Marilyn D Go

CMA at Citibank, N.A — Interest

Tesoro Petroleum (common stock) — Int/Div

Brokerage Account 21 (IRA - stock)

Bristol Myers Squibb Co. (common shares in IRA) — Int/Div

ChevronTexaco Corp. (common stock in IRA) — Int/Div

Exxon Mobil Corp. {common stock in IRA) — Int/Div

A Frontier Communications Corp. (common stock) — Int/Div

Hawaiian Electric Industries Inc. (common stock in IRA) — Int/Div

Hewlett Packard Corp. {common stock in IRA) — Int/Div

Microsoft (common stock m IRA) — Int/Div

Raytheon (common stock in IRA) — Int/Div

Verizon Communications (common stock m IRA) — Int/Div

Citibank NA Bank Deposit Prog (for uninvested funds in IRA) — Interest

Brokerage Account #2

AT&T (common stock m IRA) — Int/Div

Bristol Myers Squibb Co. (common stock in IRA) — Int/Div

Chevron Corp. (common stock in IRA) — Int/Div

Exxon Mobil Corp. (common stock in IRA) — Int/Div

Frontier Communications Corp. (common stock) — None

Glaxosmithkline PLC ADR (common stock in IRA) — Int/Div

Hawaiian Electric Indusctries, Inc. (common stock in IRA) — Int/Div

Intel (common stock in IRA) — Int/Div

Merck & Co. Inc. New (common stock in IRA) — Int/Div — Buy

Pfizer Inc. (common stock in IRA) — Int/Div

Verizon Communications (common stock in IRA) — Int/Div

Wells Fargo & Co. New (common stock in IRA) — Int/Div

Citibank NA Bank Deposit Prog (for uninvested funds in IRA) — Interest

Brokerage Account #3 (KEOGH)

AT&T (common stock m KEOGH) — Int/Div

American Electric Power Co., Inc. {common stock in KEOGH) — Int/Div

Bristol Myers Squibb Co. (common shares in KEOGH) — Int/Div

Canadian Natural Resources Lid. (common stock in KEOGH) — Int/Div

Chevron (common stock in KEOGH) — Int/Div

Chubb Corp. (common stock 1mm KEOGH) — Int/Div

Citigroup Inc. (common stock in KEOGH) — Int/Div

Conoco Phillips (common stock in KEOGH) — Int/Div

Duke Energy Corp. (common shares in KEOGH) — Int/Div

Enterprise Products Prinrs LP — Int/Div

Exxon Mobil Corp. {common stock in KEOGH) — Int/Div

Frontier Communications Corp. (common stock) — hy

HCP Inc. (New) (stock in KEOGH) — Int/Div

Hawaiian Electric Indus. Inc. (stock in KEOGH) — Int/Div

Health Care REIT (stock in KEOGH) — Int/Div

Hess Corporation (stock m KEOGH) — Int/Div — Buy

Hexcel Corp. New (common stock in KEOGH) — None

J.P. Morgan Chase & Co. (common stock in KEOGH) — Int/Div

Johnson & Johnson (stock in KEOGH) — Int/Div — Buy (add'l)

Kinder Morgan Energy Pturs LP (KMB) — Distribution

McDonalds Corp. (stock in KEOGH) — Int/Div

Merck & Co Inc NEW stock (formerly Schering-Plough) — Int/Div

Nextera Energy (common stock in KEOGH) — Int/Div

Oracle {common stock in KEOGH) — Int/Div

Pfizer Inc. (common stock in KEOGH) — Int/Div

PPG Industries Inc. (common stock in KEOGH) — Int/Div

Royal Dutch PTLM (NY registrty shares in KEOGH) — Int/Div

Schlumberger Ltd. (stock in KEOGH) — Int/Div

Spectra Energy Corp. (stock in KEOGH) — None — Sold

Total S.A. Spons ADR (ADR in KEOGH) — Int/Div

Transocean Lid (RIG) — Int/Div — Buy

Verizon Commumcations (common stock m KEOGH) — Int/Div

Viropharma Inc. (common stock mn KEOGH) — None

Wells Fargo & Co. New (common stock in KEOGH) — Int/Div

PDR Servs. LLC: SPDR Dow Jones Indl Avg ETF (equity portfol) — Int/Div

Barclays Glob Fd Advises: Shares TR Dow Jones Sel Div Ind — Int/Div

Barclays Global Fd Advisrs: I1SharesRussell 2000 Index Fd — hy

PDR Services LLC: SPDR S&P ETF Trust (equity portfolio) — Int/Div

Citibank NA Bank Deposit Prog (for uninvested funds in KEOGH) — Int/Div — note 1. Pr. VII

Morgan Stanley Bank Deposit Prog (for uninvested fds in KEOGH) — Int/Div — 1, Pe. VII

Eaton Vance: EUnits 2 Yr US Equity Mkt — None

Allianz Global Investors: NFJ Div. Int. & Prem. Strat, Fd — Int/Div

Nanox Imaging Ltd — None — note 2, Pr. VII

end of Account #3

NY 529 College Savings Prog., Moderate Age-Bsd Opt. Income — Int/Div — note 3, Pr. VII

Softbank Technology Ventures, L.P (limited ptership int.) — None

rental income from unit in Kings County, New York — Rent

Brokerage Account #4 (IRA mutual funds)

