comcast — Sold (part)

Comcast — Buy (add'l)

Crown Castle Intl — None — Sold (part)

Crown Castle Intl — Sold (part)

Crown Castle Intl — Sold

Eaton Corp — Int/Div — Buy

Eaton Corp — Buy (add'l)

Eaton Corp — Sold (part)

Eaton Corp — Sold

Discovery Communications — None — Sold

ENISPA — Int/Div — Sold (part)

ENISPA — Buy (add'l)

Ebay — None — Buy

Ebay — Buy (add'l)

Ebay — Sold

Edwards Lifesciences — None — Buy

Edwards Lifesciences — Buy (add'l)

Edwards Lifesciences — Sold (part)

Edwards Lifesciences — Sold

Goldman Sachs — Int/Div — Buy

Goldman Sachs — Sold (part)

Goldman Sachs — Sold

Intuit — None — Buy

Intuit — Buy (add'l)

Credit Suisse — Int/Div — Sold (part)

Credit Suisse — Sold (part)

Credit Suisse — Sold

Intesa Sanpaolo — Int/Div — Buy

Intesa Sanpaolo — Buy (add'l)

Intesa Sanpaolo — Sold (part)

Intea Sanpaolo — Sold

Lululemon Achletica — None — Buy

Lululemon Athletica — Buy (add'l)

Lululemon Athletica — Sold

Lullulemon Athletica — Sold

Michael Kors Holdings — None — Buy

Michael Kors Holdings — Sold (part)

Michael Kors Holdings — Sold

Petrochina — None — Buy

Petrochina — Sold

Apple — Int/Div — Buy (add'l)

Apple — Buy (add'l)

Apple — Sold (part)

Apple — Sold

PPG Industries — None — Buy

PPG Industries — Sold

Danaher Comp — Int/Div — Sold

Nucor — Int/Div — Buy

Nucor — Buy (add'l)

Nucor — Sold

EMC Corp. — Int/Div — Sold (part)

EMC Corp. — Sold (part)

EMC Corp. — Sold

Noble Energy — Int/Div — Buy

Noble Energy — Sold

Sherbank — Int/Div — Buy

Sherbank — Buy (add'l)

Sherbank — Sold

Gilead Sciences — None — Sold

Societe Generale France — Int/Div — Buy

Societe Generale France — Buy (add'l)

Societe Generale France — Sold (part)

Toyota — Int/Div — Buy

Toyota — Buy (add'l)

Toyota — Sold (part)

Twenty-First Century Fox — Buy

Twenty-First Century Fox — Int/Div — Sold

Limited Brands — Int/Div — Sold

United Parcel Service — Int/Div — Buy

United Parcel Service — Buy (add'l)

Schlumberger — Int/Div — Sold (part)

Schlumberger — Sold (part)

Schlumberger — Buy (add'l)

Time Wamer — Part VII

US Bancorp — Int/Div — Buy

US Bancorp — Buy (add'l)

Verisk Analytics — None — Buy

Visa lnc — Int/Div — Buy

Vmware — None — Buy

Access Midstream Partmers LP — None — Buy

Amerigas Partners — Distribution — Buy

El Paso Pipeline Partners — Distribution — Buy

Enbridge Energy Partners — Distribution — Buy

Energy Transfer Partners — Distribution — Buy

Energy Transfer Equity LP — istnibution — Buy

Enterprise Products Partmers — None — Buy

EQT Midstream Partners — Distribution — Buy

EV Energy Partners — Distribution — Buy

Genesis Energy LP — istnibution — Buy

Genesis Energy LP — Buy (add'l)

Linn Energy — Distribution — Buy

Plains All American Pipeline LP — Distribution — Buy

General Electric — Int/Div — Buy (add'l)

General Electric — Sold (part)

General Electric — Buy (add'l)

Travelers Cos. — Int/Div

AT&T — Int/Div — Sold (part)

AT&T — Buy (add'l)

Kinder Morgan Energy LP — istmbution — Buy

Kinder Morgan Energy LP — Sold (part)

