Alexander F. MacKinnon

INVESTMENT PARTNERSHIPS (H)

K&E 1995 PEF — Int/Div

K&E 1997 PEF — Int/Div

K&E 1999 PEF — Int/Div

K&E 2001 PEF — Int/Div

K&E 2003 PEF — Int/Div

K&E 2004 PEF — Int/Div

K&E 2005 PEF — Int/Div

K&E 2006 PEF — Int/Div

K&E 2007 PEF — Int/Div

K&E 2008 PEF — Int

K&E 2009 PEF — Int/Div

K&E 2010 PEF — Int/Div

K&E 2012 PEF — Int./y

K&E 2014 PEF — Ine

K&E 2015 PEF — Int/Div

K&E 1996 DIF — Int/Div

K&E 1998 DIF — Int/Div

K&E 2000 DIF — Int/Div

K&E 2000-B DIF — Int/Div

K&E 2002 DIF — Int/Div

K&E 2003 DIF — Int/Div

K&E 2004 DIF — Int/Div

K&E 2004-B DIF — Int/Div

K&E 2005 DIF — Int/Div

K&E 2006 DIF — Int/Div

K&E 2008 DIF — Int/Div

K&E 2011 DIF — Int/Div

ACCEL-KKR GROWTH — Int/Div

ACCEL-KKR I — Int/Div

ACCEL-KKR IV — Int/Div

APAX VIB — Int

BAIN CAPITAL ASIA — Int/Div

CARLYLE ASIA PARTNERS IV — Int/Div

CARLYLE VI — Int/Div

EDGEWATER CAPITAL PARTNERS 11 — Int/Div

FORTRESS REAL ESTATE — Int/Div

GEM REALTY FUND IV — Int/Div

IRVING PLACE IN — Int/Div

OCM EUROPEAN PRINCIPAL FUND IN — hy

OCM OPPORTUNITIES IX (DISTRESSED) — Int/Div

OCM OPPORTUNITIES VIIB (DISTRESSED) — Int

OCM OPPORTUNITIES VIII (DISTRESSED) — Int/Div

OCM OPPORTUNITIES VIB (DISTRESSED) — Int/Div

OCM POWER OPPORTUNITIES IN — Int/Div

OCM PRINCIPAL OPPORTUNITIES IV {(LBO) — Int/Div

OCM PRINCIPAL V(LBO) — Int/Div

SANKATY CREDIT OPPORTUNITIES I! — Int/Div

SANKATY CREDIT OPPORTUNITIES IV — Int/Div

SILVER OAK SERVICES PARTNERS 11 — Int./hv

SUN VI — Int/Div

VESTAR VI — Int/Div

WALTON STREET REAL ESTATE FUND VII — Int/Div

WARBURG PINCUS XI — Int/Div

IRVING PLACE IH {DORAL B) — Int/Div

MERRILL LYNCH TRADITIONAL IRA (Hy

BANK OF AMERICA NA — Interest

VANGUARD 500 INDX ADMIRAL (VFIAX) — Int/Div

VANGUARD BAL INDEX ADM (VBIAX) — Int/Div

VANGUARD DIVIDEND GRW INV (VDIGX) — Int/Div

VANGUARD EURO STK INDX ADM (VELSX) — Int/Div

VANGUARD GLOBAL EQUITY INV {(VHGEX) — Int/Div

VANGUARD MID CAP INDEX ADM (VIMAX) — Int/Div

MERRILL LYNCH TRADITIONAL IRA 2 (Hy

BANK OF AMERICA NA — Interest

ISHARES MSCI EAFE ETF (EFA) — Int/Div — Sold

ISHARES MSCI EMERGING MKTS ETF (EEM) — Int/Div

ISHARES RUSSELL 1000 GRW ETF (IWF) — Int/Div

ISHARES RUSSELL 1000 VALUE ETF (IWD) — Int/Div

ISHARES RUSSELL 2000 GRWTH ETF (IWO) — Int/Div

ISHARES RUSSELL 2000) VALUE ETF (IWN) — Int/Div

ISHARES RUSSELL MIDCAP G ETF (IWF) — Int/Div

