Charles Novack

IRA #1 — Int/Div

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Buy (add'l)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Buy (add'l)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Sold (part)

Schwab Cash and Money Mkt — Buy (add'l)

Accenture PLC Class A — Sold (part)

Baxter International, Inc — Buy

Becton Dickerson Co. (common) — Buy (add'l)

Becton Dickerson Co. (common) — Buy (add'l)

Becton Dickerson Co. (common) — Sold

Bank of Nova Scotia (common) — Buy (add'l)

Bank of Nova Scotia (common) — Sold

CH Robmson Worldwide. Inc. (common) — Buy (add'l)

CH Robmson Worldwide. Inc. (common) — Buy (add'l)

Colgate Palmolive Co. (common)

Canadian National Railways Co. (common)

Dover Corp. (common) — Sold

Factset Research System, Inc. (common) — Buy (add'l)

Grainger WW, Inc. (common) — Sold (part)

Grainger WW, Inc. (common) — Buy (add'l)

Hormel (common)

Magellan Midstream Partners (common) — Sold (part)

McDonalds Corp. (common) — Sold (part)

McDonalds Corp. (common) — Buy (add'l)

Metrome, Inc. (common) — Buy

Nike. Inc. (common) — Buy (add'l)

Novo - Nordisk as ADR

Permanent Portfolio Fund — Sold (part)

Permanent Portfolio Fund — Sold

Praxair, Inc. (common)

Target Corporation — Buy

TIX Companies (common) — Sold (part)

TIX Companies (common) — Sold (part)

T. Rowe Price Group (common) — Buy (add'l)

Toronto Dominion Bank — Buy

Toronto Dominion Bank — Buy (add'l)

Walgreen Company (common)

Xilinx. Inc. (common) — Buy

361 Managed Futures Strat. Fund C1 1 — Buy

Doubleline Total Return Bond Fund C1 1 — Buy

S10. — Buy (add'l)

First Eagle Overseas Fund C1 A — Buy

Templeton Global Bond Fund A — Sold (part)

Templeton Global Bond Fund A — Buy (add'l)

SPDR S&P Midcap 400 ETF — Buy

SPDR S&P Midcap 400 ETF — Buy (add'l)

SPDR S&P Midcap 400 ETF — Sold

SPDR Index Shares Fund Dow Jones Global Real — Buy

SPDR S&P Global ETF Natural Resources — Buy

SPDR S&P Global ETF Natural Resources — Buy (add'l)

Vanguard Short Term Investment Grade Fund — Sold

Vanguard Intermediate Term Investment Fund — Sold

Vanguard Inflation Protected Securities FD

Vanguard Intemational Equity Index All World — Buy

Vanguard Intemational Equity Index All World — Buy (add'l)

Vanguard Corp. Bond ETF Short-Term Corp. Bond — Buy

Vanguard Corp. Bond ETF Short-Term Corp. Bond — Buy (add'l)

Vanguard Corp. Bond ETF Short-Term Corp. Bond — Sold (part)

Vanguard Corp. Bond ETF Intermediate: Term — Buy

Vanguard Corp. Bond ETF Intermediate: Term — Buy (add'l)

Vanguard Corp. Bond ETF Intermediate: Term — Buy (add'l)

Vanguard Bond Index Fund — Buy

Vanguard Inflation Protected Securities FD — Buy

First Eagle Overseas Fund CL A

T. Rowe Price Emerging Markets Fund — Buy (add'l)

IRA #2 — Int/Div

Schwab Adv. Cash Reserve — Sold (part)

Schwab Adv. Cash Reserve — Sold (part)

Schwab Adv. Cash Reserve — Sold (part)

Schwab Adv. Cash Reserve — Sold (part)

Schwab Adv. Cash Reserve — Sold (part)

Schwab Adv. Cash Reserve — Buy (add'l)

Accenture PLC Class A

Beckton Dickerson Co. (common) — Sold

Bank of Nova Scotia (common) — Sold

Baxter Intemational Inc — Buy

CH Robinson Worldwide, Inc. (common)

Canadian National Railways Co (common)

Colgate Palmolive Co. (common)

Dover Corp. (common) — Sold

Factset Research, Inc. (common)

Grainger WW, Inc. (common) — Sold (part)

Hormel (common)

Magellan Midstream Partners

McDonalds Corp. (common) — Sold (part)

Medtronic. Inc. (common)

Nike. Inc. (common)

Novo Nordisk as ADR

Target Corporation — Buy

Toronto Dominion Bank F — Buy

Permanent Portfolio Fund — Sold (part)

Permanent Portfolio Fund — Sold

Praxair, Inc. (common)

T. Rowe Price Group (common)

TIX Companies { common) — Sold (part)

TIX Companies { common) — Sold (part)

361 Managed Futures Strat Fund C1 — Buy

Doubleline Total Return Bond Fund C1 1 — Buy

Vanguard Bond Index Fund

Vanguard Corporate Bond ETF Short- Term Corp, Bond — Buy (add'l)

Vanguard Corporate Bond ETF Short- Term Corp, Bond — Sold (part)

Vanguard Corp Bond ETF Intermediate Term — Buy

Vanguard Intl Eqty Index ETF — Buy

First Eagle Overseas Fund CL A — Sold

SPDR S&P Global ETF Natural Resources — Buy

SPDR S&P Midcap 400 ETF — Buy

SPDR S&P Midcap 400 ETF — Sold

SPDR Index Shares Fund Dow Jones Global Real — Buy

T. Rowe Price - Emerging Markets Fund

Templeton Global Bond Fund — Sold

Vanguard Intermediate Term Investment Fund — Sold

Vanguard Inflation Protected Securities FD

XILINX. Inc. (common)

Walgreen, Inc. (common)

U.S Savings Bonds Type E — Int/Div

Wells Fargo Bank Accounts — Interest

Bank of America Account — Interest

Fidelity Value Fund — Int/Div

Fidelity Cash Reserves — Interest

RBC Wealth Management LS. Govt Money Market Account — Int/Div

Vanguard 500 Index 1RA #3 — Int

Fidelity Cal. Mum Market — Int/Div

Schwab Adv. Cash Reserve — Interest — Sold (part)

Schwab Adv. Cash Reserve — Sold (part)

SPDR S & P Midcap 400 ETF — Int/Div — Buy

SPDR S & P Midcap 400 ETF — Sold

Vanguard Limited Term Tax Exempt Investor SHR — Int/Div — Buy

Brown Cap. Mgmt. — Distribution

UBS Cash Fund — Interest

Fidelity Blue Chip Growth — Int/Div

Fidelity Growth Strategies Fund — Int/Div

Liability — Occidental College — tion

Reimbursement — Calforma Bankruptcy Forum — May I8, 2012 - May 20, 2012 — Rancho Mirage, California — Attendance ar California Bankruptcy Forum — Food and Lodging

Spouse's income — 2012 — Self-employed attorney