Stephen Rogers Bough

Exclusive K - ll (H)

529 Plan - gl (H)

Invest Ed Balanced PRT A — Int/Div

Ivy Limited-Term Bond E — Int/Div

Roth IRA - mm (H)

Ivy Fund - High Income A — Int/Div

Ivy Fund - Small Cap Fund A — Int/Div

Ivy Global Income Alloc A — Int/Div — Sold

Ivy Global Real Estate A — Int/Div

Ivy Managed Inter Opp A — Int/Div

Ivy Mid Cap Income Opp A — Int/Div

Ivy Limited-Term Bond A — Int/Div

Ivy Asset Strategy A — Int/Div — Buy

Sumple 401K - IE (HY)

Ivy Fund Dividend Opp A — Int/Div — Sold

Ivy Fund High Income A — Int/Div

Ivy Global Income Alloc A — Int/Div — Sold

Ivy Core Equity A — Int/Div

Ivy Euro Opp A — Int/Div — Sold

Ivy International Core Equity A — Int/Div — Buy

Ivy Global Equity Income A — Int/Div — Buy

Ivy Asset Strategy A — Int/Div — Buy

JINTOD- HE &« BE (H)

Ivy Core Equity A — Int/Div — Sold (part)

Ivy Fund Small Cap A — Int/Div — Sold (part)

Ivy Managed Intem Opp A — Int/Div

Ivy Tax-Managed Equity A — Int/Div — Sold

Ivy Apollo Multi-Asset Income A — Int/Div — Sold (part)

Ivy Limited-Term Bond A — Int/Div — Sold (part)

Ivy Large Cap Growth A — Int/Div — Buy

529 Plan - pm (H)

Ivy Limited-Term Bond E — Int/Div — Sold (part)

Ivy Fund Small Cap A — Int/Div

Ivy Euro Opp A — Int/Div — Sold

Ivy Apollo Multi-Asset Income A — Int/Div

Ivy Limited-Term A — Int/Div

Ivy Science and Tech A — Int/Div

Ivy International Core Equity A — Int/Div — Buy

Roth IRA - gm (H)

WW & R Ady Continental Inc A — Int/Div — Sold

W & R Adv High Income A — Int/Div — Sold

W & R Advisors New Concepts A — Int/Div — Sold

W & R Advisors Science & Tech A — Int/Div — Sold

WW & R Advisors Small Cap A — Int/Div — Sold

Ivy Mid Cap Growth A — Int/Div — Buy

Ivy Science and Technology A — Int/Div — Buy

Ivy Small Cap Growth A — Int/Div — Buy

Ivy Balanced A — Int/Div — Buy

Ivy High Income A — Int/Div — Buy

UIMA-IR (MH)

Ivy Limited-Term Bond A — Int/Div

Missouri Bank & Trust — Int/Div

Lewis Rice Profit Sharing BOK Financial TRP Retire 2038 — Int/Div

Lewis Rice 401K BOK Financial TRP Retire 2035 — Int/Div

President, Federal Bar Assocation - Western District of Massour: and District of Kansas

Board member, UMKC Law Foundation

Board member, Lawyers Encouraging Academic Performance

Advisory Board, Second Chance

Agreement — 2014 — Blake Heath purchased the assets of The Law Offices of Stephen R. Bough with a written agreement for 25% of the contingent fee at the end of the litigation

Liability — Kansas City Christian High School — Tuition Agreement

Liability — Dept. of Educsiton - Direct Loan MOHELA — Student Loan

Liability — Chase credit card — Credit Card

Reimbursement — University of Georgia Law : School — April 12 - 14, 2018 — Athens, GA — Judge Moot Court, teach two classes — Hotel, rental car, air, food

Reimbursement — Amencan Bar Associaton — April 5-6, 2018 — Phoenix, AZ — Speak at ABA Product Liability CLE — Hotel, tax, air, food

Reimbursement — Washington Umiversity School of Law — August 20 - 21, 2018 — St. Lows, MO — Speak at Convocation — Hotel. taxi, air, food

Reimbursement — Atomey’s Information Exchange Group — April 17 - 18, 2018 — Nashville, TN — Speak at conference on ESI — Hotel, taxi, air, food

Income — referenced in Part IL. The agreeement is a fixed percenteage of the contingent fee.

Spouse's income — 2018 — Lewis Rice, salary