ISHARES RUSSELL MIDCAP V ETF (IWS) — Int/Div

ISHARES 1-3 YEAR TREASURY BOND ETF (SHY) — Int/Div — Buy

ISHARES CORE US AGGREGATE BOND ETF (AGG) — Int/Div — Buy

ISHARES TIPS BOND ETF (TIP) — Int/Div — Buy

ISHARES SHORT TREASURY BOND ETF (SHV) — Int/Div — Buy

ISHARES MSCI JAPAN ETF (EW) — Int/Div — Buy

SPDR BLMBRG BRCLY INTL TRSRY BOND ETF (BWX) — Int/Div — Buy

SPDR BLMBRG BRCLY HIGH YIELD BOND ETF (JNK) — Int/Div — Buy

ISHARES N AMER NAT RES ETF (IGE) — Int/Div — Sold

GOLDMAN SACHS ABSLT RET TRCK (GIRTX) — Int/Div — Sold

GUGGENHEIM MNGD FUTRS STRAT P (RYMFX) — Int/Div — Sold

JOHN HANCOCK SEAPORT 1 (JSFDX) — Int/Div — Sold

ISHARES TR MSCI EAFE (EFG) — Int/Div — Buy

MERRILL LYNCH TRUST ACCOUNT (Hy

BANK OF AMERICA NA — Interest

WESTIOWN TWP PA GENL OBLIG — Interest

SAN FRAN CA CY-CO PUWTR REV SER A — Interest — Buy

ROCK CNTY WIS GENL OBLIG ROCK HAVEN PROJ SERB — Interest

TOMBALL TEX CTFS OBLIG — Interest

CALIFORNIA ST PUB WKS BRD LEASE REV — Interest

CLOVIS CALIF WTR REV REF-1 — Interest

FREMONT CALIF CTFS PARTN REV — Interest

PLEASANT HILL CALIF REC & PK DIST GENL OBLIG-B — Interest

SALIDA CALIF AREA PUB FACS FIN G AGY CMNTY FACS DIST SPL TAX — Interest

ANTIOCH UNIFIED SCHOOL DIST GENL OBLIG SER-B — Interest

SACRAMENTO CALIF CITY UNI SCH DIST REF — Interest

ALVORD CALIF UNI SCH DIST SER-A — Interest

SAN JOSE CALIF ARPT REV REF-B — Interest

LINCOLN CALIF UNI SCH DIST SAN JOAQUIN SER-C — Interest

SACRAMENTO CALIF MUN UTIL DIST FING AUTH REV REF — Interest

LAYTONVILLE UNI SCH DIST CALI SER-A — Interest

MARYLAND ST HEALTH & HIGHER EDL FACS AUTH REVO — Interest

NORTHERN CALIFORNIA POWER AGENCY HYDROELEC PJ-1 REV REF-A — Interest

SANTA CLARA CALIF UNI SCH DIS om — Interest

SAN FRANCISCO CALIF CITY & CNT om — Interest

MORGAN STANLEY 2 PERSONAL ACCOUNT (HY

MORGAN STANLEY BANK NA — Interest

ABBOTT LABORATORIES (ABT) — Int/Div

ABBVIE INC COM (ABBV) — Int/Div

FRONTIER COMMUNICATIONS CORP (FTR) — Int/Div

AMERICAN AMCAP A (AMCPX) — Int/Div — Buy

AMERICAN EUROPACIFIC GRW A (AEPGX) — Int/Div — Buy

AMERICAN INV CO OF AMER A (AIVSX) — Int/Div

AMERICAN MUTUAL A (AMRMX) — Int/Div — Buy

AMERICAN NEW WORLD A (NEWFX) — Int/Div — Buy

AMERICAN SMALLCAP WORLD A (SMCWX) — Int/Div — Buy

TEMPLETON FOREIGN FUND € {TEFTX) — Int/Div

MORGAN STANLEY 2 TRADITIONAL IRA (H)

