Katherine A. Constantine

Brokerage #2 (H)

Brokerage #3 (H)

Brokerage #1 (H) — Exempt

Alps (ETF) — Int/Div

AT&T (common) — Int/Div

Proctor & Gamble {common ) — Int/Div

Southern Co. (common) — Int/Div

Target (common) — Int/Div

Teco Energy (common ) — Int/Div

Xcel Energy (common ) — Int/Div

Powershares Finl pfd (ETF) — Int/Div

SAFRA Natl Bk (C.D) — None — Part VII

CITBK(C.D) — Interest

GE Cap Finl (Bond) — Interest

Goldman Sachs Bk (C.D) — Interest

Freebom Cnty MN GO (Bond) — Interest

Sartell Mn GO (Bond) — Interest

Deer River MN GO (Bond) — Interest

MN Hsg Pub Svc Rev (Bond) — Interest

Mpls MN Library GO (Bond) — Interest

MN Streets/Hwys GO (Bond) — Interest

Mpls MN Spl Sch Dist GO (Bond) — Interest

US Gov't Money Mkt Fd {Mutual Fd) — Int/Div

Metropolitan West Ttl Retrn (Mutual Fd) — Int/Div

MFS Div Income (Mutual Fund) — Int/Div

Pimco Total Return (Mutual Fd) — Int/Div

Anoka Cnty MN GO (Bond) — Interest

GE Capital (Bond) — Interest

RBC Prime Money Mkt FD (Mutual Fund) — Int/Div

AMC Networks (common) — None — Part VII

Abercrombie & Fitch (common) — Int/Div

Alliant Energy (common) — Int/Div

Allstate Corp (common) — Int/Div

American Electric (common) — Int/Div

American Express (common) — Int/Div

American Int'l (common) — Int/Div

Ametek (common) — Int/Div

Andarko Pete (common) — Int/Div

Analog Devices (common) — Int/Div

Apple (common) — Int/Div

Archer Daniels Midland (common) — Int/Div

Avago Tech (common) — Int/Div

AT & T (common) — Int/Div

Bank of America (common) — Int/Div

Baxter Int'l (common) — Int/Div

Biogen Idec (common) — None — Part VII

Boeing (common) — None — Part VII

Bristo]l Meyers Squibb (common) — Int/Div

Broadcom Corp (common) — Int/Div

Brown & Brown (common) — Int/Div

Caterpillar (common) — Int/Div

CenturyLmk (common) — Int/Div

Chevron Corp (common) — Int/Div

Church & Dwight Co (common) — Int/Div

Cisco Systems (common) — Int/Div

Citigroup (common) — Int/Div

Coca Cola (common) — Int/Div

Comcast Corp (class A) — Int/Div

Conagra Foods (common) — Int/Div

Conoco Phillips (common) — Int/Div

Contmental Resources (common) — None — Part VII

Costco Wholesale (common) — None — Part VII

Cummms (common) — Int/Div

CVS Caremark (common) — Int/Div

Danaher Corp (common) — Int/Div

Deere & Co. (common) — Int/Div

Devon Energy (common) — Int/Div

Discover Financial (common) — Int/Div

E Dupont (common) — Int/Div

Eaton Corp (common) — Int/Div

Ebay (common) — Int/Div

EMC Corp (common) — Int/Div

Eli Lilly (common) — Int/Div

Ensco PLC (class A) — Int/Div

EOG Resources (common) — Int/Div

Exxon Mobile (common) — Int/Div

Fifth Third Bancorp (common) — Int/Div

Forest Laboratories (common) — None — Part VII

Freeport McMoran (class B) — Int/Div

Gallagher Arthur J & Co (common) — Int/Div

General Electric (common) — Int/Div

General Motors (common) — None — Part VII

Goldman Sachs Group — Int/Div

H J Hemz (common) — Int/Div

Google (common) — None — Part VII

Henry Schein (common) — None — Part VII

Home Depot (common) — Int/Div

Intel Corp (common) — Int/Div

IBM (common) — Int/Div

Intemational Paper (common) — Int/Div

Invesco Lid (common) — Int/Div

Johnson & Johmson (common) — Int/Div

Kohls Comp — Int/Div

KBR (common) — Int/Div

KLA -Tencor (common) — Int/Div

Lowes Co (common — Int/Div

LSI Corp (common) — Int/Div

Lyondellbasell Ind (class A) — Int/Div

Merck & Co (common) — Int/Div

MetLife (common) — Int/Div

Michael Kors Hidgs (ordinary) — None — Part VII

Microsoft (common) — Int/Div

Morgan Stanley (common) — Int/Div

Murphy Oil (common) — Int/Div

Newell Rubbermaid (common) — Int/Div

New York Comm Bk (common) — Int/Div

