Sheila M. Finnegan

Charles Schwab Bank

Brokerage Acct DS

Templeton Growth Fund-A (TEPLX) — Int/Div

New England Life Ins. Variable Life - SF (MetLife Stk Index) — Int/Div

Everbank Checking — Interest

US. Employee Credit Union Checking and Saving — Interest

leonix Brand Group, Inc. (ICON)

Brokerage Account (Fidelity)

Fidelity Municipal Money Market — Interest

Chicago IL Govt Bond 1/1/2016 — Interest — Sold

Collier Cnty FLA Bond 10/1/2013 — Interest — Sold

FL State Dept Gen Sves Bond 9/1/2014 — Interest

U.S. Treas Nts TIPS 4/15/2014 — Interest

Merck & Cofformerly Schering Plough) — Int/Div

VEU (Vanguaard Intl Equity Index Fd FISE All World Ex US) — Int./y

POT (Potash) — Sold

VTI (Vanguard Index Total Stk Mkt ETF) — Int/Div — Buy

VTI (Vanguard Index Total Stk Mkt ETF) — Buy (add'l)

VTI (Vanguard Index Total Stk Mkt ETF) — Buy (add'l)

VTI (Vanguard Index Total Stk Mkt ETF) — Buy (add'l)

SPY (SPDR S&P SOO ETF) — Buy

SPY (SPDR S&P SOO ETF) — Buy (add'l)

Brokerage Acct 2 (UBS- 08 to Fidelity )

RMA Money Mkt Portfolio — Int/Div

Charlottesville Va Bond 7/15/15 — Interest — Sold (part)

Charleston Cuty SC BE/R 4.250 110115 dtd 050206 — Interest

New York NY Fiscal Ser Bond Mand Sink Fd 1V15/16 — Interest

Chicago IL Wstwitr Transm Rev Ser B FGICOI10117 Dud 112106 — Interest

Dallas Fort Worth Tx In Sr A Rv BE/R S000 1101ISDTD 09010 — Interest — Sold

Denton Texas Util Sys Rev FSA B/E /R SO00120117DTD 05150 — Interest

Georgia State Ser V /R/S.000 070116 Dtd 070198 — Interest

lllinois St NPFG BA/R/S.000 090114 DTD 092804 — Interest — Sold

lllinois St Sync Cr/R/5.500 080115 DTD 080102 — Interest — Sold

Western Minn Mun Pwr Agy Ser B Rev NPFG BE /R/S 000010115 — Interest

Humble Tx Indpt Sch Bond 2/15/19 — Interest

Port St. Lucie Fl L/Rev Rev NPFG B/E /R/ — Interest

Monroe Cnty NY AGC BE/RS — Interest — Sold

Hamilton Caty Oh SWR Sys Imp Rev 06A NPFG B/E /R/ — Interest

Marvland St. Sr A BE/R/ — Interest

NARAX (Virtus Mult-sector Short term bond) — Int/Div — Sold

EVBLX (Eaton Vance Floating Rate Fund Class A) — Int/Div — Sold

PUBAX (Pimco Unconstrained Bond Fund Class A) — Int/Div — Sold

PTTAX (Pimco Total Return Fund Class A) — Int/Div — Sold

HFLAX (Hartford Floating Rate Fund Class A) — Int/Div — Sold

DLTNX (Double Line Total Return Fund) — Int/Div — Sold (part)

DLTNX (Double Line Total Return Fund) — Sold

Brokerage acct 3 (Fid/Breck)

