J. Richard Creatura

Columbia Bank Accounts (cash) — Interest

Trust #1 Exemption Eq. Trust (Y) — 40

Trust 3 - BMW Bank of N. Amer. Salt Lake CiyCD(Y) — 47

Mediamax. Inc. Common stock (Y) — Ri

IRA#I(H)

BANK DEPOSIT PROGRAM MORGAN STANLEY BANK N.A. (cash) — Interest — 49

Ishares Curr Hedged MSC EAFE (HEFA) — Int/Div — Sold — 19

IShares Tips Bond ETF (TIP) — Int/Div — Buy (add'l) — 20

Vanguard Sm Cap Growth ETF (VBK) — Int/Div — 37

Vanguard Sm Cap Value ETF (VB) — Int/Div — 16

American Europacific Grw A. Mutual fund (AFPFX) — Int/Div — -

American GR Fd of America Mutual Fund (GFFFX) — Int/Div — 5

Blackrock Equity Dividend A Common (MADVX) — Int/Div

First Eagle Overseas A (SGOIX) — Int/Div — 51

Franklin Income Adv (FRIAX) — Int/Div — 15

JP Morgan Mid Cap Value A Common UMVSX) — Int/Div — 21

Pimeo Total Return A Mutual Fund (rrrrx) — Int/Div — 29

Invesco Premier Inst (IPPXX) (Y) — 17

Templeton Global Bd FD A Mutual Fund (TGBAX) — Int/Div — 13

Thomburg Inv Inc Builder A Mutual fund (TIBIX) — Int/Div — 14

Virtus Mult-Sector S/T Bd A Common (PIMSX) — Int/Div — 15

IRA #2 (H)

Vanguard Sm Cap Growth ETF (VBK) — Int/Div — 17

American Europacific Grw A. Mutual fund (AFPFX) — Int/Div — 4

Blackrock Equity Dividend A Common (MADVX) — Int/Div

Delaware Small Cap Value A Mutual Fund (DEVIX) — Int/Div — 10

Deutsche Real Est Secs S (RRREX) — Int/Div — 11

First Eagle Overseas A (SGOIX) — Int/Div — 51

IP Morgan Mid Cap Value A Common (IMVSX) — Int/Div — 21

T Rowe Price Growth (formerly Group) Stock (PRGFX) — Int/Div — 12

Thomburg Inv Inc Builder A Mutual fund (TIBIX) — Int/Div — 14

IRA 43 (H)

Vanguard Sm Cap Growth ETF (VBK) — Int/Div — 17

American Europacific Grw A. Mutual fund (AEPFX) — Int/Div — -

Blackrock Equity Dividend A Common (IMADVX) — Int/Div

Delaware Small Cap Value A Mutual Fund {DEVIX) — Int/Div — 10

Deutsche Real Est Secs S (RRREX) — Int/Div

First Eagle Overseas A (SGOIX) — Int/Div — 51

JP Morgan Mid Cap Value A Common (IMVSX) — Int/Div — 21

T Rowe Price Growth (formerly Group) Stock (PRGFX) — Int/Div — 12

Thoruburg Inv Inc Builder A Mutual fund (TIBIX) — Int/Div — 4

IRA #4 (H)

IShares Tips Bond ETF (TIP) — Int/Div — 20

Vanguard Sm Cap Value ETF (VB) — Int/Div — 16

American Europacific Grw A. Mutual fund (AFPFX) — Int/Div — 4

American GR Fd of America Mutual Fund {GFFFX) — Int/Div — 5

Blackrock High Eq Inc (BMCSX) (formerly Blackrock US Opportunities) — Int/Div — S50

Diamond Hill Large Cap (DHLRX) — Int/Div — Buy

GABELLI EQ INC AAA (GCIEX) — Int/Div — Sold — 52

Pimco Total Return A Mutual Fund Prirx) — Int/Div — 29

PRUDENTIAL SHT TRM CORP BD A (PIFZX) — Int/Div — 55

Templeton Global Bd FD A (TGBAX) — Int/Div — 57

Thomburg Intl Value L{TGVIX) (X) — Int/Div

Thomburg Inv Inc Builder A Mutual fund (TIBIX) — Int/Div — 43

Voya Global Real Estate A (IGLAX) — Int/Div — RY

BROKERAGE #1 (H)

BANK DEPOSIT PROGRAM MORGAN STANLEY BANK N.A. (cash) — Interest — 2.45.49

American Europacific Grw A. Mutual fund (AFPGX) — Int/Div — 4

American Smallcap World A (SMCWX) — Int/Div — 6

American Wa Mutual A Common (AWSHX) — Int/Div — 7

Putnam Equity Income A (PEYAX) (formerly Putnam Growth & Income A) — Int/Div — 30

BROKERAGE 22 (H)

American Europacific Grw A. Mutual fund (AFPGX) — Int/Div — +4

American Smallcap World A (SMCWX) — Int/Div — 6H

American Wa Mutual A Common (AWSHX) — Int/Div — ke

Putnam Equity Income A (PEYAX) (formerly Putnam Growth & Income A) — Int/Div — 0

BROKERAGE 23 (H)

