Alicia Otazo-Reyes

Citibank Accounts — Interest

Capital One 360 Account — Interest — Closed

IRA Z(H)

Bank of America, NA, RASP (cash account) x) — Interest

AB Large Cap Growth Fund — Int/Div — Buy

AB Large Cap Growth Fund — Buy (add'l)

AB Large Cap Growth Fund — Buy (add'l)

Allanzgi NF) Int'l Value MF — Int/Div — Sold

American Funds, American Fundamental MF — Int/Div — Sold

Blackrock Equity Dividend MF — None — Sold

Blackrock High Yield Bd. Portfolio Fund — Int/Div — Buy

Blackrock Secured Credit Portfolio — Int/Div — Buy

Blackrock Secured Credit Portfolio — Buy (add'l)

Columbia Large Cap Enhanced Core Fund — Int/Div — Buy

Columbia Large Cap Enhanced Core Fund — Buy (add'l)

Delaware Value Fund — Int/Div — Buy

Delaware Value Fund — Buy (add'l)

Dreyfus Appreciation FD MF — Int/Div — Sold (part)

Dreyfus Appreciation FD MF — Sold

Eaton Vance Floating Rate MF — Int/Div — Sold (part)

Eaton Vance Floating Rate MF — Sold (part)

Fidelity Advisors Mid Cap Value Fund — Int/Div — Buy

Fidelity Advisors Mid Cap Value Fund — Buy (add'l)

First TR Dorsey WRT — Int/Div — Buy

First TR Dorsey WRT — Buy (add'l)

Glenmede Large Cap Growth Fund — Int/Div — Buy

Glenmede Large Cap Growth Fund — Buy (add'l)

Glenmede Large Cap Growth Fund — Buy (add'l)

Glenmede Large Cap Growth Fund — Buy (add'l)

Goldman Sachs Emergmg Markets Debt Fund — Int/Div — Buy

Guggenheim Macro Opportunities Fund — Int/Div — Buy

Guggenheim Macro Opportunities Fund — Buy (add'l)

Guggenheim Macro Opportunities Fund — Sold

Hennessy Focus Fund — Int/Div — Buy

Hennessy Focus Fund — Buy (add'l)

Hennessy Focus Fund — Buy (add'l)

Hotchkis and Wiley Small Cap Value Fund — Int/Div — Buy

Hotchkis and Wiley Small Cap Value Fund — Buy (add'l)

iShares 20+ vear Treasury Bond ETF — Int/Div — Buy

iShares Core US S&P S00 ETF — Int/Div — Buy

iShares Core US Growth ETF — Int/Div — Buy

iShares NASDAQ Biotech ETF — Int/Div — Buy

iShares Core US Value ETF — Int/Div — Buy

Janus Intech US Managed Volatility Fund — Int/Div

JOHCM International Select Fund — Int/Div — Buy

JOHCM International Select Fund — Buy (add'l)

JOHCM International Select Fund — Buy (add'l)

JP Morgan Intrepid Mid Cap Fund — Int/Div — Buy

JP Morgan Intrepid Mid Cap Fund — Buy (add'l)

Looms Sayles Investment Grade MF — Int/Div — Sold

Looms Sayles Strategic Income Fund — Int/Div — Sold

Mainstay Large Cap Growth — Int/Div — Sold (part)

Metropolitan West Total Return Bond Fund — Int/Div — Sold (part)

MFS International Value Fund — Int/Div — Buy

MFS International Value Fund — Buy (add'l)

MFS Value FD CL MF — Int/Div

Openheimer Intemational MF — None — Sold

Pimco Global Bond Fund — Int/Div — Buy

Pimco Global Bond Fund — Buy (add'l)

Pimco Income Fund — Int/Div — Buy

Pimco Income Fund — Buy (add'l)

Pioneer Strategic Income Fund — Int/Div — Sold (part)

Pioneer Strategic Income Fund — Sold (part)

Pioneer Strategic Income Fund — Sold (part)

Prudential Short Term Corporate Bond Fund — Int/Div — Sold (part)

Prudential Total Return Bond Fund — Int/Div — Buy

Prudential Total Return Bond Fund — Buy (add'l)

RS Small Cap Equity Fund — Int/Div — Buy

RS Small Cap Equity Fund — Buy (add'l)

RS Small Cap Equity Fund — Buy (add'l)

SPDR Index SHS FDS — Int/Div — Buy

SPDR Index SHS FDS — Buy (add'l)

Sunamerica Focused Dividend Strategy Fund — Int/Div — Buy

Sunamerica Focused Dividend Strategy Fund — Buy (add'l)

Sunamerica Focused Dividend Strategy Fund — Buy (add'l)

Thomburg Ltd Term Income Fund — Int/Div — Buy

Thomburg Ltd Term Income Fund — Buy (add'l)

Tweedy Browne Global Value Fund — Int/Div — Buy

Tweedy Browne Global Value Fund — Buy (add'l)

Virtus Emerging Markets Opportunities Fund — Int/Div — Buy

Virtus Emerging Markets Opportunities Fund — Buy (add'l)

Wells Fargo Advantage Large Cap Core Fund — Int/Div — Buy

Wells Fargo Advantage Large Cap Core Fund — Buy (add'l)

Wells Fargo Advantage Large Cap Core Fund — Buy (add'l)

Wells Fargo Advantage Small Cap MF — Int/Div — Sold

Western Asset Core Plus Bond Fund — Int/Div — Buy

Western Asset Core Plus Bond Fund — Buy (add'l)

Western Asset Core Plus Bond Fund — Buy (add'l)

Part VIL, lines 3, 9, 10, 20, 44, 50, 51, 52, 53, 62, 65, and 85: These entries correspond with Part VIL, lines 3, 8, 12, 14,9, 10, 11, 18, 21, 25, 26, and 27 of the 2014

report, respectively. Name changes only.