Leslie Ann Bowman
2016Annual
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What was filed
165
investments
0
positions
0
gifts
0
agreements
3
debts
0
reimbursements
0
income
1
spouse income
Named parties
- and Erin Lyons
- Ocwen Loan Servicing, LLC
- Memill Lynch
- Physician, self-emploved
As filed
US Bank Account (Y)
Wells Fargo Bank Account — Interest
Capital One Accounts — Interest
Bank of America Account — Interest
Rental Property #1, Pima County, AZ — None — Sold — and Erin Lyons
Rental Property #2, Pima County, AZ — Rent
Rental Property #3, Los Angeles County, CA — Rent
Diversified Van Inst Indx Plus — Int/Div — Buy (add'l)
Diversified Van Inst Indx Plus — Sold (part)
Diversified Vanguard SmCap Indx Plus — Int/Div — Sold (part)
Diversified Vanguard SmCap Indx Plus — Sold (part)
Vanguard Institutional Indx — Int/Div
Vanguard Prime Money Market Sweep Account — Interest
Vanguard Health Care Fd Investor Shares — Int/Div
Vanguard Large Cap Indx Fd Adm Shares — Int/Div
Vanguard Small Cap Indx Fd Adm Shares — Int/Div
Vanguard Total International Stock Indx Fd Adm Shares — Int/Div — Sold (part)
Apple — Int/Div
Vanguard S & P 500 Index ETF — Int/Div
Vanguard Consumer Discretionary ETF — Int/Div
Vanguard Small Cap ETF — Int/Div
Vanguard Healthcare ETF — Int/Div
Vanguard Financials ETF — Int/Div
UBS Money Market — Int/Div
Vanguard Total Stock Mkt ETF — Int/Div
Vanguard Information Tech ETF — Int/Div
Vanguard 500 Index Fund ADM — Int/Div — Sold
Vanguard Extended Mkt ETF — Int/Div — Sold (part)
Vanguard Total International ETF — Int/Div — Sold (part)
Vanguard Value Index Fund — Int/Div — Sold
Vanguard FTSE All World EXUS — Int/Div — Sold
Vanguard Sm Cap Value Index — Int/Div — Sold
Vanguard Dividend Appreciation ETF — Int/Div — Buy (add'l)
Vanguard Dividend Appreciation ETF — Buy (add'l)
Vanguard Dividend Appreciation ETF — Buy (add'l)
Vanguard Dividend Appreciation ETF — Buy (add'l)
Vanguard Dividend Appreciation ETF — Buy (add'l)
Vanguard Dividend Appreciation ETF — Buy (add'l)
Vanguard Dividend Appreciation ETF — Buy (add'l)
Alphabet Inc CI A — None — Buy
Anheuser Busch — Int/Div — Buy
Microsoft — Int/Div — Buy
Microsoft — Buy (add'l)
Union Pacific — Int/Div — Buy
McDonalds — None — Buy
McDonalds — Sold
Abbvie — Int/Div — Buy
Accelerate Diag — None — Buy
Cisco — Int/Div — Buy
Cisco — Buy (add'l)
Duke Energy — Int/Div — Buy
Intel Corp — None — Buy
Proctor & Gamble — Int/Div — Buy
Target — Int/Div — Buy
Toronto Dom — Int/Div — Buy
United Parcel — Int/Div — Buy
Verizon — Int/Div — Buy
Powershares S & P 500 Quality ETF — Int/Div — Buy
Powershares S & P 500 Quality ETF — Buy (add'l)
Powershares S & P 500 Quality ETF — Buy (add'l)
T. Rowe Price Bluechip Growth — None — Buy
T. Rowe Price Bluechip Growth — Buy (add'l)
T. Rowe Price Bluechip Growth — Buy (add'l)
T. Rowe Price Bluechip Growth — Buy (add'l)
T. Rowe Price Bluechip Growth — Buy (add'l)
T. Rowe Price Bluechip Growth — Buy (add'l)
T. Rowe Price Bluechip Growth — Buy (add'l)
Thomburg Global Opportunities — None — Buy
Thomburg Global Opportunities — Buy (add'l)
Thomburg Global Opportunities — Buy (add'l)
Thomburg Global Opportunities — Buy (add'l)
Thomburg Global Opportunities — Buy (add'l)
