David Eugene Rice

PNC Bank Accounts — Interest

Pentagon FCU Account — Interest

APG FCU Account — Interest

USAA Federal Accounts — Interest

New Perspective Mutual Fund — Int/Div

McCormick Common (MKC) — Int/Div

PNC Bank IRA's CD's — Interest

TD Ameritrade Money Market Account — Interest

Facebook. Inc. (FB) — None

Groupon, Inc. (GRPN) — None

Netflix, Inc. (NFLX) — None

Eastman Kodak Warrants — None

Zynga, Inc. (ZNGA) — None

Square, Inc. (SQ) — None — Buy

Brokerage Account #1 (H)

Pimco Short Term Bond Fund (PTSPX) — Int/Div — Buy

Pimco Short Term Bond Fund (PTSPX) — Sold (part)

Pimco Short Term Bond Fund (PTSPX) — Buy (add'l)

Pimco Short Term Bond Fund (PTSPX) — Buy (add'l)

Matthews Asian Japan Inv. Fund (MJFOX) — Int/Div — Buy

Matthews Asian Japan Inv. Fund (MJFOX) — Buy (add'l)

Matthews Asian Japan Inv. Fund (MJFOX) — Sold (part)

Matthews Asian Japan Inv. Fund (MJFOX) — Sold (part)

Artisan Midcap Value Inv. Fund (ARTOX) — Int/Div — Buy (add'l)

Artisan Midcap Value Inv. Fund (ARTOX) — Sold (part)

Artisan Midcap Value Inv. Fund (ARTOX) — Sold (part)

Artisan Midcap Value Inv. Fund (ARTOX) — Sold (part)

EV Income Fund of Boston A (EVIBX) — Int/Div — Sold (part)

EV Income Fund of Boston A (EVIBX) — Sold (part)

EV Income Fund of Boston A (EVIBX) — Buy (add'l)

EV Income Fund of Boston A (EVIBX) — Sold (part)

Ivy Mid Cap Growth A Fund (WMGAX) — Int/Div — Sold (part)

Ivy Mid Cap Growth A Fund (WMGAX) — Buy (add'l)

Ivy Mid Cap Growth A Fund (WMGAX) — Sold (part)

Ivy Mid Cap Growth A Fund (WMGAX) — Buy (add'l)

Citibank deposit account (now Morgan Stanley Bank account) — Interest

IBM Common (IBM) — Int/Div

Invesco Van Kampen Comstock Fund (ACSTX) — Int/Div — Sold (part)

Invesco Van Kampen Comstock Fund (ACSTX) — Buy (add'l)

Invesco Van Kampen Comstock Fund (ACSTX) — Sold (part)

Invesco Van Kampen Comstock Fund (ACSTX) — Buy (add'l)

Cambiar Small Cap Fund (CAMSX) — Int/Div — Sold (part)

Cambiar Small Cap Fund (CAMSX) — Sold (part)

Cambiar Small Cap Fund (CAMSX) — Buy (add'l)

Cambiar Small Cap Fund (CAMSX) — Sold (part)

Alliance Bernstein Small Cap Growth Fund {QUAYX) — Int/Div — Sold (part)

Alliance Bernstein Small Cap Growth Fund {QUAYX) — Buy (add'l)

Alliance Bernstein Small Cap Growth Fund {QUAYX) — Sold (part)

Alliance Bernstein Small Cap Growth Fund {QUAYX) — Sold (part)

Columbia Select Large Cap Growth Fund (ELGAX) — Int/Div — Sold (part)

Columbia Select Large Cap Growth Fund (ELGAX) — Buy (add'l)

Columbia Select Large Cap Growth Fund (ELGAX) — Sold (part)

Columbia Select Large Cap Growth Fund (ELGAX) — Sold (part)

Dreyfus Int'l Bond Fund (DIBRX) — Int/Div — Sold (part)

Dreyfus Int'l Bond Fund (DIBRX) — Sold (part)

Dreyfus Int'l Bond Fund (DIBRX) — Sold

Nuveen Tradewinds International Value Fund (NAIGX) — Int/Div — Buy (add'l)

