Walter Herbert Rice

Fifth-Third Bank, Dayton, OH fka PNC Bank (savings account) — Interest

Society National Bank, nka KeyBank Dayton - checking acct) — Interest

Allergen - common stock — Int/Div

Beckman Instrument - common stock — Int/Div

Fifth-Third Bank, fka PNC Bank, Dayton (checking acct) — Interest

International Paper — Int/Div

Fifth-Third Bank, Dayton (interest bearing checking account) — Interest

Fifth-Third Bank, Dayton (interest bearing Savings account) — Interest

Wright-Patterson Credit Union — Interest

Integra Financial — Int/Div

SmithKline Beecham - Preferred Stock — Int/Div

Curators Univ Mo Sys Facs Rev Ser B — Interest

Mass St Sha Ded Sls Tax Rev Ser A — Interest

Ohio State Higher Ed Lt Ser A RF — Interest

Connecticut St — Interest — Redeemed

Harris Tex Met Tran At — Interest

Alaska Mun Bd Bk Ak Mun — Interest

Baltimore MD Rev Sub-Wastewater Proj — Interest

California St. Var Purp — Interest

Chicago 111 O Hare Intl — Interest — Buy

Consumer Discretionary SPDR — Int/Div — Buy

Consumer Discretionary SPDR — Buy (add'l)

Consumer Discretionary SPDR — Buy (add'l)

Consumer Discretionary SPDR — Buy (add'l)

Consumer Discretionary SPDR — Sold (part)

Consumer Discretionary SPDR — Sold (part)

District Columbia Ser A — Interest

First Tr Exchange Traded Fund — Int/Div — Buy

First Tr Exchange Traded Fund — Buy (add'l)

First Tr Exchange Traded Fund — Buy (add'l)

First Tr Exchange Traded Fund — Buy (add'l)

First Tr Exchange Traded Fund — Sold (part)

First TR ISE Cloud Comp — Int/Div — Buy

First TR ISE Cloud Comp — Buy (add'l)

First TR ISE Cloud Comp — Buy (add'l)

First TR ISE Cloud Comp — Buy (add'l)

First TR ISE Cloud Comp — Sold (part)

Florida St Brd Ed Pub Cap Outlay — Interest

Intermountain Pwr Agy — Interest — Buy

lowa St Hosp Rev Univ Hosps Clinics — Interest

Ishares Nasdaq Biotech — Int/Div — Buy

Ishares Nasdag Biotech — Buy (add'l)

Ishares Nasdaq Biotech — Buy (add'l)

Ishares Nasdaq Biotech — Buy (add'l)

Ishares Nasdag Biotech — Sold (part)

Ishares Nasdaq Biotech — Sold (part)

Nebraska Pub Pwr Dist Rev Gen Natl — Interest

New Hampshire St Tpk Sys Rev Ser B Rf — Interest — Redeemed

New Jersey St Transn Tr — Interest

New Mexico Fin Auth Rev Sr Lien-Pub Proj Ser B — Interest — Redeemed

New York NYC Mun WFA Wir-SS RV Second BB Rf — Interest

Nevada St Hwy Impt Rev Motr Vehicle Fuel RF — Interest

Texas St Pub Fin Auth Lt Sera A RF — Interest

University Minn Ser A — Interest

BIF Money Fund — Interest

ABBVIE Inc. (ABBY) — Int/Div — Sold (part)

Automatic Data Proc (ADP) — Int/Div — Buy (add'l)

Alliance Bernstein Interm Diversified Muni (AIDAX) — Int/Div — Sold

AllianceBemstein High Income Muni Fund (ABTYX) — Int/Div — Sold

Altria Group Inc (MO) — Int/Div — Sold (part)

Amm Elec Power (AEP) — Int/Div — Buy

Anheuser Busch — Int/Div — Buy

Anheuser Busch — Buy (add'l)

Astruzeneca — Int/Div — Buy

AT&T Inc. (T) — Int/Div — Buy

Automatic Data Proc — Int/Div — Buy

BCE Inc. (BCE) — Int/Div

BP Plan Spon — Int/Div — Buy

BP Plan Spon — Buy (add'l)

Bristol-Myers Squibb Co (BMY) — Int/Div — Sold

Chevron Corp. — Int/Div — Sold

Conagra Foods Inc. (CAG) — Int/Div — Sold

Digital Rlty Tr Inc. (DLR) — Int/Div

Dominion — Int/Div — Buy

Du Pont E De Nemours (DD) — Int/Div

Eaton Corp Plc (ETN) — Int/Div — Sold

El Lilly — Int/Div — Buy

Eh Lilly — Buy (add'l)

General Electric (GE) — Int/Div — Sold (part)

GlaxoSmithKline (GSK) — Int/Div — Buy

GlaxoSmithKline — Sold (part)

GlaxoSmithKline — Sold

Intel Corp (INTC) — Int/Div — Sold (part)

JPMorgan Chase & Co. (JPM) — Int/Div

Kraft Foods Group Inc. (KRFT) — Int/Div — Buy

Kimberly Clark (KMB) — Int/Div — Sold (part)

Lockheed — Int/Div — Buy

Lockheed — Int/Div — Sold (part)

McDonalds Corp. (MCD) — Int/Div — Buy (add'l)

Nextera Energy Inc. SHS (NEE) — Int/Div — Sold (part)

Nextera Energy Inc. SHS — Sold (part)

Nextera Energy Inc. SHS — Sold (part)

Nextera Energy Inc. SHS — Sold

Occidental Pete Corp (OXY) — Int/Div — Buy (add'l)

Paccar Inc. (PCAR) — Int/Div — Sold (part)

