Randolph J. Haines

IRA #1 — Distribution

1Q Canada Small Cap ETF - CNDA (Y)

Clavert FD High Yield - CYBAX (Y)

Powershares DB Precious Metals - DBP wy

Doubleline Total Return Bond - DLTNX na

Proshares Short MSC1 EAFE - EFZ (Y)

IShares MSCI All Peru CapEnd Index FD <FPULIY)

IShares MSC Mexico - EWW (Y)

IShares MSCI South Korea - EWY (Y)

First Trust DJ Internet - FON (Y)

Market Vectors Junior Gold Miners ETF GDXJ(Y)

SPDR Gold TR Gold Shares ETF - GLD — Sold

SPDR Gold TR Gold Shares ETF - GLD — Buy

SPDR S&P Rmerging Europe ETF - GUR Yr

Global X Interbolsa FTSE Colimbia GXGY)

ICON Funds Consumer Discretionary 1ICCOX (YY

TDAM U.S. Govt. Money Mkt - Y)

Market Vectors Indonesia Index ETF DX (Y)

IShares DJ US Oil & Equip - 1EZ (Y)

IShares DJ US Pharma Index - IHE (Y)

IShares DJ US Industrial Sector - 1YJ (Y)

Barclays Banks PLC [Path DJ UBS AGRI Total Return -JJA(Y)

Barclays Banks PLC IPath DJ UBS SOFTS Total Ret- JIS(Y)

Market Vectors Coal ETF - KOL(Y)

Metro West FDS High Yield FD MWHYX (YY)

ProShares Short MidCap 400 - MYY (Y)

Columbia MGMT CONV SEC - PACIX Yr

PIMCO GNMA A - PAGNX (LY)

PIMCO Real Return BD FD Admin PARRX (Y)

PIMCO Funds Commodity/Real Return Strat A - PCRAX (Y)

PIMCO FDS Real Est Real Return Strat FD - PETAX — Sold

Powershares Pharmaceuticals Port - PIP — Sold

Powershares Pharmaceuticals Port - PIP — Buy

Powershares Pharmaceuticals Port - PIP — Sold

Powershares ETF - PKOL(Y)

Price T Rowe Health Sciences Com PRHSX (Y)

Powershares S&P Small Cap Energy Port <PSCEF(Y)

Powershares Semiconductors Port - PSI {y)

SPDR S&P Russia ETF < RBL(Y)

RYDEX ETF <-RSP(Y)

Proshares Short Russell 2000 - RWM (Y)

SPDR DOW Jones REIT EFT - RWR — Buy

SPDR DOW Jones REIT EFT - RWR — Buy (add'l)

SPDR DOW Jones REIT EFT - RWR — Sold (part)

SPDR DOW Jones REIT EFT - RWR — Sold

LEGG Mason Western Asset Strat Income «-SDSAX (YY)

Proshares Short Financials ETF <- SEF (Y)

RYDEX/SGI FDS High Yield - SIHAX — Int/Div — Sold (part)

RYDEX/SGI FDS High Yield - SIHAX — Sold

Pioneer Funds High Yield FD CL A TAHYX (Y)

IShares MSCI Thailand Index Fund - THD iY)

Touchstone FDS High Yield CL A THYAX — Int/Div — Distnbuted

Touchstone FDS High Yield CL A THYAX — Sold (part)

Touchstone FDS High Yield CL A THYAX — Sold

DWS INSTL FDS Global Inflation Plus F « TIPAX NAME CHANGE

DWS Global Inflation C - TIPAX — Sold

IShares MSCI Turkey Index Fund - TUR Ww)

USAA MUT FD INC High Yield OPPS LUSHYX — None — Buy

USAA MUT FD INC High Yield OPPS LUSHYX — Sold

Vanguard Info Tech Index - VGT — Sold

AMEX SPDR Energy Select Index - XLE Ww)

AMEX SPDR Utilities Select Index - XLU — Int/Div — Sold

AMEX SPDR Utilities Select Index - XLU — Buy

AMEX SPDR Utilities Select Index - XLU — Sold

SPDR S&P Retail ETF « XRT — Sold

BNP Paribas SA VR - (Y)

Morgan Stanley Dean Witter Range ACRUL - — Int/Div — Sold

Calvert FD High Yield BD - CYBAX (Y)

Doubleline Total Return Bond - DLTNX {Y)y

Metro West FDS High Yield FD CLM MWHYX (YY)

Columbia Mgmt Conv Sec - PACIX (Y)

PIMCO GNMA - PAGNX (Y)

PIMCO Real Return BD FD Admin PARRX (Y)

LEGG Mason Western Asset Strategic Income - SDSAX (Y)

Consumer Staples Select Sec - XLP — None — Buy

Consumer Staples Select Sec - XLP — None — Sold

IShares Barclays 20+ Yr Tre « TLT — None — Buy

IShares Barclays 20+ Yr Tre « TLT — None — Sold

IShares Barclays TIPS Bond - TIP — Int/Div — Buy

IShares Barclays TIPS Bond - TIP — None — Sold

IShares JPMorgan USD Emergi - EMB — Int/Div — Buy

IShares JPMorgan USD Emergi - EMB — Buy (add'l)

IShares JPMorgan USD Emergi - EMB — Sold (part)

