Larry A Kudrle

Franklin Income Fund Class A — Int/Div — Sold

UBS Global Allocation Fund Mutual Fund — Int/Div — Sold

Hartford Capital Appreciation Fund Mutual Fund — Int/Div — Sold

Columbia High Yield Fund Mutual Fund — Int/Div

Drefus Mid Cap Index Fund Mutual Fund — Int/Div

Schwab - Cash — Int/Div

MFS Bond Fund Mutual Fund — Int/Div

UBS Pace Large Co. Growth Fund — Int/Div — Sold

UBS Pace Int. Emerging Mkts Mutual Fund — Int/Div — Sold

UBS Pace Large Co. Value Mutual Fund — Int/Div — Sold

UBS Pace Intl. Equity Int. Mutual Fund — Int/Div — Sold

UBS Pace Small Growth Mutual Fund — Int/Div — Sold

UBS pace Small Value Eq. Mutual Fund — Int/Div — Sold

UBS Pace Global Fixed Int. Mutual Fund — Int/Div — Sold

UBS Pace Intermediated Fixed Mutual Fund — Int/Div — Sold

UBS Pace Strategic Fixed Inc. Mutual Fund — Int/Div — Sold

UBS Pace Alternative Stock Mutual Fund — Int/Div — Sold

Wells Fargo Money Market — Interest

Community Bank - cash (previously Citizens Bank) — Interest

Chase Bank - Cash — Interest

Franklin High Income Fund - FVHIX — Interest — Buy

First Eagle Funds Global Fund SGIIX — Interest — Buy

Hartford Mutual Funds Capital Appreciation Fund ITHIX — Interest — Buy

Mamning & Napier Pro Blend EXHAX — Interest — Buy

Muamning & Napier Pro Blend MNBAX — Interest — Buy

Oppenheimer Developing Mkts ODVYX — Interest — Buy

PIMCO FDS PAC INVT PTTRX — Interest — Buy

Templeton Funds Income GLB TGBAX — Interest — Buy

Wells Fargo Funds Emergmg Growth Fund WFGDX — Interest — Buy

First Eagle Funds SGIIX — Interest — Buy

IVY FDS INC INOIX — Interest — Buy

Looms Svles Funds 11 LSWWX — Interest — Buy

Manning Napier Fund MNBAX — Interest — Buy

Trust #1: (Header)

Hartord Capital Appreciation Mutual Fund — Int/Div — Sold

Pimco Low Duration Fund Mutual Fund — Interest — Sold

UBS Global Allocation Fund Mutual Fund — Int/Div — Sold

UBS Money Market - cash — Int/Div — Sold

UBS US Bond Fund Class A — Interest — Sold

UBS High Yield CLA — Interest — Sold

Franklin High Income Fund Class A FVHIX — Interest — Buy

First Eagle Funds Inc. Global Fund Class SGIIX — Interest — Buy

Munning & Napier Fund EXDAX — Interest — Buy

Muamning & Napier Fund EXBAX — Interest — Buy

PIMCO Funds PAC PTLDX — Interest — Buy

Templeton Funds TGBAX — Interest — Buy

Agreement — 2011 — New York Supreme Court, Appellate Division, Third Department (see #Viii)

Income — 2011 — New York Supreme Court, Appellate Division, Third Department — $150,502.00

nai

1am an independent contractor with the NYS Supreme Court, Appellate Division, Third Department to provide legal representation for children in Clinton County,

New York,

Out of that amount listed in Block 111, 1 pay office expenses. entered into a renewal of that contract effective July 20, 2011. T will enter another renewal on April

1,2012.

1& Vil

As to Trust #1, 1 am the trustee of a trust established by a former client who died in the year 2000. Currently | take no commissions as trustee.

The assets are cash and mutual funds listed in Part VII,