MORGAN STANLEY BANK NA — Interest

AMERICAN AMCAP A (AMCPX) — Int/Div

AMERICAN EUROPACIFIC GRW F1 (AEGFX) — Int/Div

DEUTSCHE GLB INFRASTRUCTURE C (TOLCX) — Int/Div

DEUTSCHE UNCONSTRAINED INC A (KSTAX) — Int/Div

TEMPLETON FOREIGN FUND € {TEFTX) — Int/Div

VOYA GBL VALUE ADVANTAGE C INAWCX) — Int/Div

MORGAN STANLEY 2 TRADITIONAL IRA 2H)

MORGAN STANLEY BANK NA — Interest

DEUTSCHE X-TRACKERS MSCI EAF (DBEF) — Int/Div

ISHARES CORE MSCI EAFE ETF (IEFA) — Int/Div

ISHARES CORE MSCI EMERGING (TEMG) — Int/Div

ISHARES IBOXX $ H/Y COR BD ETF (HYG) — Int/Div

ISHARES RUSSELL 1000 GRW ETF (IWF) — Int/Div

ISHARES RUSSELL 1000 VALUE ETF {IWD) — Int/Div

ISHARES RUSSELL 2000 GRWTH ETr (IWO) — Int/Div

ISHARES RUSSELL 2000 VALUE ETF (TWN) — Int/Div

ISHARES RUSSELL MIDCAP G ETF (IW — Int/Div

ISHARES RUSSELL MIDCAP V ETF (IWS) — Int/Div

ISHARES TIPS BOND ETF (TIP) — Int/Div

PIMCO ENHANCED SHRT MTRT EXC (MINT) — Int/Div — Buy

VANGUARD SHORT TERM BND (BSV) — Int/Div

VANGUARD TOTAL BOND MARKET (BND) — Int/Div

WISDOMTREE TRUST JAPN HEDGE EQ (DX — Int/Div — Buy

VANGUARD TOTAL INTL BOND ETF (BNDX) — Int/Div — Sold

MORGAN STANLEY 2 TRUST ACCOUNT (H)