Nuveen Tradewinds International Value Fund (NAIGX) — Sold (part)

Nuveen Tradewinds International Value Fund (NAIGX) — Sold (part)

Nuveen Tradewinds International Value Fund (NAIGX) — Sold (part)

Pimco Total Return Fund (PTTDX) — Int/Div — Buy (add'l)

Pimco Total Return Fund (PTTDX) — Sold (part)

Pimco Total Return Fund (PTTDX) — Buy (add'l)

Pimco Total Return Fund (PTTDX) — Sold (part)

American EuroPacific Growth Fund (AEPFX) — Int/Div — Buy

American EuroPacific Growth Fund (AEPFX) — Sold (part)

American EuroPacific Growth Fund (AEPFX) — Sold (part)

Bank United, NA (CD) — Interest — Buy

Blackrock Low Dur Bond Fund Inv A (BLDAX) — Int/Div — Sold (part)

Blackrock Low Dur Bond Fund Inv A (BLDAX) — Sold (part)

Blackrock Low Dur Bond Fund Inv A (BLDAX) — Buy (add'l)

Blackrock Low Dur Bond Fund Inv A (BLDAX) — Buy (add'l)

Schroder Emerging Markets Equity Fund (SEMNYX) — Int/Div — Sold (part)

now Hartford Schroder Emerging Markets Equity Fund) — Sold (part)

now Hartford Schroder Emerging Markets Equity Fund) — Buy (add'l)

now Hartford Schroder Emerging Markets Equity Fund) — Sold (part)

Blackrock Inflation Prot. Bond Fund (BPRIX) — Int/Div — Sold (part)

Blackrock Inflation Prot. Bond Fund (BPRIX) — Sold (part)

Blackrock Inflation Prot. Bond Fund (BPRIX) — Buy (add'l)

Blackrock Inflation Prot. Bond Fund (BPRIX) — Sold (part)

IRA #1 (H)

Cambiar Intemational Equity Fund (CAMIX) — Int/Div — Buy

Cambiar Intemational Equity Fund (CAMIX) — Buy (add'l)

SPDR Barclays Capital High Yield Bond ETF UNK) — Int/Div — Sold (part)

SPDR Barclays Capital High Yield Bond ETF UNK) — Buy (add'l)

MSLiguidAssetFund (now MS Private Bank. NA) — Interest

Vanguard Mid-Cap Value Index Fund (VOF) — Int/Div — Buy (add'l)

Vanguard Mid-Cap Value Index Fund (VOF) — Sold (part)

Cambiar Opportunity Fund (CAMWX) — Int/Div — Sold (part)

Cambiar Opportunity Fund (CAMWX) — Sold (part)

Cohen and Steers Realty Shares Fund {CSRSX) — Int/Div — Sold (part)

Cohen and Steers Realty Shares Fund {CSRSX) — Sold (part)

Cohen and Steers Realty Shares Fund {CSRSX) — Buy (add'l)

Godman Sachs Absolute Return Fund (GIRTX) — Int/Div — Sold (part)

Godman Sachs Absolute Return Fund (GIRTX) — Buy (add'l)

Ivy Mid Cap Growth Fund (IYMIX) — Int/Div — Buy (add'l)

Ivy Mid Cap Growth Fund (IYMIX) — Sold (part)

JP Morgan Dynamic Small Cap Growth Fund JDSCX) — Int/Div — Sold (part)

JP Morgan Dynamic Small Cap Growth Fund JDSCX) — Sold (part)

Mainstay Large Cap Growth Fund (MLAIX) — Int/Div — Sold (part)

Mainstay Large Cap Growth Fund (MLAIX) — Sold (part)

Mainstay Large Cap Growth Fund (MLAIX) — Buy (add'l)

Royce Premier Fund (RYPRX) — Int/Div — Sold (part)

Royce Premier Fund (RYPRX) — Sold (part)

Guggenheim ManFutStratFD (RYMFX) — Int/Div — Sold (part)

