Lewis A. Kaplan

Citibank accounts — Interest

PW 1986 EES lim ptn — None

Handy Place Invest Part — None

NYSMCFFAS.12512 — Interest — Sold (part)

NYSEnvFac5.12511 — Interest — Sold

NYSDomm 5.12511 — Interest — Sold

NYSEuvFac4.5513 — Interest — Sold

NYSEnvFac49517 — Interest — Sold

NYC Trans S019 — Interest — Redeemed

NYC437511(E) — Interest — Sold

MTAS0D23 — Interest

GECC4.7513 — Interest

NYCSer)J46251%8 — Interest

NYS Dorm 5.0 19 (mult. issues) — Interest

MTA 4.7526 — Interest

Long Island Pwr 4.75 24 — Interest

NYSDom 4.7525 — Interest

Port Auth NY&NI 4.2 1946) — Interest

JP Morgan Chase accts — Interest

NY Life whole life policies — Int/Div

Ulster Co4.2521 — Interest

NYS Dom4.019(E) — Interest

New York NY SerN 4.017 — Interest

Minisink CSD 4.0 12 — Interest

Wayne CSD 4.0 20 — Interest

Brookhaven CSC — Interest

GECCS.016 — Interest

NYS Dorm4.019 — Interest

National Umon Bank of locality — Int/Div

New York NY IDA 4.017 — Interest

Clarkstown 4.25 20(E) — Interest

NYCS5021(E) — Int

Port Auth 4.75 32 — Int/Div

NYSTwy3sSis — Int/Div

NYSTwy4528 — Int/Div

Discover Bunk 34 11 — Int/Div — Redeemed

JP Morgan Chase (IRA) — Int/Div

Pimco Fds Total Return — Distribution

JP Morgan Tax Free Money Mkt (E) — Interest

NYC Trans Fin $.25 12(E) — Interest

Unadilla NY 4.0 13(E) — Interest

Islip NY 5.0 14(E) — Interest

Nassau Co. NY 4.0 14(E) — Interest

Perinton NY 3.25 15(E) — Interest

Ithaca NY 4.0 16 (E) — Interest

JP Morgan Treas Agy Fd — Distribution

JP Morgan Strategic Inc Fd — Distribution

JP Morgan Int'l Currency Fd — Distribution

JP Morgan US Equity Fd — Distribution

JP Morgan Short Duration Bd Fd — Distribution

JP Morgan brokerage acts — Interest

JP Morgan Tax Free Money Mkt — Int/Div

Schenectady Co. NY 2.011 — Interest — Redeemed

Ithaca NY 4.012 — Interest

Islip NY 5.0 14 — Interest

Nassau Co. NY 4.014 — Interest

Perimton NY 3.2515 — Interest

Niskayuna NY 3.375 16 — Interest

Dutchess Co. NY S018 — Interest

Orange Co. NY 4.2519 — Interest

JP Morgan Chase checking accounts — Interest

JP Morgan Treas & Agency Fd — Int/Div

Pimco Funds Total Retum — Distribution

JP Morgan Strategic Income — Distribution

JP Morgan International Value Fund — Distribution

JP Morgan US Equity Fund — Distribution

JP Morgan Short Duration Bond Fd — Distribution

JP Morgan brokerage acct — Interest

JP Morgan Tax Free Money Market Fd — Int

Schenectady Co. NY 2.0 11 — Interest — Redeemed

Ithaca NY 4.0 12 — Interest

Clarkstown NY 3.5 12 — Interest

Perinton NY 3.25 13 — Interest

Unadilla NY 4.0 14 — Interest

Nassau Co. NY 4.014 — Interest

Artio Intl Eq lI — Distribution

Causeway Int Value — Distribution — Sold

Eaton Vance Spl Inv Trust — Iistnbution — Sold

JP Morgan Intl Value — Distribution

JP Morgan High Yield Bond — istnbution

JP Morgan Core Bond — Distribution

Falconer CSD 4.015 — Interest

Albany Co. 4.0 13 — Interest

Falconer CSD 4.7520 — Interest

Marietta Ga 4.0 16 — Interest

Nassau Co. 5.014 — Interest

Pembroke CSD 4.020 — Interest

Skuneateles CSD 4.519 — Interest

Starpoint CSD 4.0 15 — Interest

Causeway Intl Value — istmbution — Sold

Eaton Vance Sp Inv Trust — Distribution — Sold

JP Morgan Int'l Currency — Distribution

Artio Intl Eq Il — Distribution

JP Morgan High Yield Bond — Distribution

Am Century Eq Inc Fd — istnbution

JP Morgan Core Bond — Distribution

Ellenville CSD 4.0 16 — Interest

Falconer CSD 4.75 20 — Interest

Hawaii 4.015 — Interest

NYS Twy 2.5 11 — Interest — Redeemed

Ozark Mo 4.0 18 — Interest

Port Jefferson 3.5 15 — Interest

Rocky Point CSD 4.0 16 — Interest

Three Village CSD 3.0 13 — Interest

New Mexico 4.0 18 (E) — Interest

Hewlett Woodmere 4.0 20(E) — Interest

Riverhead 4.0 18 (E) — Interest

Rocky Point CSD 4.0 16(E) — Interest

Alpine Ut 4.0 13 (E) — Interest

Dallas Tx Comm Coll 4.0 17 — Interest

Wallkill 3.517 — Interest

NYSDorm4515 — Interest

No. Colonie CSD 4.012 — Interest

Oldham Ky 4.0 17 (E) — Interest — Buy

NYSDom 4.0 12(E) — None — Buy

NYS Env Fac $0 15(E) — Interest — Buy

Albany Co. 4.0 13 (E) — Interest — Buy

Greece NY 4.125 17(E) — Interest — Buy

NYSDom 5.12511 (E) — Interest — Sold

Babylon 4.0 21 (E) — Interest — Buy

Am Century Eq Inc Fd — istmbution

NYS Twy 4.0 14 — Interest — Buy

NYC 362513 — Interest — Buy

Plamview Old Beth 4.0 21 — None — Buy

Parmer, Handy Place Investment Partmership

Trustee, Trust w'w/o deceased relative

Spouse's income — Pension and retirement plan pmts pension plans for benefit of retirees of Random House, Inc

1

(E) designates assets held as trustee ww/o deceased relative

2

Part VII, line 29

- name of locality omitted for security reasons

3

3

Income for 1986 EES and Handy Place partnerships equals distributions