MORGAN STANLEY BANK NA — Interest

ABBOTT LABORATORIES (ABT) — Int/Div

ABBVIE INC COM (ABBV) — Int/Div

AVERY DENNISON CORPORATION (AVY) — Int/Div

BERKSHIRE HATHAWAY CL-B NEW (BRK'B)» — Int/Div

BOEING CO (BA) — Int/Div

CHEVRON CORP (CVX) — Int/Div

COCA COLA CO (KO) — Int/Div

EDISON INTERNATIONAL (EIX) — Int/Div

FRONTIER COMMUNICATIONS CORP {(FTR) — Int/Div

MICROSOFT CORP (MSFT) — Int/Div

NEXTERA ENERGY INC COM (NEE) — Int/Div

PRUDENTIAL PLC ADR (PLUK) — Int/Div

TELEFONICA SA ADR (TEF) — Int/Div

WALT DISNEY CO HLDG CO (DIS) — Int/Div

WEC ENERGY GROUP INC COM (WEC) — Int/Div

SPDR S&P 500 ETF TRUST (SPY) — Int/Div

SPECIAL OPPORTUNITIES FD INC (SPE) — Int/Div

WISDOM TREE TOT DIV (DTD) — Int/Div

AMERICAN AMCAP A (AMCPX) — Int/Div

AMERICAN CAP WRLD GR & INC A (CWGIX) — Int/Div

AMERICAN EUROPACIFIC GRW A (AFPGX) — Int/Div

AMERICAN INV CO OF AMER A (AIVSX) — Int/Div

FIDELITY ADV STK SELECT MDCP ( (FMCEX) — Int/Div

FRANKLIN CA INSURED TX FR A (FRCIX) — Int/Div

LORD ABBETT MID CAP STOCK € (LMCCX) — Int/Div

OPPENHEIMER DEVELOPING MKTS A {ODMAX) — Int/Div

OPPENHEIMER MAIN ST SELECT A {OMSOX) — Int/Div

OPPENHEIMER MID CAP VALUE A (QVSCX) — Int/Div

STAPLES INC (SPLS) — Int/Div — Sold

SACRAMENTO CA CITY FING AUTH IMPT REVI! CTR OTHER PIS — Interest — Sold

MORGAN STANLEY 2 TRUST ACCOUNT 2H)

MORGAN STANLEY BANK NA — Interest

ALERIAN MLP ETF (AMLP) — Int/Div — Buy

ISHARES MSC1 EAFE SM CAP ETF (SCZ) — Int/Div

SPDR S&P S00 ETF TRUST (SPY) — Int/Div

VANGUARD EXTENDED MKT ETF (VXF) — Int/Div

VANGUARD FTSE DEVELOPED MKTS EIVEA) — Int/Div

VANGUARD FTSE EMERGING MARKETS (VWO) — Int/Div

VANGUARD MID-CAP ETF INDEX (VO) — Int/Div

AMERICAN TAX-EXEMPT BD FD F2 (TEAFX) — Int/Div

PRINCIPAL PREFERRED SEC INST {PPSIX) — Int/Div

CENTER COAST MLP FOCUS (CCONX) — Int/Div — Sold

MORGAN STANLEY 3 PERSONAL ACCOUNT (Hy

CASH — Interest

MORGAN STANLEY BANK. NA — Interest

ABBOTT LABORATORIES (ABT) — Int/Div

ABBVIE INC COM (ABBV) — Int/Div

ALCATEL-LUCENT ADS (ALL) — Int/Div — Sold

ALCOA INC (AA) — Int/Div

ARCONIC INC (ARNO) — Int/Div — Buy

AT&T INC(T) — Int/Div

BANK OF NEW YORK MELLON CORP (BK) — Int/Div

BERKSHIRE HATHAWAY CL-B NEW (BRKB) — Int/Div — Buy

CISCO SYS INC (CSCO) — Int/Div

COMCAST CORP (NEW) CLASS A (CMCSA) — Int/Div

CONOCOPHILLIPS (COP) — Int/Div

EXXON MOBIL CORP (XOM) — Int/Div

HONEYWELL INTERNATIONAL INC (HON) — Int/Div

INTEL CORP (INTC) — Int/Div

LIFE STORAGE INC (LSD — Int/Div — Buy

NCR CORPORATION (NCR) — Int/Div

PHILLIPS 66 COM (PSX) — Int/Div

SCHLUMBERGER LTD (SLB) — Int/Div

SOVRAN SELF STORAGE INC (SSS) — Int/Div — Sold

SUNLIFE FINL SVCS CDA INC (SLF) — Int/Div

TECO ENERGY (TE) — Int/Div — Sold

TERADATA CORP (TDC) — Int/Div

TEXAS INSTRUMENTS (TXN) — Int/Div

TRANSOCEAN LTD (RIG) — Int/Div

TWENTY-FIRST CENTURY FOX CL A (FOXA) — Int/Div

VERIZON COMMUNICATIONS (VZ) — Int/Div

VODAFONE GROUP PLC (VOD) — Int/Div

WALGREENS BOOTS ALLIANCE INC (WBA) — Int/Div

WALT DISNEY CO HLDG CO (DIS) — Int/Div

WILLIAMS CO INC (WMB) — Int/Div

WPX ENERGY INC (WPX) — Int/Div

AMERICAN BALANCED A (ABALX) — Int/Div — Buy

AMERICAN CAP WORLD GR & INC A (CWGIX) — Int/Div — Buy

AMERICAN NEW PERSPECTIVE A (ANWPX) — Int/Div — Buy

AMERICAN NEW WORLD A (NEWFX) — Int/Div — Buy

AMERICAN SMALL CAP WORLD A (SMCWX) — Int/Div — Buy

INVESCO VAN KAMPEN CALIF VALUE vCcv) — Int/Div

INVESCO BAL RISK COMM STRAT A {BRCAX) — Int/Div

INVESCO GLOBAL CORE EQUITY A (AWSAX) — Int/Div

MSIF GROWTH A (MSEGX) — Int/Div

MSIF TR MID CAP GROWTH A IMACGX) — Int/Div

MORGAN STANLEY 3 TRADITIONAL IRA (H)

