Andrew Patrick Gordon

Trust #1

Wells Fargo Advisors LLC (Cash Accounts) — Interest

Wells Fargo (Cash Accounts) — Interest

Charles Schwab (Cash Accounts) — Interest

Microsoft Comp. stock — Int/Div

Walt Disney stock — Int/Div

Franklin Templeton Age-Based 529 - Age 17-18 — None

iShares MSCI ETF EAFE Minimum Volatility — Int/Div — Buy (add'l)

Pimco Exhchange Traded Fund Intermediate Municipal Bond Exchange — Int/Div — Buy (add'l)

Vanguard Short Term Tax Exempt Fund Investor SHR — Int/Div

Aflac Inc — Int/Div — Sold

Apple — None — Sold (part)

Celgene Corp — None — Buy (add'l)

Cognizant Tech Solutions Class A — None

CVS Health Corp — Int/Div

EGShares Emerging Markets Consu ETF — Int/Div — Buy (add'l)

EGShares Emerging Markets Consu ETF — Sold (part)

Google Ine — None

Guggenheim Bulletshares 2020 Corp Bond FTF — Int/Div — Buy (add'l)

Guggenheim S&P S00 Equalwei Tech ETF — Int/Div — Sold (part)

Guggenheim S&P 500 Equalwe: Con E11 — Int/Div

Guggenheim S&P 500 Equalwei Eng ETF — Int/Div — Sold (part)

Guggenheim S&P 500 Equalwei Fin ETF — Int/Div — Sold (part)

Guggenheim S&P 500 Equalwei HC ETF — Int/Div — Buy (add'l)

Guggenheim S&P 500 Equalwei ETF — Int/Div — Sold (part)

Shares MSC Mexico Capped ETF — Int/Div — Buy (add'l)

Shares MSC Mexico Capped ETF — Sold (part)

IShares MSC Philippines ETF — Int/Div — Sold

IShares National AMT Freemuni ETF — Interest — Buy (add'l)

Lam Research Corp — None — Sold

Oracle Corp. — Int/Div — Sold

Pnceline Group — None — Sold (part)

Qualcom Inc — Int/Div

Starbucks Corp — Int/Div — Buy (add'l)

Starbucks Corp — Buy (add'l)

Starbucks Corp — Buy (add'l)

United Healthgroup Inc — Int/Div — Sold (part)

United Healthgroup Inc — Sold (part)

Valero Energy Corp — Int/Div — Sold (part)

First Trust North American Energy ETF — Int/Div — Buy (add'l)

IShares Res Real Estate — Int/Div — Sold (part)

IShares Res Real Estate — Sold

Dicks Sporting Goods — Int/Div — Sold

Gilead Sciences Ing — Int/Div — Buy (add'l)

Gilead Sciences Ing — Buy (add'l)

JPMorgan Chase & Co — Int/Div — Sold

Skyworks Solutions — Int/Div — Sold (part)

Skyworks Solutions — Sold (part)

Shares ETF Ibonds Sep 2020 AMT — Int/Div — Buy (add'l)

S10. — Buy (add'l)

Select Sector Industrial SPDR ETF — Int/Div — Sold (part)

SPDR S&P Bank ETF — Int/Div — Sold (part)

Technology Select Sector — Int/Div — Buy (add'l)

Egshares ETF India Infastructure — Int/Div — Sold (part)

Schlumberger LTD — Int/Div — Buy (add'l)

Schlumberger LTD — Buy (add'l)

Western Digital Corp. — Int/Div — Sold (part)

Western Digital Corp. — Sold (part)

Western Digital Corp. — Sold

Advisershares Ranger EQY — None — Buy (add'l)

Advisershares Ranger EQY — Buy (add'l)

Advisershares Ranger EQY — Buy (add'l)

Advisershares Ranger EQY — Buy (add'l)

Advisershares Ranger EQY — Sold (part)

Columbia India Consumer ETF — Int/Div — Sold (part)

First Trust Preferred ETF IV — Int/Div

First Trust UK Alphadex ETF — Int/Div — Buy (add'l)

First Trust UK Alphadex ETF — Sold (part)

iShares MSCI Cap Invest Ireland — Int/Div

iShares MSC Germany ETF — None — Sold

iShares MSC Poland ETF — Int/Div — Sold (part)

iShares MSC Sweden ETF — Int/Div

iShares IBD DC 2022 Term MNBD ETF — Int/Div — Buy (add'l)

iShares IBD DC 2022 Term MNBD ETF — Buy (add'l)

Powershares Variable Rate PRF ETF IV — Int/Div

Select STR Financial SPDR ETF — Int/Div — Sold (part)

Select STR Financial SPDR ETF — Buy (add'l)

Vanguard Consumer Staples ETF — Int/Div

Vanguard Shrt Inf Prot SEC Index ETF — Int/Div — Buy (add'l)

Guggenheim Bullet 2022 — Int/Div — Buy (add'l)

Pimco 1-5 Year US Tips Index ETF — Int/Div — Buy (add'l)

iShares 1Bonds Dec. 2019 Term CRP E11 — Int/Div — Sold

iShares 1Bonds Dec. 2021 Term CRP Ev — Int/Div

iShares 1Bonds Dec. 2023 Term CRP ETF — Int/Div — Buy (add'l)

iShares 1Bonds Dec. 2024 Term ETF — Int/Div — Buy

ETFs Gold Trust ETF — None — Buy

Guggenheim S&P 500 Equal Weight Cons FTF — None — Buy

Digital Realty Trust — Int/Div — Buy

IShares MSCI EAFE Small Cap — Int/Div — Buy

Powershares FTSE Intl LWBT ETF — Int/Div — Buy

Vanguard Healtcare ETF — Int/Div — Buy

Vanguard Healtcare ETF — Buy

Vanguard Healtcare ETF — Buy

ETFs Silver Trust ETF — None — Buy

Essex Property Trust REIT — Int/Div — Buy

Ventas Inc — Int/Div — Buy

Income — 2017 — National Institute for Trial Advocacy - teaching — S1.800.00

1) Part VII, Imes | and 2 re Trust #1: 1 and my brother are co-trustees of a trust that has been segregated into four cash accounts, one for each of me and three of

my siblings. The aggregate amount of those combined cash accounts is reflected in Column C(1). However, most of those funds ire not in my separate account,

which would be a Category L.

2) Part VII, line 7: I discovered that the name of this asset shown in the description is incorrect (should be "Age 17-18" instead of "Age 13-16"). Therefore, I have

changed the name of it for this year’s disclosure.

3)Part VII, Tine 69 re iShares MSCI Cap Invest, In last year's report 1 did not include the correct name for this asset because I omitted the word “Ireland” at the end

of the description. 1 added that word this year,