Nextera Energy (common) — Int/Div

Nike (class B) — Int/Div

Nisource Inc (common) — Int/Div

Norfolk Southern Corp (common) — Int/Div

Occidental Pete (common) — Int/Div

Oracle Corp (common) — Int/Div

Paccar Inc (common) — Int/Div

Parker Hannifin (common) — Int/Div

Pepsi (common) — Int/Div

Pfizer (common) — Int/Div

Pioneer Natural Res (common) — Int/Div

Polaris Ind (common) — Int/Div

Potash Corp (common) — Int/Div

Precision Castparts (common) — Int/Div

Priceline (common) — None — Part VII

Proctor & Gamble — Int/Div

Qualcomm — Int/Div

Ralcorp Holdings — Int/Div

Raytheon (common) — Iistnbution

Rehance Steel & Alum (common) — Int/Div

Schlumberger Ltd (common) — Int/Div

Sector Spdr (ETF) — Int/Div

Simon Property Grp (common) — Int/Div

Stryker Corp (common) — Int/Div

Target (common) — Int/Div

The Travelers (common) — Int/Div

Timken (common) — Int/Div

Triumph Grp (common) — Int/Div

TRW Automotive (common) — None — Part VII

UDR Inc (common) — Int/Div

Union Pacific Corp (common) — Int/Div

United Technologies (common) — Int/Div

United Health Grp (common) — Int/Div

US Bancorp (common) — Int/Div

Valero Energy (common) — Int/Div

Venzon Commun {common ) — Int/Div

Visa (common) — Int/Div

Walgreens (common) — Int/Div

Walt Disney (common) — Int/Div

Walter Energy (common) — Int/Div

Wells Fargo (common) — Int/Div

Western Digital {common — Int/Div

Weverhaeuser Co (common) — Int/Div

Whirlpool Corp (common) — Int/Div

Xilinx (common) — None — Part VII

Yahoo (common) — None — Part VII

Zimmer Holdings (common) — Int/Div

Brokerage #4 (H)

RBC Prime Money Market Fd (Mutual Fund) — Int/Div

Fidelity New Insights (mutual fund) — None — Part VII

Amer Fds Euro Pacific Gr (mutual fund) — Int/Div

Thormburg Int'l Value (mutual fund) — Int/Div

Amer Fds Capital Income Bldr (mutual fund) — Int/Div

Brokerage #5 (H)

RBC Prime Money Market Fd (mutual fund) — Int/Div

Kayne Anderson (common) — Int/Div

MN Higher Ed St. Ben (Bond) — Interest

Excel Energy (common) — Int/Div

Brokerage Account #6 (H)

Federated Money Market Fd (mutual fund) — Int/Div

GE Cap Retail Bk — Interest

Discover Bank (C.D) — Interest

Wells Fargo Bond — Interest

Artisan Fund (mutual fund) — Int/Div

Buffalo Fds (mutual fund) — Int/Div

Dodge & Cox Fund (mutual fund) — Int/Div

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Fidelity Contra {mutual fund) — Int/Div

Metropolitan West (mutual fund) — Int/Div

Pamassus Income Tr (mutual fund) — Int/Div

Pimco Total Return (mutual fund) — Int/Div

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T Rowe Price Gr Stk (mutual fund) — Int/Div

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IShares Russell 1000 Gr (ETF) — Int/Div

IShares Russell 1000 Value (ETF) — Int/Div

IShares S&P Sm Cap 600 (ETF) — Int/Div

Brokerage Acct #7 (H)

RBC Prime Money Market Fd (mutual fund) — Int/Div

Federated Money Market (money market) — Int/Div

Buffalo Fds (mutual Fund) — None — Part VII

Dodge & Cox Fund (mutual fund) — None — Part VII

Amer Fds Euro Pac Gr (mutual fund) — None — Part VII

Fidelity New Insights (mutual fund) — None — Part VII

Metropolitan West (mutual fund) — None — Part VII

MFS Div Inc (mutual fund) — None — Part VII

Pamassus Income Tr (mutual fund) — None — Part VII

Royce Funds (mutual fund) — None — Part VII

T Rowe Price Gr Stk (mutual fund) — None — Part VII

Unified Ser Tr (mutual fund) — None — Part VII

IShares Russell 1000 Gr (ETF) — Int/Div

IShares Russell 1000 Value (ETF) — Int/Div

IShares S&P Sm Cap 600 (ETF) — Int/Div

Powershares (ETF) — None — Part VII

AXA Annuity — None — Part VII

Brokerage #8 (H)