MORGAN STANLEY BANK NA — Interest

WALT DISNEY CO HLDG CO (DIS) — Int/Div

ISHARES MSC EAFE ETF (EFA) — Int/Div

DAVIS NEW YORK VENTURE C INYVCX) — Int/Div

MS U.S. GOVERNMENT SEC TR USGDX) — Int/Div — Sold (part)

MSIF GROWTH L (MSHLX) — Int/Div — Buy

WILMINGTON TRUST (Hh

AMGEN INC COM — Int/Div — Sold

ANALOG DEVICES INC — Int/Div — Sold

APPLE INC — Int/Div

CAMBIAN INTERNATIONAL EQUITY FUND — Int/Div — Buy

BIOGEN. INC — Int/Div — Sold

CISCO SYSTEMS INC — Int/Div — Sold

CITIGROUP INC — Int/Div — Sold

DELTA AIR LINES INC — Int/Div — Sold

WALT DISNEY CO — Int/Div — Sold

EXXON MOBIL CORP — Int/Div — Sold

FEDEX CORP COM — Int/Div — Sold

GILEAD SCIENCES INC COM — Int/Div — Sold

ISHARES CORE S&P MID-CAP ETF — Int/Div

ISHARES GLOBAL ENERGY ETF — Int/Div — Sold

ISHARES MSC EAFE SMALL-CAP ETF — Int/Div — Sold

ISHARES RUSSELL 2000 VALUE ETF — Int/Div

ISHARES RUSSELL 2000 ETF — Int/Div — Buy

ISHARES S&P S00 GROWTH ETF — Int/Div

JPMORGAN CHASE & CO — Int/Div — Sold

JPMORGAN US SMALL COMP-INST — Int/Div — Buy

pak) — Sold

MERCK & COMPANY INC — Int/Div — Sold

ORACLE CORPORATION COM — Int/Div

REAL ESTATE SELECT SECTOR SPDR FUND — Int/Div — Buy

PNC FINANCIAL SERVICES GROUP INC — Int/Div — Sold

REGENERON PHARMACEUTICALS INC — Int/Div — Sold

SPDR DJ INTL REAL ESTATE — Int/Div — Buy

SPDR DJ INTL REAL ESTATE — Sold

STARBUCKS CORP COM — Int/Div

UNITED TECHNOLOGIES CORP COM — Int/Div — Sold

VANGUARD 500 INDEX FUND CLASS ADMIRAL — Int/Div — Buy

VANGUARD CONSUMER DISCRETIONARY ETF — Int/Div — Buy

VANGUARD CONSUMER STAPLES ETF — Int/Div — Buy

VANGUARD EMERGING MARKETS STOCK INDEX FUND — Int/Div — Buy

VANGUARD ENERGY ETF — Int/Div — Buy

VANGUARD FINANCIALS ETF — Int/Div — Sold (part)

