Laura Taylor Swain

Managers Bond Fund

HSBC Bank - account — Interest

Charles Schwab Rollover IRA — Int/Div

Dreyfus Appreciation Fund

Wells Fargo Adv. Income Plus Fund

DWS Core Equity Fund

Newberger & Berman Socially Resp. Fund

Neuberger & Berman Genesis Fund

TCW Select Equities Fund

Firsthand Technology Value Fund

Broadview Opportunity Fund (fmr FMI Focus Fund)

Allianz RCM Global Technology Fund

GAMCO Growth Fund

Touchstone Cap Growth Fund

Schwab Deposit a/c

Em 201k) Plan — Int/Div

Vanguard Mid-Cap Index Fund

Vanguard Total Stock Mkt Index Fund

Anerican Funds Growth Fund

Amencan Funds New Perspective

American Funds Bond Fund Am

Eagle Small Cap Grown Fund

JP Morgan Equity Income Fund

Neuberger Berman High Inc. Bond Fund

ING Fixed Account

EEE Profit Sharing Plan — Int/Div

EEN - Employees Stock Ownership Plan — Int/Div

Citibank mterest bearing accounts — Interest

Board Member, Federal Judges Association

Agreement — 5195 — Pension Plan of Debevoise & Plimpton LLP (fmr law firm), no control

Reimbursement — Federal Judges Association — 4/24/13-4/25/13 — Washingon, IX — Board Meeting — Travel, food, lodging for self

Reimbursement — Federal Bar Council — 216/13-2/23/13 — Santa Barbara, Curacao — Continuing Educanon Winter Retreat — Food, transportation, lodging, for self and spouse.

Income — 3/13713 — Yeshiva University - Salary for teaching at Ben amin N. Cardozo School of Law — $17.000.00

Spouse's income — 2013 — Dl - Salary

(Part VIL, line 16) The formerly reported John Hancock Fund mvestments were transferred to the listed investments on September 10), 2013, as a result of the

employer's change of plan service provider from Hancock to ING.

(Part VI, line 26) The investments of this profit sharing plan are not participant-directed and the positions held by the plan are not reported in the statements issued

to participants.

(Part VIL, line 27) The investments of this ESOP, which was established in 2009, are not participant-directed.