James Paul Oetken

Cablevision Systems Corporation — Int/Div — Sold (part)

Madison Square Garden, Inc — None — Sold (part)

Hewlett-Packard Company (X) — Int/Div

BlackRock Global Opportunities Equity Trust — Int/Div — Sold

American Funds Investment Co. of America — Int/Div — Buy (add'l)

Invesco Prime Interest Trust Fund (Inv Van Kam Sr Loan Fund) — Int/Div

Vanguard S00 Index Fund — Int/Div

Invesco Van Kampen Dynamic Credit Opportuties Fund — Int/Div — Sold

ABM AMRO Income Plus Fund — Int/Div

EB Diversified Stock Fund — None

Target Small Cap Value Portfolio Fund Class T(TASVX) — Int/Div

Vanguard Institutional Index Fund Institutional Plus Shares — Int/Div

JP Morgan USA New York 529 Fund Class B (formerly Columbia Acom) — None

Citibank N.A. cash accounts — Interest

GE Interest Plus cash account — Interest

Fieldpoint Private Bank and Trust cash account — Interest

UBS Bank USA cash account — Interest

AMC Networks Inc — None — Sold

UNTS FT Pharm Select PRTF Series 37 — Int/Div — Sold

UNTS FT Sr Loan Limited Duration Plus C/ F 18 — Int/Div — Sold

FFTW Income Plus Fund — Int/Div

Hartford Midcap HLS 1A — Int/Div

MFS Inst Int] Equity — Int/Div

Amencan Century Equity Growth Fund — Int/Div — Buy (add'l)

JP Morgan Mid Cap Value Fund — Int/Div — Buy (add'l)

Lord Abbett Alpha Strategy Fund — None — Buy (add'l)

Lord Abbett Value Opportunities Fund — None — Buy (add'l)

TransAmerica Multi Manager Altemative Strategies — Int/Div — Buy (add'l)

Columbia Thermostat Fund — Int/Div — Buy (add'l)

Blackrock Multi Asset Income Portfolio — Int/Div — Buy (add'l)

American Century Strategic Inflation — None — Buy (add'l)

Delaware Dividend Income — Int/Div — Buy (add'l)

Ishares MSC Japan Index Fund — None — Buy

Reimbursement — School. — (spoke to faculty and students)

Reimbursement — (spoke to faculty and students

Reimbursement — Federal Bar Council CLE — 10025/13 - 10027713 — Lenox, MA — CLE programs (served on moot court panel) — transportation, meals, hotel