Thomas D. Schroeder

Wells Fargo Accounts (Wachovia) — Interest

US Treasury Series EE Bonds — None

First Tennessee Accounts — Interest

Valic Fixed Income Plus Annuity — Int/Div

Brokerage #1 (H)

iShares Russell 1000 ETF — Int/Div

PowerShares FTSE RAFI US 1000 — Int/Div

iShares MSCI EAFE ETF — Int/Div

Vanguard FTSE Developed Markets ETF — Int/Div

Vanguard FTSE Emerging Markets ETF — Int/Div

PIMCO Low Duration Fund Inst] — Int/Div

Vanguard Ltd-Term Tax Exempt Adm — Int/Div

Eaton Vance Floating Rate Inst — Int/Div — Sold (part)

Fidelity Cash Money Market Fund — Int./y

Brokerage £2 (H)

iShares Russell 1000 ETF — Int/Div

PowerShares FTSE RAFI US 1000 — Int/Div

iShares MSC EAFE ETF — Int/Div

Vanguard FTSE Developed Markets ETF — Int/Div

Vanguard FTSE Emerging Markets ETF — Int/Div

PIMCO All Asset All Authority Inst — Int/Div

AQR Managed Futures Strategy C1 — None

AQR Style Premia Alternative C1 1 — Int/Div

PIMCO RAE Worldwide Fndmntl Advt PLUS Inst! — None — Sold

PIMCO Unconstrained Bond Inst] — Int/Div — Buy

RiverNorth/DoubleLine Strategic Income — Int/Div

Vanguard Short-Term Investment-Grade Adm — Int/Div

Eaton Vance Floating Rate Inst — Int/Div

Fidelity Cash Money Market Fund — Int/Div

Brokerage #3 (H)

AQR Managed Futures Strategy C1 — None

Eaton Vance Floating Rate Inst — Int/Div

Fidelity Cash Money Market Fund — None

IRA Z(H)

iShares Russell 1000 ETF — Int/Div

PowerShares FTSE RAFI US 1000 — Int/Div

iShares MSC! EAFE ETF — Int/Div

iShares MSCI Emerging Markets ETF — Int/Div

PIMCO All Asset All Authority Inst — Int/Div

Eaton Vance Floating Rate Inst] — Int/Div — Sold

Eaton Vance Floating Rate Inst] — Buy

Fidelity Treasury Daily Money Market Fund — None

IRA £2 (H)

PIMCO All Asset All Authority Instl — Int/Div

Eaton Vance Floating Rate Ady — Int/Div — Sold (part)

Eaton Vance Floating Rate Ady — Sold

Eaton Vance Floating Rate Inst — Int/Div — Buy

Fidelity Treasury Daily Money Market Fund (X) — Int/Div

IRA #3 (H)

PowerShares FTSE RAFI US 1000 — Int/Div

iShares MSC EAFE ETF — Int/Div

iShares MSCI Emerging Markets EFT — Int/Div

PIMCO All Asset All Authority Instl — Int/Div

AQR Managed Futures Strategy C1 1 — None

AQR Style Premia Alternative C1 — Int/Div

PIMCO RAE Worldwide Fndmntl Advt PLUS Inst! — None — Sold

PIMCO Unconstrained Bond Inst! — Int/Div — Buy

Eaton Vance Emerging Markets Local Income C11 — Int/Div

RiverNorth/DoubleLine Strategic Income — Int/Div

PIMCO Low Duration Fund Inst — Int/Div

Eaton Vance Floating Rate Inst — Int/Div — Sold

Eaton Vance Floating Rate Inst — Buy

Fidelity Treasury Daily Money Market Fund (X) — Int/Div

Mass Mutual Whole Life Insurance — Int/Div

Mass Mutual Whole Life Insurance — Int/Div

Loyal Amencan Insurance/Great Amencan Life Insurance Company — Int/Div

Vanguard 529 -Vanguard Interest Accumulation Portfolio — Interest

Vanguard 529 -Vanguard Interest Accumulation Portfolio — Interest

NC College Foundation 529 Dependable Income Fund — Interest

Duke Univ. Faculty & Staff Retirement Plan 1X)

Vanguard Target Retirement 2025 Fund (x) — Int/Div — Sold

Vanguard Institutional Target Retirement Fund 2025 — istmbution — Buy

IRA (dependent) (X)

Principal Lifetime 2050 Fund — Int/Div

Board Member, Notre Dame Law Association

Board Member & President, Chief Justice Joseph Branch Inn of Court

Senior Lecturer, Duke University Law School

Agreement — 20:7 — Duke Univensty School of Law: $3,5(X) compensation as Senior Lecturer (Spring 2017), plus reasonable reimbursement for related travel and meals

Agreement — 2007 — Bell Meadowmont, apartment lease (dependent was signator)

Agreement — 2007 — Apartment lease (dependent was responsible)

Liability — University of North Carolina/Chapel Hill — Tuition 2017

Liability — Bell Meadowmont — Lease 2017 (dependent was signator)

Liability — Jan Smith — Apartment lease (dependent was responsible)

Reimbursement — VERDANT i ART EG Oe Rae a class was scheduled in evenings

Income — 27 — Duke Umiversity School of Law, teaching — $3,500.00

Part VII, Line 59: The Loyal American Life Insurance Company policy appears to be affiliated with and/or administered by The Great American Life Insurance

Company.

Part VII: BB&T account listed in previous reports has been closed.

Part VII: Winston-Salem Foundation Donor Advised Fund was exhausted and is no longer reportable.

Part VII: Lines 70-72: The Duke University Faculty & Staff Retirement Plan was either created in 2017 or inadvertently omitted from previous report(s) because

not previously discovered.

PartVIE: Lines 73-74: The IRA (dependent) was created for a dependent in 2014 and was inadvertently omited from previous reports because not previously

discovered.