Thomburg Global Opportunities — Buy (add'l)
Thomburg Global Opportunities — Buy (add'l)
Vanguard Midcap Growth — None — Buy
Vanguard Midcap Growth — Buy (add'l)
Vanguard Midcap Growth — Buy (add'l)
Vanguard Midcap Growth — Buy (add'l)
Vanguard Midcap Growth — Buy (add'l)
Vanguard Midcap Growth — Buy (add'l)
Vanguard Midcap Growth — Buy (add'l)
Vanguard Small Cap Growth — None — Buy
Vanguard Small Cap Growth — Buy (add'l)
Vanguard Small Cap Growth — Buy (add'l)
Vanguard Small Cap Growth — Buy (add'l)
Vanguard Small Cap Growth — Buy (add'l)
Vanguard Small Cap Growth — Buy (add'l)
Vanguard Small Cap Growth — Buy (add'l)
Fidelity Real Estate — None — Buy
Fidelity Real Estate — Buy (add'l)
Fidelity Real Estate — Buy (add'l)
Fidelity Real Estate — Buy (add'l)
Fidelity Real Estate — Buy (add'l)
Fidelity Real Estate — Buy (add'l)
Fidelity Real Estate — Buy (add'l)
Ivy Global Natural Resources — None — Buy
Ivy Global Natural Resources — Buy (add'l)
Ivy Global Natural Resources — Buy (add'l)
Ivy Global Natural Resources — Buy (add'l)
Ivy Global Natural Resources — Buy (add'l)
Ivy Global Natural Resources — Buy (add'l)
Ivy Global Natural Resources — Buy (add'l)
Ivy Science and Technology — None — Buy
Ivy Science and Technology — Buy (add'l)
Ivy Science and Technology — Buy (add'l)
Ivy Science and Technology — Buy (add'l)
Ivy Science and Technology — Buy (add'l)
Ivy Science and Technology — Buy (add'l)
Ivy Science and Technology — Buy (add'l)
JP Morgan IT Core Bond Portfolio — None — Buy
JP Morgan IT Core Bond Portfolio — Buy (add'l)
JP Morgan IT Core Bond Portfolio — Buy (add'l)
JP Morgan IT Core Bond Portfolio — Buy (add'l)
ClearBridge Variable Sm Cap Growth Fund — None — Buy
ClearBridge Variable Sm Cap Growth Fund — Buy (add'l)
ClearBridge Variable Sm Cap Growth Fund — Buy (add'l)
ClearBridge Variable Sm Cap Growth Fund — Buy (add'l)
Delaware VIP Emerging Mkt Series — None — Buy
Delaware VIP Emerging Mkt Series — Buy (add'l)
Delaware VIP Emerging Mkt Series — Buy (add'l)
Delaware VIP Emerging Mkt Series — Buy (add'l)
Delaware VIP REIT Series — None — Buy
Delaware VIP REIT Series — Buy (add'l)
Delaware VIP REIT Series — Buy (add'l)
Delaware VIP REIT Series — Buy (add'l)
Delaware VIP Sm Cap Value Series — None — Buy
Delaware VIP Sm Cap Value Series — Buy (add'l)
Delaware VIP Sm Cap Value Series — Buy (add'l)
Delaware VIP Sm Cap Value Series — Buy (add'l)
LVIP Clarion Global Real Estate Fund — None — Buy
LVIP Clarion Global Real Estate Fund — Buy (add'l)
LVIP Clarion Global Real Estate Fund — Buy (add'l)
LVIP Clarion Global Real Estate Fund — Buy (add'l)
LVIP MFS International Growth Fund — None — Buy
LVIP MFS International Growth Fund — Buy (add'l)
LVIP MFS International Growth Fund — Buy (add'l)
LVIP MFS International Growth Fund — Buy (add'l)
LVIP SSgA Dev. International 150 (Standard Class) — None — Buy
LVIP SSgA Dev. International 150 (Standard Class) — Buy (add'l)
LVIP SSgA Dev. International 150 (Standard Class) — Buy (add'l)
LVIP SSgA Dev. International 150 (Standard Class) — Buy (add'l)
LVIP SSgA S & P 500 Index Fund (Standard Class) — None — Buy
LVIP SSgA S & P 500 Index Fund (Standard Class) — Buy (add'l)
