John M. Rogers

TIAA retirement account- Traditional Guaranteed — Interest

CREF retirement account-CREF Stock R3 — None

CREF retirement account-CREF Stock R2 — None

CREF retirement account-CREF Equity Index R2 — None

US Savings Bonds Series EE — Interest

Broker cash Acct-Morgan Stanley bk dep- USAA Treas MKt/ as of 9-20-16 — Interest

USAA Subscriber's Savings Account — istrnibution

Central Bank Checking Account — Interest

Neuberger Berman Genesis Fd NBGIX — Int/Div — Sold

Blackrock Eq Div Fd cl A MADVX — Int/Div — Sold

Touchstone Sands Cap Sel CFSIX — Int/Div — Sold

Lazard Emerging Mkts Port Fd LZEMX — Int/Div — Sold

TCW Sm Cap Growth Fd ¢l N TGSCX — Int/Div — Sold

Cohen & Steers Realty Shs, Fd. CSRSX — Int/Div — Sold

Lazard Intl Strat Eq LISIX — Int/Div — Sold

Invesco Prem US Govt ILGXX — Int/Div — Sold

Prudential Jennison Mid Cap PEGZX — Int/Div — Sold

PIMCO Sh Term PTSPX — Int/Div — Sold

Blackrock Hi YId BHYAX/BHYIX — Int/Div — Sold

Invesco Am Value MSAIX — Int/Div — Sold

USAA Precious Metals Fund (USAGX) — Int/Div

USAA World Growth Fund (USAWX) — Int/Div

USAA Intemational Fund (USIFX) — None — Sold

USAA Soi & Tec Fund (USSCX) — None

USAA Growth & Inc Fund USGRX — Int/Div

LUSAA Inc Stock Fund USISX — None — Sold

USAA Value Fund UVALX — Int/Div

Vanguard Trgt Retire 2050 Fnd Inv (Birtley 401k plan) — Int/Div — Sold

Eaton Vance Tax MGD Div Equ FD {EXG) — Int/Div — Sold

First Trst Hlth Care Alpha ETF (FXH) — Int/Div — Sold

First Trust Amex Biotech (FBT) — Int/Div — Sold

First Trust Consmr Staples ETF (FXG) — Int/Div — Sold

First Trust Consumer Discret (FXD) — Int/Div — Sold

First Trust DJ Internet IDX (FDN) — Int/Div — Sold

First Trust DW Focus S INTL (IFV) — Int/Div — Sold

Lazard Intl Strat EQ Pry Inst (LISIX) — Int/Div — Sold

Mainstay Cushing MLP Premier (CSHZX) — Int/Div — Sold

Chase Checking Account — None

USAA Fed. Savings Bank — None

ISHARES CORE US Aggr. (AGG) — Int/Div — Buy

ISHARES CORE US Aggr. (AGG) — Sold

ISHARES IBOXX (LQD) — Int/Div — Buy

ISHARES IBOXX (LQD) — Sold

First Trust UTLS (FXU) Alphadex ETF — Int/Div — Buy

First Trust UTLS (FXU) Alphadex ETF — Sold

Victory Income Low Duration Bond A (RLDAX) — Int/Div — Buy

Victory Income Low Duration Bond A (RLDAX) — Sold

AQR Style Prema Alt. 1 (QSPIX) — Int/Div — Buy

AQR Style Prema Alt. 1 (QSPIX) — Sold

LOCORR Mkt. Trend 1 (LOTIX) — Int/Div — Buy

LOCORR Mkt. Trend 1 (LOTIX) — Sold

First Trust Engy Alphadex ETF (FXN) — Int/Div — Buy

First Trust Engy Alphadex ETF (FXN) — Sold

Franklin Utilities Advisor (FRUAX) — Int/Div — Buy

Franklin Utilities Advisor (FRUAX) — Sold

Vova Global Real Est. — Int/Div — Buy

Vova Global Real Est. — Sold

Vanguard Total Stk. Mkt. IDX INV — Int/Div — Buy

Vanguard Total Stk. Mkt. IDX INV — Sold

USAA Intl. Fund Retail (USIFX) — Int/Div — Buy

USAA Tax Exempt Intermed Term Retail (USATX) — Int/Div — Buy

USAA Growth & Income Fund Retail (USGRX) — Int/Div — Buy

USAA Growth & Income Fund Retail (USGRX) — Buy (add'l)

USAA Value Fund Retail (UVALX) — Int/Div — Buy

USAA Growth Fund (IRA) — None — Buy

USAA Income Fund Retail (IRA) — None — Buy

USAA Income Stock Fund Retail (IRA) — None — Buy

USAA Intl. Fund Retail (IRA) — Int/Div — Buy

K. Anderson promissory note — Interest

Professor Emeritus, University of Kentucky College of Law, Lexington KY

Reimbursement — American Law Institute — September 15-16, 2016 — Philadelphia, PA — Restatement Advisor Group — Meals, lodging, transportation

Reimbursement — Yale Law School Federalist Society — October 24-26, 2016 — New Haven, CT — Presentation — Meals, lodging, transportation

Income — 2016 — Wolters Kluwer Publishing, Book Royalties — $673.00

Spouse's income — 2016 — University of Kentucky

Spouse's income — 2016 — Chinese Cultural & Education Center of Lexington

Spouse's income — 2016 — Belcan Services Group

Part VII, lines 2-4: In response to the Committee's request last year, | understand that you are asking for income generated by the assets, and | understand the

difference between market fluctuations and income. However, the statements do not provide the level of detail required. Rather than guess, | have listed "none."