VANGUARD FINANCIALS INDEX-ADM — Int/Div — Buy

VANGUARD FINANCIALS INDEX-ADM — Sold

VANGUARD HEALTH CARE ETF — Int/Div — Buy

VANGUARD HEALTH CARE ETF — Sold

VANGUARD INDUSTRIALS ETF — Int/Div — Buy

VANGUARD INFORMATION TECHNOLOGY ETF — Int/Div — Buy

VANGUARD MATERIALS ETF — Int/Div — Buy

VANGUARD TELECOMMUNICATION SERVICES ETF — Int/Div — Buy

VANGUARD UTILITIES ETF — Int/Div — Buy

WCM FOCUSED INTL — Int/Div — Buy

WCM FOCUSED INTL — Sold

WELLS FARGO & CO — Int/Div — Sold

WILMINGTON LARGE-CAP STRATEGY FUND UNSTITUTIONAL SHARES — Int/Div — Sold

NUVEEN HIGH YIELD MUNI CL-I — Int/Div — Buy

NUVEEN HIGH YIELD MUNI CL-I — Sold

NUVEEN HIGH YIELD MUNI CL-I — Buy

VANGUARD SHORT-TERM TAX- EXEMPT FUND CLASS ADMIRAL — Int/Div — Buy

RITS — Buy (add'l)

VANGUARD CA INT-TERM TE CL — Int/Div — Buy

VANGUARD CA INT-TERM TE CL — Sold

RIDGEWORTH SEIX FLOATING RATE HIGH INCOME FUND — Int/Div — Sold

TROWE PRICE TAX-FREE SHORTINTERMEDIATE FUND — Int/Div — Sold

WILMIGTON MUNICIPAL BOND FUND INSTITUTIONAL SHARES — Int/Div — Sold

UPPER SANTA CLARA VY CALIFORNIA POWER REVENUE — Int/Div

SONOMA CNTY CALIFORNIA INR CLG DIST HIGHER EDUCATION — Int/Div

WASHINGTON STATE ECON DEV REVENLE BONDS — Int/Div

LEWISTON MAINE GENERAL OBLIGATION — Int/Div

CHELMSFORD MASSACHUSETTS GENERAL OBLIGATION — Int/Div

SAN FRANCISCO CITY & CNTY CALIFORNIA GENERAL OBLIGATION — Int/Div

NEWBURYPORT MASSACHUSETTS GENERAL OBLIGATION — Int/Div

OKLAHOMA STATE CAPITAL IMPT AUTHS GENERAL OBLIGATION — Int/Div

SAN ANTONIO TEXAS ELEC & GAS UTILITIES REVENUE — Int/Div

SAN FRANCISCO CALIFORNIA CITY & OUNTY REVENLE BONDS — Int/Div

NORTH LAKE TAHOE CALIFORNIA REVENUE BOND — Int/Div

EAST BAY CALIFORNIA UTILITY WATER REVENUE — Int/Div

ISHARES COHEN & STEERS REIT ETF — Int/Div

ISHARES TIPS BOND ETF — Int/Div — Buy

ABSOLUTE STRATEGIES FUND INSTITUTIONAL CLASS — Int/Div — Sold (part)

ABSOLUTE STRATEGIES FUND INSTITUTIONAL CLASS — Sold

GATEWAY FUNDCLASS Y — Int/Div — Buy (add'l)

GATEWAY FUNDCLASS Y — Sold (part)

WILMINGTON TRUST BANK DEPOSIT SWEEP — Int/Div

ISHARES MSC EAFE GROWTH ETF — Int/Div — Buy

CREDIT SUISSE COMDTY RTN — Int/Div — Buy

CREDIT SUISSE COMDTY RTN — Sold

VANGUARD DEV MARKET INDX-ADM — Int/Div — Buy

VANGUARD DEV MARKET INDX-ADM — Sold

BANK OF AMERICA, NA. WEATH MGMT BOFA INTEREST CHECKING — Interest

BANK OF AMERICA. N.A. CORE CHECKING — Interest — Buy

BANK OF AMERICA SAVINGS ACCOUNT — Interest — Buy

UNION BANK PRIVATE ADVANTAGE — Interest

UNION BANK HIGH RATE MONEYMARKET — Interest

WELLS FARGO HIGH YIELD SAVINGS — Interest

WELLS FARGO PMA PRIME CHECKING ACCOUNT — Interest

CHASE PRIVATE CLIENT — Interest

CITIBANK PRIVATE CLIENT CITIBANK SAVINGS PLUS — Int/Div

CITIBANK PRIVATE CLIENT INTEREST CHECKING — Interest

CITIBANK PRIVATE BANK 6 MONTH ch — Interest

CITIBANK PRIVATE CLIENT CITIBANK SAVINGS PLUS — Interest

EDISON INTERNATIONAL — Int/Div

WISCONSIN ENERGY CORPORATION — Int/Div

NEXTERA ENERGY. INC — Int/Div

FIDELITY INVESTMENTS (H)