LVIP SSgA S & P 500 Index Fund (Standard Class) — Buy (add'l)
LVIP SSgA S & P 500 Index Fund (Standard Class) — Buy (add'l)
LVIP T. Rowe Price Structured Mid Cap Growth Fund — None — Buy
LVIP T. Rowe Price Structured Mid Cap Growth Fund — Buy (add'l)
LVIP T. Rowe Price Structured Mid Cap Growth Fund — Buy (add'l)
LVIP T. Rowe Price Structured Mid Cap Growth Fund — Buy (add'l)
LVIP Vanguard International Equity ETF — None — Buy
LVIP Vanguard International Equity ETF — Buy (add'l)
LVIP Vanguard International Equity ETF — Buy (add'l)
LVIP Vanguard International Equity ETF — Buy (add'l)
LVIP Wellington Mid Cap Value Fund — None — Buy
LVIP Wellington Mid Cap Value Fund — Buy (add'l)
LVIP Wellington Mid Cap Value Fund — Buy (add'l)
LVIP Wellington Mid Cap Value Fund — Buy (add'l)
PIMCO VIT Commodity Real Return Strategy Portfolio (Admin Class) — None — Buy
PIMCO VIT Commodity Real Return Strategy Portfolio (Admin Class) — Buy (add'l)
PIMCO VIT Commodity Real Return Strategy Portfolio (Admin Class) — Buy (add'l)
PIMCO VIT Commodity Real Return Strategy Portfolio (Admin Class) — Buy (add'l)
Templeton Global Bond VIP Fund (Class 1) — None — Buy
Templeton Global Bond VIP Fund (Class 1) — Buy (add'l)
Templeton Global Bond VIP Fund (Class 1) — Buy (add'l)
Templeton Global Bond VIP Fund (Class 1) — Buy (add'l)
Liability — Ocwen Loan Servicing, LLC — Mortgage on Rental Property, Pima County (Pr. VII, line §)
Liability — Memill Lynch — Mortgage on Rental Property, Pima County (Pr. VIL line 6)
Liability — Memill Lynch — Mortgage on Rental Property, Los Angeles County (Pt. VIL, line 7)
Spouse's income — 2016 — Physician, self-emploved
Part VI, line 1 from the 2015 report mistakenly listed the value of the property, not the value of the mortgage liability. It should have been "0" and has been
corrected on the current report,
Part VII, line 10 from the 2015 report was a duplicate of line 8. Vanguard Institutional Index has been combined with Diversified Vanguard Institutional Index
Plus on line 8 of the 2016 report.
Per the Committee's letter dated June 12, 2017, | have amended my Financial Disclosure Report as follows:
(Based on the Committee's inquiry | reviewed all entries on the report and found $ errors in addition to the one identified by the Committee. Those have been
corrected in the amended report.)
Part VII, line 12, Vanguard Total International Stock Indx is deleted as it was a duplicate of the fund listed on line 18.
Part VIL, lines 1%, 29 and 30 are amended to show partial sales that were accidentally ommitted in the 2016 report.
Part VIL, line 18 - Item [D{4) is blank because the investment was transferred to my current financial advisor from a prior fiduciary. | have been unable to determine
the cost basis and, therefore, cannot determine if there was a gain or loss. Rather than guess, 1 left it blank.
Part VII, line 44 is amended to show the additional buy occurred on 12/07/16. The report showed the purchase occurring on 2/27/16. That was a typographical
error,
Part VIL, line 49 is amended to show that the buy on 2/19/16 should have been valued as "K™ rather than "J", in column IN3).
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.