Sarah Evans Barker

Indianapolis Post Office Credit Union, Account — Interest

JP Morgan Chase Bank, Account — Interest

BlackRock Global Allocation Fund (Mutual Fund IRA #1) — Int/Div — Sold (part) — note: Part VIII #1, 2

Bank of America, NA RASP (IRA #1, cash eq) — Interest — Sold (part)

Bank of America, NA RASP (IRA #1, cash eq) — Sold (part)

JP Morgan Chase Bank, Account — Interest

Hartford Whole Life — None

Ivy Global Natural Resources A (Mutual Fund) (IRA #2) — Int/Div

Ivy International Core Equity A (Mutual Fund) (IRA #2) — Int/Div

Waddell & Reed Advisors Core Inv A (Mut Fund) (IRA #2) — Int/Div

Waddell & Reed Advisors Science! Technology A (MF)(IRA #2) — None

Waddell & Reed Advisors High Income A (MutualFund) (IRA #2) — Int/Div

Ivy Real Estate Securities A (Mutual Fund) (IRA #2) — Int/Div

Waddell & Reed Advisors Small Cap A (Mutual Fund) (IRA #2) — Int/Div

Waddell & Reed Advisors Asset Strategy A (Mut Fund) (IRA#2) — None — Sold (part)

Waddell & Reed Advisors New Concepts A (Mut Fund) (IRA#2) — Int/Div

Ivy Limited-Term Bond A (Mutual Fund) (IRA #2) — Int/Div

American Balanced Fund CL A (Mutual Fund)(IRA#I1) — Int/Div

BlackRock Low Duration Bond Fund CL A (Mutual Fund KIRA#1) — Int/Div

BlackRock Large Cap Core Fund A (Mutual Fund IRA#I) — Int/Div

Franklin Templeton Balanced Fund (FBMOCX (Mutual Fund) — Int/Div

Waddell & Reed Advisors Accumulative A (Mutual Fund) — Int/Div

Waddell & Reed Advisors Cash Management A (Mutual Fund) — Int/Div

BlackRock Global Allocation Fund (MDLOX) (Mutual Fund) — Int/Div — Buy — Part VII #1, 2

Waddell & Reed Advisors Small Cap A (Mutual Fund) — Int/Div

Waddell & Reed Advisors Tax-Managed Equity A (Mutual Fund) — Int/Div

Ivy LaSalle Global Real Estate A (Mutual Fund) — Int/Div — Part VII #3

Ivy Managed International Opportunities A (Mutual Fund) — Int/Div

Ivy Limited-Term Bond A (Mutual Fund) — Int/Div

Waddell & Reed Advisors Vanguard A (Mutual Fund) — Int/Div

Waddell & Reed Advisors Core INV A (Mutual Fund) — Int/Div — Buy

Ivy Balanced A (Mutual Fund) — Int/Div

Ivy Dividend Opportunities A (Mutual Fund) (IRA #3) — Int/Div

Ivy Science & Technology A (Mutual Fund) {IRA #3) — None

Ivy LaSalle Global Real Estate A (Mutual Fund) (IRA #3) — Int/Div — Part VIII, #3

Ivy International Core Equity A (Mutual Fund) (IRA #3) — Int/Div — Sold (part)

Ivy Emerging Markets Equity A (Mutual Fund) (IRA #3) — None

Ivy Balanced A (Mutual Fund) (IRA #3) — Int/Div

American Balanced Fund CL A (Mutual Fund) — Int/Div

BlackRock Large Cap Growth Fund A (MDLHX) (Mutual Fund) (IRA #1) — Int/Div

BlackRock Strategic Income Opps PTF A (BASIX) (Mutual Fund) (IRA #1) — Int/Div

BlackRock Capital Appreciation Fund A IMDFGX) (Mutual Fund) (IRA #1) — None

BlackRock Global Smallcap Fund A IMDGCX) (Mutual Fund) (IRA #1) — Int/Div

BlackRock Basic Value Fund A (MDBAX) (Mutual Fund) (IRA #1) — Int/Div

BlackRock Total Return Fund CL A (MDHOX) (Mutual Fund) (IRA #1) — Int/Div

BlackRock Emerging Markets Fund A IMDDCX) (Mutual Fund) (IRA #1) — Int/Div

BlackRock Equity Dividend Fund A (MDDVX) (Mutual Fund) (IRA #1) — Int/Div

BlackRock International Fund A (MDILX) (Mutual Fund) (IRA #1) — Int/Div

BlackRock HI YLD BD Portfolio Class A (BHY AX) (Mutual Fund) (IRA #1) — Int/Div

Member, Executive Board, 986-present, The Gathering

Member, 1996-present, Indiana University Distinguished Alumni Service Assocation

Officio Director/Officer, 2001 -present, Federal Judges Association

Director, 2010-Present, Spencer Wilhams Foundation

Commissioner, Indiana Bicentennial Commission, 201 -present, State of Indiana, Office of the Lt. Governor

Advisory Member, Community Advisory Board, 201 S-present, Indiana University Grand Challenges Program

Advisory Member, Faith and Action Proxct, Chnstian Theological Seminary

Reimbursement — and Quadrennial Judicial Conference

Spouse's income — 2016 — IU Health Morgan Hospital

Part VII. Investments and Trusts:

Note #1--Apparent Duplicutions:

The Blackrock Global Allocation Fund listed at line 3 is held, as noted, m an IRA. The same fund is also listed at line 24 except that there it is held in a non-IRA

account. In short, the asset has not been aggregated mto a single entry because the ownership and/or account vehicles are so different.

Similar instances of non-aggregated holdings (and thefore apparent duplications in the filing) appear whenever & particular asset is held either in an IRA account us

well as a non-IRA account or is held in two different IRA accounts. Such other instances (besides lines 3 and 24) include the following:

Lines 9 and 36 (Ivy International Core Equity A)

Lines 10 and 30 (Waddell & Reed Advisors Core Inv. A)

Lines 14 and 25 (Waddell & Reed Advisors Small Cap A)

Lines 17 and 29 (Ivy Limited-Term Bond A)

Lines 18 and 39 (American Balanced Fund CL A)

Lines 27 and 35 (Ivy LaSalle Global Real Estate A)

Lines 32 and 38 (Ivy Balanced A)

Note #2--Transfer by Journal Entry:

The line 3 IRA account (IRA #1) which holds the Blackrock Global Allocation Fund listed there is subject to an annual age-related Required Minimum

Distribution ("RMD"). In accomplishing the 2016 RMD out of this IRA #1, a portion of this Blackrock fund was transferred out of the IRA account by journal

entry and then transferred on the sume date into & non-IRA account, also by journal entry. See line 24 detailing that non-IRA account's reception of the tranfser

from the IRA. We are informed that these transfers did not constitute 4 sale or a repurchase and did not generate any fund fees. Accordingly, we have reported

the line 3 outgoing transfer as a “distribution,” but since there is no corresponding computerized category to reflect accurately the receiving side of the transfer, we

have described the transfer into the non-IRA account at line 24 as a "Buy."

Note #3--Name Change:

The name of this asset was changed on February 1, 2016, from "Ivy Global Real Estate," which is how it was designated on the 2015 Financial Disclosure Report,

to its current designation, "Ivy LaSalle Global Real Estate.” The asset is listed both at line 27 and line 35 because in one instance it is held in an IRA account and

in the other it is in a non-IRA account (cf. note | above),