Andrew S. Hanen

Microsoft Bonds

Walmart Bonds

Allstate Life Bonds

Barclays Bank Bonds

IRA Account #1 (See Note 1) — Interest

Treasury Strips — Sold

Chase Retirement Money Mkt Reserves — Sold (part)

Capstar Bank (CD) — Sold

IRA Account #2 — Int/Div

Merrill Lynch Money Mkt. Reserves

Aberdeen Developing — Sold

Blackrock Global — Sold

First Eagle — Sold

Ivy Asset Strategic — Sold

Janus Forty — Sold

Janus Overseas Fund — Sold

Prudential Jennison — Sold

John Hancock Global — Sold

Loomis Sayles Strategic — Sold

Putman Diversified — Sold

Putman Voyager — Sold

RS Partners FD — Sold

Templeton Global Bond — Sold

Apple — Buy

Consumer Dis — Buy

Spdr Cons. STPL — Buy

Spdr Energy — Buy

Spdr Indus — Buy

Spdr Gold — Buy

Vanguard Info — Buy

IRA Account #3 — Int/Div

Merrill Lynch Money Mkt. Reserves

Aberdeen Developing — Sold

Blackrock Global — Sold

First Eagle — Sold

lvy Asset Strategy — Sold

Janus Forty — Sold

Janus Overseas Fund — Sold

Prudential Jennison — Sold

John Hancock Global — Sold

Loomis Sayles Strategic — Sold

Putnam Diversified — Sold

Putnam Voyager — Sold

RS Partners FD — Sold

Templeton Global Bond — Sold

Alexion Phar — Buy

Alexion Phar — Buy

Apple — Buy

Apple — Buy

Apple — Sold (part)

Apple — Buy

Celgene — Buy

Celgene — Sold

Contmental Resources — Buy

Contmental Resources — Sold

Mastercard — Buy

Mastercard — Sold

Nu Skm — Buy

Sourcefire — Buy

VF Corp — Buy

VF Corp — Sold

RS Low Duration — Buy

RS Low Duration — Sold (part)

RS Low Duration — Sold

DWS Short Duration — Buy

DWS Short Duration — Sold (part)

DWS Short Duration — Sold

Putnam US Gov — Buy

Putnam US Gov — Sold

CYS Investments — Buy

Intitive Surgical — Buy

Intuitive Surgical — Sold

Tractor Supply — Buy

Tractor Supply — Sold

Fresh Mkt — Buy

HMS Holdings — Buy

HMS Holding — Sold

Monsanto — Buy

Monsanto — Sold

CF Inds — Buy

Express Scripts — Buy

Linkedin — Buy

Rackspace — Buy

lvy High Income — Buy

Spdr Gold — Buy

Salix Phar — Buy

Salix Phar — Sold

Retirement Account #1 — Int/Div

Fidelity Short Term Bond Fund

Marshall Bond Fund

Dartmouth College Bonds

Fidelity Cash Reserves

Pimco Investment Grade Bonds — Buy

Brokerage Acccount #

Pearland ISD Municipal Bonds — Interest

Killeen Tex. Municipal Bonds — Interest — Redeemed

Katy Tex. ISD Municipal Bonds — Interest

Lubbock Tx. Tax & Wirworks Municipal Bonds — Interest — Redeemed

Plano ISD Municipal Bonds — Interest — Redeemed

Burleson Tex ISD Municipal Bonds — Interest

Port Neches Grove ISD Mumcipal Bonds — Interest

Brownsville Tx Uty Systm. Municipal Bonds — Interest

Hutto Tex. ISD Municipal Bonds — Interest

MS Tax Free Income Trust (See Note 3) — Int/Div

Brokerage Account #2

Brownsville Tex Municipal Bonds — Interest

Lower Col. Riv. Auth. Mumcipal Bonds — Interest

Harris County Municipal Bonds — Interest

University of N. Tex Municipal Bonds — Interest — Redeemed

Sharyland ISD Municipal Bonds — Interest

Lancaster ISD Municipal Bonds — Interest

N. Tex. Twy. Auth. Municipal Bonds — Interest

Houston Tex. Higher Ed Municipal Bonds — Interest

BIF Tax Excempt — Int/Div

Compass Bank — Interest

Northwestern Mutual EOL Life Ins — Int/Div

Northwestern Mutual EOL Life Ins — Int/Div

Northwestern Mutual Whole Life Ins — Int/Div

Northwestern Mutual Whole Life Ins — Int/Div

Northwestern Mutual Whole Life Ins. — Int/Div

Northwestern Mutual EOL Life Ins — Int/Div

IRA Account #4 (See Note 1) — Int/Div

Treasury Strips — Buy

Capstar Bank CD — Buy

American FDS — Buy

Capital Income — Buy

Capital Income — Buy

Capital Income — Buy

Capital Income — Buy

Capital Income — Buy

Capital Income — Buy

WF Money Mkt — Buy

Brokerage Account #3 (See Note 2)

MSFT — Int/Div — Buy

WF Money Mkt — Interest — Buy

Reimbursement — TexusBurCLE — 09/14/12 - (09/142012 — Houston, Texas — CLE Panclist — Hotel and mileage

Note No. 1: The Money Market assets in IRA Account #1 were sold and the funds transferred to IRA Account #4. The sale is designated as partial sale because

for some reason the brokerage firm handling Account #1 failed to transfer Jess than $2.00 and this was not discovered until after December 31, 2012. The

Treasury Strips and Capstar CD contained in IRA Account #1 were transferred to Account #4, but this form does not have a way to designate a transfer. The

Administrative Office advised me to list it 4s a sule and subsequent purchase, which 1 did.

Note No. 2: Brokerage Account #3 1s a new brokerage account.

Note No, 3: The brokerage house transferred the assets of Western Asset Municipal Money Market Fund into Morgan Stanley Tax Free Income Trust as noted in

Note 6 of last year's report,