Hawaii Cnty 0 BDS Ser 20048 5.0% TNS/14 TRD — Interest — Sold

Arizona St Transn Brd Hwy Rev Bds Ser — Interest — Buy

Collin Cnty Tex Ultd Tax Rd and Ref Bds — Interest — Buy

Honolulu Hawaii City & Cnty Wastewtr Sys — Interest — Buy

Elk Grove Village GO Bds Ser — Interest — Buy

King Cnty Wash Swr Rev — Interest — Buy

Mississippi St GO Ref Bds — Interest — Buy

Mississippi St GO Ref Bds — Interest — Sold

Naperville ILL GO Ref BDS Ser — Buy

Ohio State Infrastr Impt GO Rev — Interest — Buy

Ohio St Univ Gen Repts — Interest — Buy

Orange Cnty Fla Sales Tax Rev — Interest — Buy

Redmond Wash Ref Bds Ser — Interest — Buy

Tempe Ariz GO Bds Ser — Interest — Buy

Texas St Umiv Sys Fing Rev — Interest — Buy

Triborough Brdg & Tunl Auth — Interest — Buy

Washington St Motor Vhele Fuel Tax GO — Interest — Buy

Winnebago Cnty 111 Go Alt Ref BDS — Interest — Buy

Rollover IRA SF (LUBS-83) — hy

UBS Liquid Assets Fund

GE Bond 2/1/13 — Matured

CVS Corp Bond 9/15/14

Goldman Sachs Group Inc Bond 1/15/15

Anheuser Busch Co. Bond 2/1/15

Cisco Systems Inc Bond 2/22/16

Metlife Inc NTS 05.000% 061515 Drd0623035 FC 121505 calla M/W

TimeWamer Cable Inc 05.850% 050117 Ded040907 FCHI0107 call

EVBLX (Eaton Vance Floating Rate Fund) — Sold

NARAX (Virtus Multi-Sector Short Term Bond Fund) — Sold

PUBAX (Pimco Unconstrained Bond Fund Class A) — Sold

HFLAX (Hartford Floating Rate Fund Class A) — Sold

PTTAX (Pimco Total Return Fund Class A) — Sold

DLTNX (Double Line Total Return Fund) — Sold

VT {Vanguard Index Total Stk Mkt ETF) — Buy

Rollover IRA SF 2 (UBS-84) — Int/Div

UBS Liquid Assets Fund

JIWM (Ishares Trust Russell 2000 Index Fd)

IWD (Ishares Trust Russell 1000 Value Index Fd)

IWF (Ishares Trust Russell 1000 Growth Index Fd)

IWR (Ishares Trust Russell Midcap Index Fd)

VWO (Vanguard Intl Equity Index Fd Emerging Markets ETF)

VELU (Vanguard Intl Equity Index Fd Inc FSTE All-World EX-US

PGMAX (Pimco Global Multi Asset Fund Cl A)

EWG (Ishares Inc MISCI Germany Index Fund)

EWI (Ishares Inc MSC Japan Index Fd)

ARBFX (Arbitrage Fund No Load Class) — Sold

PIMDX (Putnam Absolute Return S00 Class A) — Sold

JSOAX (JP Morgan Strategic Income Opportunities Fund) — Sold

EAGMX (Eaton Vance Global Macro Absolute Return Fund A) — Sold

CLSVX (CBRE Clarion Long/Short Fd nv) — Sold

IRA Rollover Acct KS (Fidelity) — Int/Div

U.S. Treas Nts TIPS 4/15/2014

BEARX (Fed. Prudent Bear Fund Class A) — Sold

OPGSX (Oppenheimer Gold & Spec Minerals C1 A)

PRPFX (Permanent Portfolio)

TIP (Ishares Barclays TIP Secs Fd)

WASAX (Ivy Asset Strategy Cl A)

Roth IRA Accts KS (Fidelity) — Int/Div

FDRXX (Fidelity Cash Reserves)

SPHIX (Fidelity High Income)

POT (Potash Corp) — Sold

CUT (Claymore Exch Traded Fd Tr Global Bimber)

DBV (Powershares DB G10 Currency Harvest Com Ut Ben Int)

DBC (Powershares DB Commod. Index Tracking FD Unit Ben Int)

MEDAX (MFS Emerging Mkts Debt C1 A) — Sold

TPINX (Templeton Global Bond Class A) — Sold

VT {Vanguard Index Total Stk Mkt ETF) — Buy

Roth IRA SF (Fidelity) — Int/Div

FDRXX (Fidelity Cash Reserves)