Guggenheim ManFutStratFD (RYMFX) — Buy (add'l)

Guggenheim ManFutStratFD (RYMFX) — Buy (add'l)

Wells Fargo Adv Em Markets Growth Fund {EMGYX) — Int/Div — Buy (add'l)

Wells Fargo Adv Em Markets Growth Fund {EMGYX) — Sold (part)

Vanguard Short Term Bond Fund (BSV) — Int/Div — Sold (part)

Vanguard Short Term Bond Fund (BSV) — Buy (add'l)

Harding Loevner Int'l Equity Fund (HIMIX) — Int/Div — Buy (add'l)

Harding Loevner Int'l Equity Fund (HIMIX) — Sold (part)

Harding Loevner Int'l Equity Fund (HIMIX) — Sold (part)

Metropolitan West Total Return Bond Fund IMWTIX) — Int/Div — Sold (part)

Metropolitan West Total Return Bond Fund IMWTIX) — Buy (add'l)

Metropolitan West Total Return Bond Fund IMWTIX) — Buy (add'l)

Alerian MLP ETF (AMLP) — Int/Div — Buy (add'l)

Alerian MLP ETF (AMLP) — Sold (part)

Templeton Int'l Bond Fund (FIBZX) — Int/Div — Sold (part)

Templeton Int'l Bond Fund (FIBZX) — Sold (part)

John Hancock Seaport Fund (JSFDX) — Int/Div — Sold (part)

John Hancock Seaport Fund (JSFDX) — Buy (add'l)

Pimco Enhanced Shrt ETF (MINT) — Int/Div — Sold (part)

Pimco Enhanced Shrt ETF (MINT) — Buy (add'l)

IRA #2 (H)

Morgan Stanley Bank deposit account — Interest

BMO Harms Bank (CD) — Interest — Matured

Bank Baroda (CD) — Interest — Buy

Wells Fargo Bank (CD) — Interest — Buy

Safra Nat'l Bank (CD) — Interest — Matured

Wells Fargo Bank (CD) — Interest

1st Merit Bank (CD) — Interest — Matured

Trust #1 (H)

Comerica Bank deposit account — None

MBIA Bond — Interest

Spectra Energy Common (SE) (now Enbridge, Inc. (ENB) — Int/Div

Allanzgi Income Growth Fund (AZNCX) — Int/Div

First Trust Multi-Asset Diversified Income Fund (MDIV) — Int/Div — Sold

AMG Yacktman Service Fund (YACKX) — Int/Div

First Eagle Global Income Builder Fund (FEBIX) — Int/Div

Invesco High Yield Municipal Fund (ACTDX) — Int/Div

Loomis Sayles Strategic Income Fund INEZYX) — Int/Div — Sold

PIMCO Income Fund (PONPX) — Int/Div

First Trust MLP Fund (FEI) — Int/Div

Henderson Global Fund (HFOQIX) — Int/Div — Buy (add'l)

Nexpoint Credit Strategies Fund (NHF) — Int/Div — Buy

Guggenheim Floating Rate Fund (GIFIX) — Int/Div — Buy

Lord Abbett Floating Rate Fund (LFRFX) — Int/Div — Buy

Mineral Rights, Dimmit County, TX — None

Mineral Rights, Canadian County, OK — Rovalty

Mineral Rights, Frunklin County, AR — None

Mineral Rights, Lincoln County, OK — Rovalty

Mineral Rights, Pontotoc County, OK — None

PNC Bank (CD) (X) — Interest

M&T Bank Accounts (X) — Interest

Bank of America Accounts (X) — Interest

President, Egenton Home, Inc

Liability — U.S. Dept, of Education — Student loans

Reimbursement — American Bankruptcy Institute — R/4-8'52016 — Cambndge, MD — Semmar — Hotel

Reimbursement — Maryland State Bar Association — 32016 — Columbia, MD — Seminar — Meal

Reimbursement — Maryland State Bar Association — JI82016 — Annapolis, MD — Semmar — Meal

Lines 155, 156, and 157 are inheritances by spouse.