Nancy H. Lord

Neuberger Berman Large Cap Value Investor f/k/a Partners Fd — Int/Div

Neuberger Berman Focus Fund Investor Class — Int/Div

MetLife, Inc common stock (MetLife Policy Holder Trust) — Int/Div

MetLife "Whole Life" Policy — Int/Div

Prudential (Herzfeld & Rubin, P.C. Empl 401K Plan) — Int/Div

LP. Morgan Chase IRA (CD) — None

New York State Assistant Attomey General / Section Head (Retired 2728/12), New York State Office of the Attomey General

Vice President and Board Member (Resigned prior to 2/29/12), States” Association of Bankruptcy Attorneys

Co-Trustee of Life Insurance Trust (Resigned prior to 2/29/12), (Non-Family Member Life Insurance Trust)

Agreement — 12728012 — Pension - New York State Employees’ Retirement System - Monthly Pension Check (no control)

Liability — Key Bank — Unsecured Preferred Credit Line Account

Liability — MetLife — Loan against Own "Whole Lite" Life Insurance Proceeds

Reimbursement — National Association of Attorneys General

Income — 11112:212 — Salary from State of New York, Office of the Attorney General for compensation as a New York State Assistant Attomey General — $35,783.33

Income — 2012 — Income Derived from Pension From NYS Retirement System (NYS & Local Employees Retirement System) — $17,445.39

Income — Rental mcome derived from leasing farm acreage (farm is not held for investment purposes) S600 per year, — SH 00

Part VIL. Investments and Trusts

Re « Prudential / Herzfeld & Rubin, P.C. Employees’ 401{k) Plan, Nothing is being contributed by Herzfeld & Rubin, P.C. or has been contributed by Herzfeld

& Rubin, P.C. (a former employer) since 1 left the firm's employ in 1999, This is not a self-directed account. The names of the funds that are currently

contained within my 401(k) account are: the "American Funds Cap Ine BLD R3"; the "Invesco Van Kampen Comstock R™; "MFS International Value R3" and

"Oppenheimer Intl. Growth Fund A"

Part VIL Investments and Trusts

Item 4 - A dividend is earned each year on the anniversary of this whole-life policy which automatically results in the acquisition of additional insurance coverage.

Since the anniversary date is in June cach year, I have included the dividend amount for 2012, (the dividend amount would fall within category "B" but the amount

of additional insurance that the dividend purchased falls within category "D", so I used category ("D"). For "gross value" at end of the reporting period, 1 have

provided the cash surrender value information which falls within category "L".

Part 1. Positions

Re - Life Insurance Trust. 1 was a co-trustee for a friend's life insurance trust. The sole asset in the trust was her life insurance policy. She is alive and the sole

beneficiary is her daughter. | resigned the position prior to taking the bench.