Magellan Mainstream Partners LP — Iistnbution — Buy

Magellan Mainstream Partners LP — Buy (add'l)

Markwest Energy Partners LP — istnibution — Buy

Markwest Energy Partners LP — Buy (add'l)

Oneok Partners LP — Distribution — Buy

Oneok Partners LP — Buy (add'l)

Regency Energy Partners LP — Distribution — Buy

Targa Res Partners LP — Distribution — Buy

Williams Partners LP — Dhistmbution — Buy

Amazon.com — None — Sold (part)

Amazon.com — Sold (part)

Amazon.com — Buy (add'l)

Northrup Grumman — Int/Div — Buy (add'l)

Phizer — Int/Div — Sold (part)

Pfizer — Buy (add'l)

Phizer — Sold (part)

Kohls — Part VII

Monsanto — Int/Div — Sold (part)

Monsanto — Sold (part)

Monsanto — Sold

ADT Corp. — None — Buy (add'l)

ADT Corp. — Buy (add'l)

ADT Corp. — Sold (part)

ADT Corp. — Sold

Vodafone — Int/Div — Sold (part)

Vodafone — Sold (part)

Vodafone — Buy (add'l)

Vodafone — Sold (part)

Vodafone — Buy (add'l)

Deere — Int/Div — Buy (add'l)

FOG Res. — Int/Div — Sold

Wells Fargo — Int/Div — Buy (add'l)

Wells Fargo — Buy (add'l)

Honeywell International — Int/Div — Buy (add'l)

Honeywell International — Buy (add'l)

Honeywell Intemational — Buy (add'l)

Kraft Foods — Int/Div — Sold

Kinder Morgan — Int/Div — Buy (add'l)

Kinder Morgan — Buy (add'l)

Kinder Morgan — Sold (part)

Mitsubishi UFJ Financial — Int/Div — Buy (add'l)

Mitsubishi UF) Financial — Buy (add'l)

Mutsubishi UF) Financial — Buy (add'l)

Mitsubishi UF) Financial — Buy (add'l)

Mondelez Intl — Int/Div — Buy (add'l)

Mondelez Intl — Buy (add'l)

General Mills — Int/Div — Buy (add'l)

Fifth Third Bancorp — Int/Div — Buy (add'l)

Fifth Third Bancorp — Buy (add'l)

Johnson & Johnson — Int/Div — Buy (add'l)

Johnson & Johnson — Buy (add'l)

Trishield Special Situations Fund — None — Part VII

Abbott Labs — Int/Div — Buy (add'l)

Abbvie — Int/Div — from line 441)

Ace Lid — Int/Div — Buy (add'l)

Ace Lud — Buy (add'l)

American International Group — Int/Div — Sold

Allianz — Int/Div — Sold (part)

Alhanz — Sold (part)

Allianz — Sold (part)

Anheuser Busch — Int/Div — Sold

Arcelormital — None — Sold (part)

Arcelormittal — Sold

Arcelormittal — Int/Div — Buy (add'l)

Arcelormittal — Buy (add'l)

American Express — Int/Div — Buy (add'l)

American Express — Buy (add'l)

ASML Holding — Int/Div — Sold (part)

ASML Holding — Buy (add'l)

ASML Holding — Sold (part)

Austraba & New Zealand Banking Group — Int/Div

Bank of Nova Scotia — Int/Div — Buy (add'l)

Bank of Nova Scotia — Sold

Barclays PLC — Int/Div — Sold (part)

Barclays PLC — Sold (part)

BASF — Int/Div — Sold (part)

BASF — Buy (add'l)

BASF — Sold (part)

Bayer — Int/Div — Buy (add'l)

BG Group — Int/Div — Buy

BG Group — Buy (add'l)

BG Groop — Buy (add'l)

BHP Billiton — Int/Div — Buy (add'l)

BHP Billiton — Buy (add'l)

Biogen Idec — None — Sold (part)

Biogen Idec — Sold

BNP Paribas — Int/Div

Boeing — Int/Div — Buy (add'l)