Philip Morris Intl Inc. (PM) — Int/Div

PPL Corporation (PPL) — Int/Div

Sector SPDR Financial — Int/Div — Buy

Sector SPDR Financial — Int/Div — Buy (add'l)

Sector SPDR Financial — Int/Div — Buy (add'l)

Sector SPDR Fmancial — Int/Div — Buy (add'l)

Sector SPDR Financial — Int/Div — Sold (part)

Sector SPDR Fmancial — Int/Div — Sold (part)

Sempra Energy (SRE) *see Part VIII*

SPDR Gold Trust (GLD) — Int/Div — Buy

SPDR Gold Trust — Buy (add'l)

SPDR Gold Trust — Buy (add'l)

SPDR Gold Trust — Buy (add'l)

SPDR Gold Trust — Sold (part)

SPDR Gold Trust — Sold (part)

Spectra Energy Corp. (SE) — Int/Div — Sold (part)

Thomson Reuters Corp (TRI) — Int/Div

Toronto Dominion Bank (TD) — Int/Div — Sold (part)

Vanguard Consumer — Int/Div — Buy

Vanguard Consumer — Buy (add'l)

Vanguard Consumer — Buy (add'l)

Vanguard Consumer — Buy (add'l)

Vanguard Consumer — Sold (part)

Vanguard Energy — Int/Div — Buy

Vanguard Energy — Buy (add'l)

Vanguard Energy — Buy (add'l)

Vanguard Energy — Buy (add'l)

Vanguard Energy — Buy (add'l)

Vanguard Energy — Sold (part)

Vanguard Industrial — Int/Div — Buy

Vanguard Industrial — Buy (add'l)

Vanguard Industrial — Buy (add'l)

Vanguard Industrial — Buy (add'l)

Vanguard Industrial — Buy (add'l)

Vanguard Industrial — Sold (part)

Vanguard Information Tech — Int/Div — Buy

Vanguard Information Tech — Buy (add'l)

Vanguard Information Tech — Buy (add'l)

Vanguard Information Tech — Buy (add'l)

Vanguard Information Tech — Sold (part)

Vanguard Information Tech — Buy (add'l)

Vanguard Materials — Int/Div — Buy

Vanguard Materials — Buy (add'l)

Vanguard Materials — Buy (add'l)

Vanguard Matenals — Buy (add'l)

Vanguard Materials — Sold (part)

Ventas Inc. REIT (VIR) — Int/Div — Buy (add'l)

Verizon Communicatns Com (VZ) — Int/Div — Buy (add'l)

ML Bank Deposit Program — Interest

ML Money Market — Interest

Alburguergue NM Mun SD — Interest — Buy

Arizona Wir Infrastr — Interest — Buy

Spouse's income — 2014 — Ohio Public Employees Retirement System; monthly pension checks

I. POSITIONS:

BOARD OF TRUSTEES —--- ISUS, INC. -—-- & charter school which is partially funded by the State of Ohio. The school is no longer operating,

FORMER AND CURRENT MEMBER. BOARD OF DIRECTORS, "BUILDING BRIDGES" «-- an adjunct to Juvenile Probation Department, concentrating on

work therapy for hard-core juvenile offenders.

FOUNDING TRUSTEE ---- AVIATION HERITAGE FOUNDATION, INC. ~~ an organization formed to administer the National Aviation Heritage Area,

which pulls together all of the aviation heritage sites and activities in an eight to ten county area, in order to guarantee that the Dayton area will forever be

considered not only the Birthplace of Aviation, but also where the aviation industry was founded and where, even today, it serves to provide the cutting edge of

aviation technology.

TRUSTEE «<-- WRIGHT DUNBAR, INC. «<--- an organization dedicated to restoring the Third Street commercial corridor running the length of the Wright-

Dunbar Neighborhood, the site of the Dayton Aviation National Historical Park and the early 20th century homes of the Wright brothers and Paul Laurence

Dunbar,

BOARD OF ADVISORS ----- THE UNIVERSITY OF DAYTON SCHOOL OF LAW

CHAIRMAN —— DR. MARTIN LUTHER KING, JR, MEMORIAL COMMITTEE ---— a committee charged with developing a concept of a suitable memorial

to Dr. King.

MEMBER, BOARD OF TRUSTEES --— MONTGOMERY COUNTY VOLUNTEER LAWYERS PROJECT —--- an organization conceived and operated to

provide legal services to indigents in all aspects of civil law: the organization supplements the work done by our local Legal Aid Society.

CHAIRPERSON

DAYTON DIALOGUE ON RACE RELATIONS === an organization dedicated to racial reconciliation through understanding and action.

FORMER CO-CHAIRPERSON ——- COMMUNITY-WIDE EX-OFFENDER REENTRY TASK FORCE AND CURRENT CO-CHAIR REENTRY POLICY

BOARD «<-=- a group of service providers, criminal justice professionals and community leaders tasked with development and implementation of a protocol and

programs to facilitate successful return of ex-offenders from incarceration to become contributing, taxpaying members of the community.

CHAIR, AMERICAN VETERANS HERITAGE COMMISSION ---- a group tasked with planning, preserving, and rehabilitating the historic buildings on the

Dayton Veterans Affairs Campus and including thereon a museum to honor the contributions of America’s veterans to their communities in times of peace, as

well as in times of war, The Commission also conducts programs to educate and inspire persons of all ages on the meaning of patriotism and sacrifice for one's

country.

FORMER CHAIR. DAYTON INTERNATIONAL PEACE MUSEUM --- a museum dedicated to espousing peaceful solutions to issues that divide people, on a

global, national and local setting. Resigned 1/11.

VIL INVESTMENTS AND TRUSTS

Lines 18, 19, 99, 147 & 155 were all sold in whole (NOT “part” as noted in the 2013 FDR)