Madeline Hughes Haikala

Wells Fargo Cash Accounts — Interest

PNC Bank CDs — Interest

401K (H)

DoubleLine Total Return Bond — Int/Div — Buy (add'l)

Dnehaus Active Income Fund — Int/Div — Sold (part)

Dnehaus Active Income Fund — Sold

Institutional Money Market Deposit Acct — Int/Div — Sold (part)

Institutional Money Market Deposit Acct — Buy (add'l)

Vanguard Dividend Appreciation ETF — Sold

Vanguard Short Term Bond ETF — Sold

Vanguard Total Bond Market ETF — Sold

Vanguard Total International Stock ETF — Sold

Vanguard Total Stock Market ETF — Int/Div — Sold (part)

Vanguard Total Stock Market ETF — Sold (part)

Vanguard Total Stock Market ETF — Buy (add'l)

Dnehaus Event Driven — Int/Div

Dnehaus Micro Cap Growth — Buy (add'l)

Dnehaus Micro Cap Growth — Sold

RiverPark Strategic Income Inst — Int/Div — Sold (part)

RiverPark Strategic Income Inst — Buy (add'l)

RiverPark Strategic Income Inst — Buy (add'l)

DoubleLine Low Dur Emerg Mkts fxd Inc 1 — Int/Div

Victory Global Natural Resources Y — Buy (add'l)

Victory Global Natural Resources Y — Buy (add'l)

Vanguard FTSE Emerging Markets ETF — Sold

Wasatch International Opps Inst] — Int/Div

Driehaus Small Cap Growth Institutional — Int/Div — Buy

Financial Select Sector SPDR — Int/Div — Buy

Financial Select Sector SPDR — Sold

iShares Core 1-5 Year USD Bond — Int/Div — Buy

iShares Core MSC Emerging Markets — Int/Div — Buy

iShares Core MSC Total Intl Stk — Int/Div — Buy

iShares Core MSC Total Intl Stk — Buy (add'l)

iShares Core US Aggregate Bond — Int/Div — Buy

iShares Core US Aggregate Bond — Sold (part)

iShares Core US Aggregate Bond — Sold (part)

JPMorgan Strategic Income Opports RS — Int/Div — Buy

JPMorgan Strategic Income Opports RS — Buy (add'l)

MetLife Policvholder Trust — Int/Div

Oppenhexmer Funds —— Accounts (Hy

Global Fund C — istnbution

Mam Street All Cap Fund C — Distribution

Man Street Mid Cap Fund C — Distribution

Franklin Templeton — Bm Accounts (H)

Franklin Mutual Quest Fund Class A — istmbution — Sold (part)

46 — Int/Div

Board Member, Birmmgham Bar Assocation Women's Section

Board Member, Norma Livingston Ovarian Cancer Foundation

Agreement — 1990 — Lightfoot, Franklin, & White LLC 401 K plan with former law firm, no control

Liability — Georgetown University — I college tuition

Liability — University of Mississippi — I college tuition