Boeing — Sold

Borg Wamer — None — Sold

Borg Wamer — None — Buy

Bristol Myers Squibb — Int/Div — Sold (part)

Bristol Myers Squibb — Buy (add'l)

Bristol Myers Squibb — Sold (part)

Bntish American Tobacco — Int/Div — Sold

Canon — Int/Div — Sold (part)

Canon — Sold (part)

Canon — Sold

Caterpillar — None — Sold (part)

Caterpillar — Sold

CDN National Railway — Int/Div — Sold (part)

CDN National Railway — Sold

Centrica — Int/Div — Sold (part)

China Construction BK — Int/Div — Sold (part)

China Construction BK — Sold (part)

Chima Construction BK — Buy (add'l)

Chubb — Int/Div

UNOOC — None — Sold

Coca Cola — Int/Div — Buy (add'l)

Coca Cola — Sold (part)

Conoco Phillips — Int/Div — Buy (add'l)

Phillips 66 — Int/Div — Buy (add'l)

Cons Energy — Int/Div — Sold

Sherwin Williams — Int/Div — Sold

Deutsche Telekom — None — Buy

Deutsche Telekom — Buy (add'l)

Diageo PLC — Int/Div

Dommion Resources — Int/Div — Buy (add'l)

Dominion Resources — Buy (add'l)

Dommion Resources — Sold (part)

Domimion Resources — Sold (part)

Dupont — Int/Div — Buy (add'l)

Dupont — Buy (add'l)

Enbridge — Int/Div — Buy (add'l)

Enbridge — Buy (add'l)

EQT Corp. — None — Sold

Experian — Int/Div — Sold (part)

Experian — Sold (part)

Experian — Sold

Exxon Mobil — Int/Div — Buy (add'l)

Exxon Mobil — Buy (add'l)

Family Dollar Stores — Int/Div — Sold (part)

Family Dollar Stores — Sold

Firstenergy Corp. — Int/Div — Sold

GDF Suez — Int/Div — Buy (add'l)

General Dynamics — None — Sold

Glaxo SmithKline — Int/Div — Sold (part)

Honda Motor — Int/Div — Sold (part)

Honda Motor — Sold (part)

Honda Motor — Buy (add'l)

HSBC Holdings — Int/Div — Buy (add'l)

HBSC Holdings — Sold (part)

HSBC Holdings — Sold (part)

HSBC Holdings — Buy (add'l)

Hutchison Whampoa — Int/Div — Sold (part)

Mumina Inc — None — Sold (part)

Mumina Inc — Sold (part)

NMumina Inc — Sold (part)

Mumina Inc — Sold

Mumina Inc — None — Sold (part)

Mumina Inc — Buy (add'l)

Intercontinential Hotels — Int/Div

Pearson PLC — Int/Div — Sold (part)

Pearson PLC — Buy (add'l)

Pearson PLC — Int/Div — Buy (add'l)

Pearson PLC — Buy (add'l)

Pearson PLC — Sold (part)

Swedbank — None — Sold

Teradata — None — Sold (part)

Teradata — Sold (part)

LM Ericsson Telefon — Int/Div — Sold (part)

Lonard — Int/Div — Buy (add'l)

Lonard — Buy (add'l)

McDonalds — Int/Div — Buy (add'l)

McDonalds — Buy (add'l)

Mead Westvaco Corp — Int/Div — Buy (add'l)

Mead Westvaco Corp. — Buy (add'l)

Merck — Int/Div — Buy (add'l)

Merck — Buy (add'l)

Natl-Oilwellvarco — Int/Div — Buy

Natl-Oilwellvarco — Sold (part)

Nextera Energy — Int/Div — Sold (part)

Nextera Energy — Sold (part)

Nextera Energy — Buy (add'l)

Nectera Energy — Buy (add'l)

Nippon Tel&tel — Int/Div — Sold (part)

Nippon Tel&tel — Sold (part)

Nippon Tel&tel — Sold

Nissan Motor — Int/Div — Buy (add'l)

Nissan Motor — Sold (part)