FIDELITY INVESTMENTS — Int/Div

FIDELITY INT'L VALUE — Int/Div

FIDELITY INTL SMALL CAP OPP FUND — Int/Div

FIDELITY EQUITY DIVIDEND INCOME FUND — Int/Div

FIDELITY PURITAN — Int/Div

OPPENHEIMER & CO INC (H)

OPPENHEIMER & CO INC ADVANTAGE BANK DEPOSITS — Interest

AMERICAN ELEC PWR INC — Int/Div

FIRST INDUSTRIAL REALTY TRUST REIT — Int/Div

MEDICAL PPTYS TRUST INC REIT — Int/Div

SOUTHERN CO — Int/Div

MERRILL LYNCHCAPTR IN — Int/Div

OPPENHEIMER GLOBAL STRATEGIK INCOME FD CLA — Int/Div

PUTNAM HIGH YIELD TRUST SBI CLA — Int/Div

ALLIANZGI EQUITY & CONV INCOME — Int/Div

BARINGS CORPORATE INVS CLOSED END — Int/Div — Buy

CBRE CLARION GLOBAL REAL ESTAT — Int/Div

GLADSTONE CAPITAL CORP — Int/Div

GLADSTONE INVT CORP — Int/Div

PROSPECT CAPITAL COPORATION — Int/Div

VOYA ASIA PAC DIVID EQUITY IN — Int/Div

VOYA GLBL EQTY DIV & PREM OPP — Int/Div

JPMORGAN CHASE & CO COM — Int/Div — Sold

BABSON CAP CORPORATE INVS — Int/Div — Sold

ASSOCIATED BANK NA. INDIVIDUAL HSA W — Interest

JOHN HANCOCK - TERM POLICY — None

NORTHWESTERN MUTUAL WHOLE LIFE INSURANCE — Int/Div

NORTHWESTERN MUTUAL WHOLE LIFE INSURANCE 2 — Int/Div

NORTHWESTERN MUTUAL WHOLE LIFE INSURANCE} — Int/Div

NORTHWESTERN MUTUAL WHOLE LIFE INSURANCE 4 — Int/Div

NORTHWESTERN MUTUAL WHOLE LIFE INSURANCE § — Int/Div

AR

* FRARFATE RR ARAL NLAALs RINE VFEVIYELR BR RAFLN AAA AE BARNA EL RRL Te (Hoe TY 4 Ye)

All assets in Morgan Stanley 1 Traditional IRA 1 (H) were moved into Merrill Lynch Traditional IRA 1 (H). Thus, Morgan Stanley Bank N.A became Bank of

America NA No assets within the account were bought and sold.

All assets in Morgan Stanley | Traditional IRA 2 (H) were moved into Merrill Lynch Tradiional IRA 2 (H). Thus, Morgan Stanley Bank NA became Bank of

America NA

All assets in Morgan Stanley 1 Trust (H) were moved into Merrill Lynch Trust | (H). Thus, Morgan Stanley Bank N.A became Bunk of America NA

MORGAN STANLEY 2 PERSONAL ACCOUNT (H) - MS AAA CALIF TAX FR TRUST WAS RENAMED TO MORGAN STANLEY BANK, N.A,

MORGAN STANLEY 3 PERSONAL ACCOUNT (H) - MS AAA CALIF TAX FR TRUST WAS RENAMED TO MORGAN STANLEY BANK, NA.