Michael E. Ridgway

Northwestern Mutual Life Ins. - Adjustable Comp, Life — Int/Div

Northwestern Mutual Life Ins Extraordmary Life — Int/Div

Northwestern Mutual IRA (H)

Select Bond (Mason Street Advisors) — Distribution

Equity Income (Mason Street Advisors/T Rowe Price) (X) — Distribution

Focused Appreciation (Mason Street Advisors/Loomis Savles) (X) — Distribution

Wells Fargo Bank, NA. - Checking Account — None

Brokerage # (Merrill Lynch) (H)

FIA Card Services, N.A. (Bank of Amenca) — Interest

Keeley Small Cap Value Fund CL A (KSCVXO(Y)

Oppenheimer Developimg Markets FD CLY(ODVYX) — Int/Div

Putnam Investors FD CL Y (PNVYX) — Int/Div — Sold (part)

Thomburg LTD Term Inc. FD CL (THIIX) — Int/Div

Neuberger Berman Equity, Inc. Fund INBHIX) — Int/Div

Hennessy Focus Fund (HFCIX) — Distribution — Sold (part)

First Eagle Global Fund, Class (SGIIX) — Int/Div — Sold (part)

Goldman Sachs Rising (GSRLX) — Int/Div

Invesco European Small (ESMYX) — Int/Div

Brokerage # 2 (IRA) (Merrill Lynch) (H)

FIA Card Services NA, RASP (Bank of America) — Interest

Fidelity ADV DIV INTL 1 (FDVIX) — Int/Div

John Hancock Classic Value Fund CL WUCVIXIY)

Principal Preferred Securites Fund CL P (PPSPX) — Int/Div — with line 24)

Principal Preferred Securities Fund (PPSIXH(X) — Int/Div — Sold (part)

Principal Global Diversified, Inc. Fund (PGDPX) — Int/Div — with Ime 26)

Principal Global Diversified Income Fund (PGDIX) (X) — Int/Div

RS Global Natural Resources Fund CL Y (RSNY XY)

SunAmerica Senior Floating Rate Fund CL A SASFXO (YY)

Thormburg LTD Term Inc. FD CL (THIIX) — Int/Div

Eaton Vance Atlanta Capital - SMID {EISMX) — Distribution — Sold (part)

Nuveen Preferred Securities (NPSRX) — Int/Div

Oppenheimer Developing Markets FD CL Y (ODVYX) — Int/Div

Oppenheimer Rising Dividends (OYRDX)(Y)

Scout Mid Cap Fund CL Retail (UMBMX)H(Y)

Putnam Equity Spectrum Fund CL Y (PYSYX)

Goldman Sachs Strategic Income Fund CL HIGSZIX) (YY)

Cohen & Steers Real Estate Securities FDHLICSDIX) — Int/Div

Goldman Sachs Rising (GSRLX) — Int/Div

Invesco European Small (ESMYX) — Int/Div

SPDR US Fmancial Sector ETF (XLF) — Int/Div

Sector SPDR Industrial (XL1) — Int/Div

Materials Select Sector SPDR Fund (XLB) — Int/Div

Select Sector SPDR TR (XLK) — Int/Div

Sector SPDR Energy (XLE) (X) — Int/Div — Buy

Brokerage # 3 (ROTH IRA) (Merrill Lynch) (Hy

FIA Card Services NA, RASP (Bank of America) — Interest

Putnam FD for Growth & Income FD CL Y(PGIYX) — Int/Div — with line 48)

Putnam Equity Income Y (PEIYX) (X) — Int/Div — Sold (part)

Putnam Multi Cap. Growth Fund CL Y (PNOYX) — Int/Div — Sold (part)

Delaware Value Fund INSTL CL (DDVIX) — Int/Div

Oppenheimer Developimg Markets FD CL Y (ODVYX) — Int/Div

Carillon Scout Mid Cap Fund CL Retail (UMBMX) — Int/Div

Neuberger Berman Emerg Markets Equity Fund Inst INEMIX)(X) — Int/Div — Buy

TT Rowe Price QM US Small Cap Growth Equity FD (PRDSX) (X) — Buy

Income — 27 — University of St. Thomas Law School, Adjunct Professor, Bankruptcy — S3.000.00

Part VII. Lines 5 & 6: these assets are part of the Northwestem IRA, but each asset individually did not reach the reporting threshold in 2016,

Part VIL Lines 10,22, 27, 28, 33, 34, & 36: these assets were all sold in 2016.

Part VIL Lines 23 & 24 merged in 2017; the merged fund is now listed as "PPSIX."

Part VIL Lines 25 & 26 merged in 2017: the merged fund is now listed as "PGDIX."

Part VIT Lines 47 & 48 were merged in 2017; the merged fund is now listed as "PEIYX."

Part VIL. Lines 44, 53, & 54 arc all assets that were first acquired in 2017.