Nissan Motor — Sold

Northeast Utilities — Int/Div — Buy (add'l)

Northeast Utilities — Buy (add'l)

O'Reilly Automotive — None — Sold (part)

O'Reilly Automotive — Sold

Peabody Energy — Int/Div — Sold

Peabody Energy — Int/Div — Buy (add'l)

Philip Morris — Int/Div — Buy (add'l)

Philip Morris — Buy (add'l)

Philip Morris — Sold (part)

Praxair — Int/Div — Buy (add'l)

Praxair — Buy (add'l)

Precision Castparts — Int/Div — Sold (part)

Precision Castparts — Buy (add'l)

Precision Castparts — Sold (part)

Precision Castparts — Buy (add'l)

Prudential Fimancial — Int/Div — Buy (add'l)

Prudential Financial — Buy (add'l)

Prudential PLC — Int/Div — Sold (part)

Publis Service Enterprise Group — Int/Div — Buy (add'l)

Public Service Enterprise Group — Buy (add'l)

Roche Holding — Int/Div — Sold (part)

Roche Holding — Sold (part)

Roche Holding — Buy (add'l)

Qualcomm — Int/Div — Sold (part)

Qualcomm — Sold (part)

Qualcomm — Sold

Qualcomm — Buy

Qualcomm — Sold (part)

Range Resources — Int/Div — Sold (part)

Range Resources — Sold (part)

Range Resources — Sold

Repsol — Int/Div — Buy (add'l)

Repsol — Buy (add'l)

Repsol — Sold (part)

Rio Tinto — Int/Div — Sold (part)

Rio Tinto — Sold (part)

Rio Tmo — Sold (part)

Rio Tmo — Buy (add'l)

Rio Tinto — Buy (add'l)

Rio Tinto — a

Rio Tito

Roval Dutch Shell — Int/Div — Sold (part)

Roval KPN — Sold — Part VII

Salesforce.com — None — Buy

Sandisk — Int/Div — Sold

Sanofi — Int/Div — Sold (part)

Sanofi — Sold (part)

Sanofi — Sold

Schneider Electric — Int/Div — Sold (part)

Sempra Energy — Int/Div — Buy (add'l)

Sempra Energy — Buy (add'l)

Sumitomo Mitsui Financial — Int/Div — Sold (part)

Sumitomo Mitsui Financial — Sold (part)

Vertex Pharmaceutical — None — Sold (part)

Vertex Pharmaceutical — Sold (part)

Vertex Pharmaceutical — Sold

Toronto Dommion Bank — Int/Div — Buy (add'l)

Total S.A. France — Int/Div — Buy (add'l)

Total S.A Fmgce — Buy (add'l)

Tullow Oil — Int/Div — Buy

Tullow Oil — Buy (add'l)

Unilever — Int/Div — Buy (add'l)

Unilever — Buy (add'l)

Unilever — Sold (part)

Lmlever — Sold (part)

Union Pacific — Int/Div — Sold

Union Pacific — Sold (part)

United Health Group — None — Sold

United Technologies — Int/Div

United Technologies

US Bancorp — Int/Div — Sold (part)

Verifone Systems — None — Sold (part)

Verifone Systems — Sold

Verizon Communications — Int/Div — Sold (part)

Verizon Communications — Buy (add'l)

Verizon Communications — Sold (part)

VF Comp — Int/Div — Sold (part)

VF Com. — Buy (add'l)

VF Comp. — Sold (part)

VF Comp. — Buy (add'l)

Wal Mart — Int/Div — Buy (add'l)

Wal Mart — Buy (add'l)

Wal Mart — Sold (part)

LinkedIn Corp. — None — Sold (part)

Lmnkedln Corp. — Sold (part)

Lmnkedin Corp. — Sold (part)

Lmkedin Corp. — Buy (add'l)

Whole Foods Market — Int/Div — Buy

Whole Foods Market — Sold (part)

Whole Foods Market — Buy (add'l)

Wevyerhauser Co — None — Buy (add'l)

Weyerhauser Co — Buy (add'l)

