Diane Finkle

Great West Lifetime Advan. IRA, Mod Consy, Profile 11 — Int/Div

Ursillo, Teitz & Ritch Realty IV, Appraisal, October 2017 — Int/Div

First Eagle Gold Fund Class A, Mutual Fund — None

HSA Bank. Account — Interest

MFS Municipal Income Fund-A — Int/Div

Commonwealth Municipal Income Fund — None

UBS Pace Int'l Equity Investments Class P — Int/Div

Phoenix Big Edge Plus, Mutual Fund. Annuity — Int/Div

Bank Rhode Island. Account — None

Hartford Select Dimensions Fund, { Annuity) — Int/Div

Phoenix Big Edge Plus, Mutual Fund, (Annuity) — Int/Div

Fidelity FA Freedom 2020 1, 401(K)/Profit Sharing Plan — Int/Div

Pioneer Value Fund A — Int/Div

Ursillo, Teitz & Ritch Ltd. Appraisal 12/08/11 — None

American Express Money Market Account — Interest

UBS Pace Int'l Emerging Markets Equity Investments Class P — Int/Div

UBS Pace Global Real Estate Securities Investments Class P — Int/Div

UBS Pace Large Co Growth Equity Investments Class PP — Int/Div

Grow ALPS ETF TR Alerian MLP EFT — Int/Div

BlackRock Floating Rate INC PRT Inst] 1 — Int/Div

First TR Value Line Index FD SHS — Int/Div — Buy (add'l)

Goldman Sachs Global Income Fund — Int/Div — Buy (add'l)

Lord Abbett Short Duration Income Fund — Int/Div — Buy (add'l)

Lord Abbett Short Duration Income Fund — Buy (add'l)

Indexiq ETF TR 1Q Hedge Multi-Strategy — Int/Div

Ishares TR Russell 2000 Value ETF — Int/Div — Sold (part)

Power Shares Exchange Traded Fund TR 11 — Int/Div — Buy (add'l)

SPDR Index SHS FDS S&P World Ex-US FTF — Int/Div — Buy

SPDR SER TR Bloomberg Barclays — Int/Div — Sold

SPDR SER TR Bloomberg BRC SRT (formerly High Yield Bond) — Int/Div — Sold

Putnam Absolute Return 700 Fund CLY — Int/Div

Putnam Short Duration Income CL Y — Int/Div

Vanguard FTSE Emergng Markets Er {Equity — Int/Div

Schwab Strategic TR US Dividend Equity Fund — Int/Div — Buy (add'l)

Wisdomtree TR Intl Large Cap Divid FD — Int/Div — Sold (part)

Wisdomtree TR Intl Large Cap Divid FD — Buy (add'l)

Wisdomtree TR Mid Cap Divid FD — Int/Div — Buy (add'l)

SPDR SER TR S&P Divd ETF — Int/Div — Buy (add'l)

Gateway Fund Class Y — Int/Div

UBS Pace Large Co. Value Equity Investments Class P — Int/Div

UBS Pace Small/Medium Co Growth Equity Invesstments Class P — Int/Div

UBS Pace Small/Medium Co Value Equity Investments Class P — Int/Div

UBS Pace Global Fixed Income Investments Fund Class P — Int/Div

UBS Pace High Yield Investments Class P — Int/Div

UBS Pace Intermediate Fixed Income Investments Class P — Int/Div

UBS Pace Mortgage-Backed Securities Fixed Income Investment Class P — Int/Div

UBS Pace Municipal Fixed Income Investments Class P — Int/Div

UBS Pace Strategic Fixed Income Investments Class PP — Int/Div

Wells Fargo Intermediate Tax’ AMTFREE Fund Class C — Int/Div

UBS Pace Government Money Market Investments Fund Class PP — Int./hv

Fidelity Govt Cash Reserves — Int/Div — Buy

SPDR Portfolio Short Term Corp Bond — Int/Div — Buy

Secretary- Westcote Drive Association, Westcote Drive Association; umcorporated private association

Trustee, Michael A. Ursillo 2007 Irrevocable Life Insurance Trust (unfunded)

Trustee, Diane Finkle Revocable Trust Dated February 10, 1999, as amended (unfunded)

Liability — Coastway Community Bank — Commercial Real Estate Mortgage

Reimbursement — American Bankruptcy Institute — T20017-7123/17 — Newport, RI — cducational seminar and conference — registration fee, meals and parking

Spouse's income — 2017 — Ursillo, Teitz & Ritch, Lid- salary and employee benefits

Part 1. Lines 2 and 3. These trusts have no assets,

Part VIL Line 5. The characterization of income through the payment of interest appears to be incorrect as the 2017 statement clarified for the first time that the

income was paid as dividends.