RBC Prime Money Market Fd (mutual fund) — Int/Div

American Century Eq Inc (mutual fund) — Int/Div

Brocade Commun Syst (common) — None — Part VII

Amer Fds Capital Inc Bldr (mutual fund) — Int/Div

Columbia Acom (mutual fund) — Int/Div

Euro Pac Gr (cl ¢ mutual fund) — None — Part VII

Euro Pac Gr (cl f mutual fund) — Int/Div

Fidelity New Insights (mutual fund) — None — Part VII

Fidelity Adv Ser (mutual fund) — Int/Div

Fidelity Adv Ser Il (mutual fund) — Int/Div

Fundamental Invs (mutual fund) — Int/Div

ING Emerg Countries (mutual fund) — Int/Div

ING Mut Fd (mutual fund) — Int/Div

Keeley Sm Cap Value (mutual fund) — Int/Div

Metropolitan West (mutual fund) — Int/Div

MFS Ser Tr XH (mutual fund) — Int/Div

Pimco Total Return (mutual fund) — Int/Div

Trust #1

RBC Prime Money Mkt Fd (mutual fund) — Int/Div

MFS Ser Tr X11 (mutual fund) — Int/Div

Pimco Total Return (mutual fund) — Int/Div

Steep Earnings Curve (investment club) — Int/Div — Part VII

Cosico

Fastenal

American Enterprise Inv. Sves. (mutual fund) — Int/Div

Discover Financial Sves. (common) — Int/Div

Honeywell Int'l, Inc. (common) — Int/Div

Morgan Stanley (common) — Int/Div

Allstate Corp. (common) — Int/Div

Sears Holding Corporation (common) — Interest

Sears Canada (common) — Int/Div

US. Bank NA. Accounts (cash & CDs) — Interest

Twin City Federal Account (cash) — None — Part VII

Brokerage £9

E Trade cash reseve account — None — Part VII

Brocade (common) — None — Part VII

Twin City Federal Account #1 (Conservator! Guardian) — None — Part VII

Member of the Board of Directors and Fiance Committee, Minnesota Life College

Member of the Board of Directors, The ARC Greater Twin Cities

Partner, Dorsey & Whitney LLP

Partner, Steep Eaming Curve

Conservator/Guardian/Pavee, Twin City Federal Account #1

Member, Law Alumm Board of Georgetown University Law Center

Agreement — 2013 — Dorsey & Whitney LLP (former law firm); see Part VIII

Income — 2011 — Dorsey & Whitney LLP-partner compensation — $456,696.00

Income — 2012 — Dorsey & Whitney LLP-partner compensation — S640. 344.00

Income — 2013 — Dorsey & Whitney LLP-partner compensation — $162,717.00

Income — 2013 — Dorsey & Whitney LLP-retirement, peusion and refund of capital contribution — $107.195.00

Spouse's income — 2012 — Brocade Communication Systems, Inc. - salary & bonus

Spouse's income — 2013 — Brocade Communication Systems, Inc. - salary & bonus

1) Part 11: My former firm and | have not yet finalized our agreement providing for payments to me.

2) Part VII, line 10: No income received during reporting period as this is 4 recent acquisition which oaly pays once a year and payment date is after reporting

period.

3) Part VII, lines 32, 48, 49, 63, 64, 80, 84, 87, 88, 123, 153, 195, 198, 206 and 215: No income received during reporting period as this is a recent acquisition.

4) Part VII, lines 103, 137, 154, 159, 196, 200, 202, 212, 217, 249: No income received during reporting period. Thus, this is reported here as provided for at

pages 45-46 of the filing instructions.

5) Part VII, lines 19:

194, 197, 199 and 201: This asset was transferred from Brokerage #6 to Brokerage #7 near the end of the reporting period and no income has

yet been received from this asset since the transfer, Any income from this asset received prior to the transfer is reported in Brokerage #6.

6) Part VIL, line 207: Because this is an annuity, income, if any, is deferred: no income was received during reporting period.

7) Past VII, line 233: This investment club was dissolved but funds (approximately $2542) remain in the club's account to pay for 2013 tax preparation. The assets

of the club (stock) were sold prior to the end of the reporting period.

8) Part VIL, lines 245 and 251: This is a checking account that does not pay any interest or any other form of income.

9) Past VII, line 248: This is a cash holding account that does not generate income,