Whole Foods Market — Int/Div — Buy

Zurich Ins. Group — None — Sold

3M Co. — Int/Div — Buy (add'l)

3M Co, — Buy (add'l)

ishares S & P Mid Cap 400 Index Fund — Int/Div — Sold (part)

ishares S & P Small Cap 600 Index Fund — Int/Div — Sold (part)

JP Morgan Intemational Value SMA Fund — Int/Div — Sold (part) — Part VII

JP Morgan International Value SMA Fund — Sold (part)

Oppenheimer Developing Markets Fund — Int/Div — Sold (part) — Part VIII

Oppenheimer Developing Markets Fund — Sold (part)

Oppenheimer Developing Markets Fund — Buy (add'l)

New York Throuway Bond nat 1/16 — Interest — Buy

New York Thruway Bond mat. 1/22 — Interest

Hempstead NY Bond — Interest — Buy

NY State Dormitory Authority Bond mat 713 — Interest — Sold

NY State Dormitory Authority Bond mat 1/19 — Interest

NY State Dormitory Bond mat. 2/20 — Interest

Roslyn NY Union Free School District Bond — Interest

Arlington NY Cent School Bond — Interest

Onondaga County NY Bond — Interest

Buffalo NY Bond — Interest

NYC Muni WTR Fin Authority Bond — Interest

Massachusetts Bond — Interest

Saratoga C1Y NY Bond — Interest — Sold

Town of Babvlon NY Bond — Interest — Sold

Metropolitan Transity Authority Bond — Interest

NY Municipal Water Authority Bond — Interest

Dormitory Auth of NY Bond mat, 7/21 — Interest

South Huntington NY Bond — Interest — Sold

Garden City NY Bond mat 3/14 — Interest

Wallkill NY Gent Sch — Interest

Triborough Bride& Tunnel Authority Bond 2) — Interest

34¢th Street Partnership Bond — Interest

Tampa Florida Bond — Interest

Millbrook Golf & Tennis — Interest — Buy

NYC Transit Finance Authority Future — Interest — Buy

Indiana Bond — Interest

T16.

LE

a A Re TAA NE a 30 8 Re Th HR A CR ari

Part VII, p. 7,1. 58 (American Intemational Group) - purchase omitted from year's report due to inadvertence.

Part VIL p. 24,1. 343 (Time Warner) -- This asset was included in last year's report duc to inadvertence. It was sold on March 10, 2011 , value code J, gain code

C

Part VII, p. 27, 1. 399 (Kohls) == This asset was mistakenly reported last year as part sold. In fact all of it was sold.

Part VIL, p. 29, 1. 437 (Trishicld Special Situations Fund) — Formerly Trisheld Distressed Securities Fund.

Part VIL, p. 41, 1 631 (Royal KPN) -- Mistakenly reported as part sold on lust year's reort. In fuct was sold.

Part VII, p. 8, 1.85, p. 9, lines 92-93, 95-96 and 101-102, p. 29,1. 437, und p. 45, I. 702 and 704: With respect to your inquiry, all of the assests to which you refer

are registered mutual funds. They are not traded on a stock exchange or other public secondary market. Therefore there is no published market price. The only

available price is net assest value, which is the sume as book value. Accordingly, "U" is the correct value method code, and | have not made the change that you

requested,

Part VII, pages 9, 10, and 45, lines 86, 93, 94, 96, 97, 102, 103, 705, and 707 : In my judgment, your assertion that "T" would more accurately reflect the value of

mutual funds in incorrect. In fact, as 1 have previously explained in prior correspondence with the Committee, no secondary market for publicly trading mutual

funds shares exists. The price of ull mutual fund shares is stated in terms of net asset value, which is synonymous with book value. Since | therefore believe that

book value is the appropriate and, in fact, only available valuation method for mutual funds, | have not made the requested change from code "U” to code "1".

1 recognize that my analysis is not consistent with the relevant instructions, but | trust that you will appreciate that 1 am unwilling to make an entry on the form

which I believe to be incorrect. The other changes that you requested have been made.