BANK DEPOSIT PROGRAM MORGAN STANLEY BANK NA. (cash) — Interest — 2.45.49

American AmCAP A Common (AMCPX) — Int/Div — 3

Invesco Equal Weghtd S&P 500 Mutual Fund (VADAX) — Int/Div — 4]

Invesco Equity and Income A (ACELX) — Int/Div — 42

Invesco Global Healthcare A Mutual Fund (GGHCX) — Int/Div — 53

Invesco VK Technology A Mutual Fund {ITYAX) — Int/Div — +a

MS Multi Cap Growth TR A (CPOAX) — Int/Div — 46

MSIF Growth A (MSEGX) — Int/Div — 26

BROKERAGE 24 (H)

BANK DEPOSIT PROGRAM MORGAN STANLEY BANK N.A. (cash) — Interest — 49

IShares Tips Bond ETF (TIP) — Int/Div — 20

Vanguard Sm Cap Growth ETF (VBK) — Int/Div — 37

Vanguard Sm Cap Value ETF (VB) — Int/Div — 16

American Europacific Grw A. Mutual fund (AFPFX) — Int/Div — 4

American GR Fd of America Mutual Fund {GFFFX) — Int/Div — 5

Blackrock Equity Dividend A Common (MADVX) — Int/Div

Deutsche Real Est Secs S (RRREX) — Int/Div — 11

Dreyfus Standish GLB Fix Inc. (SDGIX) — Int/Div — 12

First Eagle Overseas A (SGOIX) — Int/Div — 51

JP Morgan Mid Cap Value A Common (IMVSX) — Int/Div — 21

Thomburg Inv Inc Builder A Mutual fund (TIBIX) — Int/Div — Buy (add'l) — 34

Virtus Mult-Sector S/T Bd A Common (PIMSX) — Int/Div — 15

BROKERAGE 25 (H)

Morgan Stanley Bank, NA. (cash) — Interest — 2.45.49

Bank India NY (cash) (X) — Interest — Redeemed

Capitol One Bank NA. (cash) (X) — Interest

Invesco Premier Tx Exempt Inst (PEIXX) wy) — 18

Madison FDS MDCP Cl Y (GTSGX) (LY) — 23

BROKERAGE #6 (H)

BANK DEPOSIT PROGRAM MORGAN STANLEY BANK NA. (cash) (Y) — 2.45.49

ISHARES CORE AGGRESSIVE ALLO (AOAYX) — Int/Div — Sold (part)

ISHARES CORE AGGRESSIVE ALLO (AOAYX) — Sold (part)

Invesco Equal Wehtd S&P 500 Mutual Fund (VADAX) — Int/Div — 4]

MS European Equity Fund B Common (EUGBX) (Y) — 25

JIC & LMC, LLC. (H) — 48

BANK DEPOSIT PROGRAM MORGAN STANLEY BANK NA. — Interest — 2.45.49

Shares Tips Bond ETF (TIP) — Int/Div — 20

Vanguard Sm Cap Value ETF (VB) — Int/Div — 16

American Europacific Grw A. Mutual fund (AFPFX) — Int/Div — -

Blackrock High Eq Inc (BMCSX) (formerly Blackrock US Opportunities) — Int/Div — Sold — 50

Diamond Hill Large Cap (DHLRX) — Int/Div — Buy

Dreyfus Standish GLB Fix Inc. (SDGIX) — Int/Div — 12

Fidelity Adv New Insights (FINSX) (X) — Int/Div

First Eagle Overseas A (SGOIX) — Int/Div — 51

Gabelli Eq Inc. AAA Mutual Fund (GCIEX) — Int/Div — 16

Lord Abbett Sht Duration Inc F (LDLFX) — Int/Div — Buy

Metropolitan West TOT RET BD (MWTIX) — Int/Div — 24

PRUDENTIAL SHT TRM CORP BD A (PIFZX) — Int/Div — Sold — 55

Thomburg Inv Inc Builder A Mutual fund (TIBIX) — Int/Div — Buy (add'l) — 34

Manager (Family corporation), NC & LMC, LLC

Agreement — 2010 — Gordon Thomas Honeywell Malanca Peterson and Daheim, LLP retirement payments

Income — 2017 — Gordon Thomas Honevwell Malanca Peterson and Daheim, LLP — $18,293.00

Part VII: This report has been reformatted to list holdings by account. As part of this process, it has been determined that certain acquisitions or dispositions

were inadvertently omitted from prior reports. The assets involved are coded mi this report with (X) or (Y), respectively. To account for name changes and

duplicated or overlapping entries, corresponding line numbers in Part VII of the 2016 report are included in Column DY5).

Part VII, line 102: This header was previously listed as a single line item, with underlying holdings reported in the aggregate. For more complete reporting,

this is now listed as a header, with underlying investments detailed individually.

Part VII, Column B: Lines reflecting no income are so reported because none was atiributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

Part VIL, line 11 of the 2016 report of 8/16/2017 should have reflected a partial sale rather than a full sale.