David S. Kennedy

Sun Trust Bank — Int/Div

PacLife Annuity registered as Qualified IRA — None

Prime Fund Daily Money Class — Int/Div

Prime Fund Daily Money Class — Sold (part)

Prime Fund Daily Money Class — Sold (part)

Prime Fund Daily Money Class — Buy (add'l)

Prime Fund Daily Money Class — Buy (add'l)

Prime Fund Daily Money Class — Buy (add'l)

Prime Fund Daily Money Class — Sold (part)

Fidelity Cash Reserves — Int/Div

Fidelity Cash Reserves — Buy (add'l)

Fidelity Cash Reserves — Buy (add'l)

Fidelity Cash Reserves — Sold (part)

Fidelity Cash Reserves — Buy (add'l)

Fidelity Cash Reserves — Buy (add'l)

Fidelity Cash Reserves — Sold (part)

Fidelity Cash Reserves — Buy (add'l)

Allianz RCM GLobal Small Cap Class € — None — Sold

First Eagle Overseas — Int/Div — Sold (part)

Calvert Income — Int/Div — Sold

Lincoln New Directions 6 Fixed Annuity — Int/Div

American Income Fund of America - Class A — Int/Div

Amencan Growth Fund of America Class A — Int/Div

Lincoln Choice Plus Assurance (B share) IRA — None

Pimco Real Return Class C — Int/Div — Sold

MFS Municipal Income Class ( — Int/Div

Templeton Developmeing Markets Class ¢ — Int/Div

American Balanced Class A — Int/Div

Invesco High Yield Fund Class A — Int/Div

Managers Pimeo Bond Fund — Int/Div — Sold

MFS Value Class — Int/Div — Sold (part)

Templeton Foreign Class € — Int/Div

T. Rowe Price Tax Free Short Duration Inter — Int/Div — Buy

Delaware Real Estate Investment Trust — Int/Div — Buy

Calvert Short Duration Income CL C — Int/Div — Buy

Allianz Large Cap Growth CL ( — Int/Div — Buy

Premier Select IRA BDA (See Note in Section VII — istnbution

Adpmunct-Professor of Law, University of Memphis Cecil C, Humphreys School of Law

Income — 1/13513 — Ad junct-Professor at Univ. of Memphis School of Law — S1.350.00

Part VII. No. 37- This IRA has been existance since since 2004. It was funded with monies

The

individual mutual funds that make up this IRA have been reported since the inception of this IRA, but through inadvertance the IRA itself was never reported.

The first distribution from this IRA was taken in September 2013 which is reported as this line item. The IRA is made up of the Allianzgi Large Cap Growth

Class C fund; the Delaware Real Estate Investment Trust Class C fund; First Eagle Overseas Class C fund; the Templement Foreign Class C fund; the Calvert

Short Duration Income Class C fund; the Invesco High Yield Fund A: and Fidelity Cash Reserves Money Market Fund.