SPHIX (Fidelity High Income)

POT (Potash Corp) — Sold

Roth IRA UBS 10 (to Fid 77) — Int/Div

RothIRASF2(Fid — hy

ARDNX (Arden Alternative Strategies Class 1) — Sold

FAUDX (Strategic Advisers Short Duration Fund) — Sold

FCSAX (Strategic Advisers Core Fund) — Sold

FILFX (Strategic Advisers Intl Fund) — Sold

FNSXX (FIMM Mmkt Port Inst C1) — Sold

FPCIX (Strategic Advisers Core Income Fund) — Sold

FSAGX (Fidelity Select Gold) — Sold

FSAMX (Strategic Advisers Emerging Markets) — Sold

FSCFX (Strategic Advisers Small-Mid Cap Fd) — Sold

FSGFX (Strategic Advisers Growth Fund) — Sold

FTBFX (Fidelity Total Bond) — Sold

FUSOX (Strategic Advisers US Oppty Fund) — Sold

FVSAX (Strategic Advisers Value Fund) — Sold

MERFX (Merger Fund) — Sold

MWLDX (Metropolitan West Low Duration M) — Sold

PSFAX (Pimco Short Term Administrative SHS) — Sold

PTRAX (Pimco Total Return Administrative SHS) — Sold

TPINX (Templeton Global Bond Class A) — Sold

FPIOX (Strategic Advisers Income Opportunities Fund) — Sold

Health Savings Account IRA — Int/Div

VEU (Vanguard FTSE AllWorld Ex US FTF

VFINX (Vanguard 500 Index Fund Investor Shares)

Federated Prime Cash Trust

Hinois Bright Start 529 for JS (Index Age Based 18 vrs) — Int/Div — Closed

Minois Bright Start 529 for DS (Index Age Based 15-17 vrs) — Int/Div — Closed

College Invest Stable Value Plus (MetLife) £29 Plan for DS — Int/Div — Open

Utah 529 Plan for DS (Option 9) — Int/Div

Minois Bright Start 529 for MS (Index Age Based 12-14 Yrs) — Int/Div

Minois Bright Start 529 for MS (Index Equity) — Int/Div

Utah 529 Plan MS (Option 9) — Int/Div

Fidelity 529 Plan MS (MA Portfolio 2015) — Int/Div

Minois College bonds — Interest

Brokerage Acct JS — Int.

FTEXX (Fidelity Municipal Money Market) — Int/Div

VTI (Vanguard Index Fds Vanguard Total Stk Mkt ETF) — Int/Div

SPY (SPDR S&PSOO ETF) — Int/Div — Buy

SPY (SPDR S&PSOO ETF) — Sold

FTEXX (Fidelity Municipal Money Market) — Interest

VTI (Vanguard Index Fds Vanguard Total Stk Mkt ETF) — Int/Div — Buy

Brokerage Acct MS

FTEXX (Fidelity Municipal Money Market) — Interest

VTI (Vanguard Index Fds Vanguard Total Stk Mkt ETF) — Int/Div

Roth IRA JS (Custodian Acct) — Int/Div

VEU (Vanguard Intl Eqty Index FTSE All World Ex US ETF)

VTI {Vanguard Total Stock Mkt)

Roth IRA DS (Custodian Acct) — Int/Div

Charles Schwab Bank

Everbank checking - IS — Interest

Chase Bank checking - DS — Interest

Chase Bank saving - MS — Interest

Adpmunct Professor, Northwestern University Law School

Lines 143 to 145: On July 5, 2013, lllinois Brightstart 529 account for JS was closed and funds in the account were transferred to existing Illinois Brightstart 529

account for DS, On July 22, 2013, the Brightstart 529 account for DS was closed when the funds in it were transferred to a newly opened account with College

Invest, Stable Value Plus 529 account (operated by MetLife for the State of Colorado),