IShares JPMorgan USD Emergi - EMB — Sold

Mainstay Fds High Yield Cor - MHCAX — Int/Div — Buy

Mainstay Fds High Yield Cor - MHCAX — Sold

Mainstay Marketfield Fund - MFLDX — Int/Div — Buy

Mainstay Marketfield Fund - MFLDX — Buy (add'l)

Mainstay Marketfield Fund - MFLDX — Sold (part)

Mainstay Marketfield Fund «- MFLDX — None — with line 87)

Nicholas High Income FD - NNHIX — Int/Div — Buy

Nicholas High Income FD - NNHIX — Sold (part)

Nicholas High Income FD - NNHIX — Sold

Permanent Perm Portfolio - PRPFX — None — Buy

Permanent Perm Portfolio - PRPFX — Sold (part)

Permanent Perm Portfolio - PRPFX — Sold

PIMCO Fds Pac Invt Mgmt Ser - PASAX — Int/Div — Buy

PIMCO Fds Pac Invt Mgmt Ser - PASAX — Buy (add'l)

PIMCO Fds Pac Invt Mgmt Ser - PASAX — Sold (part)

Pioneer High Income Municip - PIMAX — Int/Div — Buy

Pioneer High Income Municip - PIMAX — None — Sold (part)

Powershares DB Commodity In - DBC — None — Buy

Powershares DB Commodity In - DBC — Sold

Powershares QQOQ Nasdag 100 - QQQ — Int/Div — Buy

Powershares QQOQ Nasdag 100 - QQQ — Sold

Powershares QQOQ Nasdag 100 - QQQ — None — Buy

Powershares QQOQ Nasdag 100 - QQQ — None — Buy (add'l)

Powershares QQOQ Nasdag 100 - QQQ — Sold

Sierra Core Retirement Fund - SIRRX — Int/Div — Buy

Sierra Core Retirement Fund - SIRRX — Sold

Sierra Core Retirement Fund - SIRRX — Buy

Sierra Core Retirement Fund - SIRRX — Sold

Spdr S&P 500 ETF TR - SPY — None — Buy

Spdr S&P 500 ETF TR - SPY — Sold

Babson Capital Blobal Short Duration High Yield Fund - BGH — Int/Div — Buy

JPMorgan Intrepid Capital - ICMBX — Int/Div — Buy

Pimco Income Fund - PIMIX — Int/Div — Buy

Pimco Stocksplus AR Short S - PSSAX — None — Buy

Pim Stocksplus AR Short Str - PSSDX — None — Buy

IRA 2 — Open

Calvert FD High Yield BD - CYBAX -(Y)

Doubline Total Return Bond - DLTNX - (Y)

TDAM US Govt Money Mkt - IDA12 -(Y)

Metro West FDS High Yield FD CLM MWHYX -(Y)

Columbia Mgmt Conv. Sec - PACIX -(Y)

Pimco GNMA - PAGNX -(Y)

Pimco Real Return BD FD Admin - PARRX -Y)

LEGG Mason Western Asset Strategic Income - SDSAX -(Y)

Rydex/Secuirty Income FD High Yield SIHAX — None — Sold

Pioneer Funds High Yield FD CL A TAHYX(Y)

Touchstone Invt TR - THYAX — None — Sold

DWS Global Inflation Fund C - TIPAX — None — Sold

USAA Mut Fd Inc High Yield Opps- USHYX - (Y)

Mainstay Fds High Yield Cor - MHCAX — None — Buy

Mainstay Fds High Yield Cor - MHCAX — Sold

Nicholas High Income FD Inc - NNHIX — None — Buy

Nicholas High Income FD Inc - NNHIX — Sold

Permanent Perm Portfolio - PRPFX — None — Buy

Permanent Perm Portfolio - PRPFX — Sold

Pioneer High Income Municip - PIMAX — None — Buy

Pioneer High Income Municip - PIMAX — Sold

Sierra Core Retirement Fund - SIRRX — None — Buy

Sierra Core Retirement Fund - SIRRX — Sold

Touchstone Invt TR - THYAX — None — Sold

JPMorgan Intrepid Capital - ICMBX — None — Buy

Marketfield Fund - MFLDX — None — Buy

Marketfield Fund - MFLDX — with line 146)

Pimco All Asset A - PASAX — Int/Div — Buy

Pimco Income Fund - PIMIX — None — Buy

Pinco Stocksplus Tr Short Stratedy D PSSDX — None — Buy

Pioneer High Income Municipal Fund A PIMAX — None — Buy

Pioneer High Income Municipal Fund A PIMAX — Sold (part)

Wells Fargo Bank, N.A — Int/Div

Secretary, Large Munsterlander Club of North America (resigned in February, 2012)

Adpmunct Faculty, Sandra Day O'Connor College of Law (tka Anzona State University College of Law)

President, (dissolved in June, 2013)

Director, (terminated in March, 2013)

Reimbursement — Norton Bankruptcy Institute — Feb. 24-26, 2012 — Park City, Utah — Speaking at conference — Transportation, meals, and lodging

Reimbursement — Norton Bankruptcy Institute — June 22 - 26, 2012 — Jackson Hole, WY — Speaking at conference — Transportation, meals, and lodging

Income — 2012 — Sandra Day O'Connor College of Law (teaching) — S1.500.00