American Funds: American Fds Growth Fund of America (IRA) — Int/Div

Blackrock Inc.: Blackrock Equity Dividend Fund — Int/Div

Columbia Management Funds: Columbia Acorn Fund Class A (IRA) — Int/Div

Federated Funds: Federated Kaufman Fund Class A (IRA) — Int/Div

First Eagle Funds: First Eagle Global Fund Class A (IRA) — Int/Div

Loomis Sayles Funds: Loomis Sayles Bd Fd Class Retail (IRA) — Int/Div

MFS: MFS Bond Fund A (IRA) — Int/Div

MFS: MFS Research Fund Class A (IRA) — Int/Div

Parnassus Investments: Parnasus Equity Income Fund — Int/Div

Pimco Funds: Pimco Real Return Fund Class A (IRA) — Int/Div — Sold (part) — also on 7/724

Royce Special Equity Fund (IRA) — Int/Div

Victory Capital Management Inc.: Victory Estab. Value Fund — Int/Div

Virtus Funds: Virtus Multi-sector Short Term Bond Fun (IRA) — Int/Div — Sold (part)

end of Account £4

Inform Technoligies LLC {/k/a Goode Partners (Y)

Account #5

American Funds : AMCAP FUND CLASS 529C (college trust fund) — Int/Div

American Funds : American Mutual Fund Class 529C — Int/Div

American Funds: Amer Cap Wrld Grwth & Ine (collge trust fd) — Int/Div

American Funds : Euro PacGrowth Fund of America Class 529C — Int/Div

American Funds: Washington Mut Investrs Fd (college tr fd) — Int/Div

American Funds: The Income Fd of Amer {college tr fd) — Int/Div

American Funds: The Bond Fund of Amer (college tr fd) — Int/Div

American Fds: Grwth Fd of Amer cl 529c¢ {collge trust fd) — Int/Div

Account 26

American Funds : AMCAP FUND CLASS 529C (college trust fund) — Int/Div

American Funds : American Mutual Fund Class $29C — Int/Div

American Funds: Amer Cap Wrld Grwth & Ine (college trust fd) — Int/Div

American Funds : EuroPac Growth Fund of America Class 529C — Int/Div

American Funds: Washington Mut Investrs Fd (college 1r fd) — Int/Div

American Funds: The Income Fd of Amer {college tr fd) — Int/Div

American Funds: The Bond Fund of Amer (college tr fd) — Int/Div

American Fds: Grwth Fd of Amer cl 529c¢ {collge trust fd) — Int/Div

Account £7

American Century Inv. : Centuury Heritage Funds — Int/Div

American Funds: Growth Fund of America Class F — Int/Div

Columbia Management Funds: Columbia Val & Restruct'g Fund Z — Int/Div — Sold

Columbia Management Funds: Columbia Marsico Gr Fd Cls A — Int/Div — Sold

Dreyfus: Dreyfus Small Company Value Fund — Int/Div

First Eagle: FE Overseas Funds — Int/Div

Franklin Templeton Investments: FT Mut Glob Discv Fd C1 A — Int/Div

GAMCO Investors: Gabelli Equity Inv Fund C1 A — Int/Div

MFS: MFS Value Fund Class A — None

Oppenheimer Funds: Oppenheimer Dey Mrktis FACIL A — Int/Div

Royce: Royee Special Equity Fund — Int/Div

Virtus Funds: Virtus Mid-Cap Val Fund CI A — Int/Div

WellsFargo: WF Ad vantage Growth Fund — Int/Div

John Hancock: John Hancock NY Tux Exmpt Fd CIA — None

JP MorganStrategic Inc. Fund — Int/Div

Loomis Sayles Strategic Income Fund Class A — Int/Div

Lord Abbett Total Return Fund Class A — Int/Div

Pimco Funds: Pimco Real Return Fd C1 A — None — Sold (part)

Jefferies Asset Mgt: Jefferies Commodity Strat. Alloc, Fund — None — Sold — note 4, Pr. VII

Pimco Funds: Pimco Commodity Real Ret Strat Fd C1 A — None

BlackRock Funds: Blackrock Glob Alloctn Fdinc A — Int/Div

Yacktman Asset Mgt: Yacktman Fund Service — Int/Div — Buy

UBS Bank USA Deposit Acct (for uninvested funds) — Int/Div

end of account

Chase Bank accounts — Interest

Great-West Retirement Srvs: First GWL&A Guar. Portfolio Fd — Int/Div — Buy — note 5, Pr VII

PowerMat Ltd — None

Enhanced Surface Dynamics Inc — None — note 6, Pr. VII

Spouse's income — 2013 — Self-employed lawyer (partner in law practice)

1. Part VIL, lines 67 Uninvested funds in the KEOGH account are placed by the brokerage, at its discretion, in accounts at Morgan Stanley Bank or Citibank,

NA. In the prior report year, funds were held in the Citibank NA Bank Deposit Program and Citi US Treas Res Class N.

2

2

Part VII, line 71. Nanox Imaging Led. interests were acquired in a private placement and are held in three separate brokerage accounts, two of which are for

separate trusts. The amount reported is for the combined value of the investments based on the amount of the investment.

3. Part VII, line 73: NY's 529 College Savings Program, Moderate Age-Based Option: Income Portfolio (two trust accounts, no control). This program is

sponsored by New York State. The website for the program indicates that there is a management agreement with The Vanguard Group but Vanguard is not listed

on statements from the program.

4. Part VIL line 129: The fund name in Jeffries Asset Management was changed to ALPS/Core Commodity Management. CoreCommodity Management LLC is

a wholly owned subsidiary of Jefferies Group Inc., which also owns Jefferies Asset Management.

5. Part VIL line 136 Great-West Retirement Services. A second deposit was made on 12/04/13. The total amount of the deposits is reported on line 138.

6. Part VIL line 138. Interests in Enhanced Surface Dynamics Inc. are held in three separate brokerage accounts, two of which are for separate trusts. The

amount reported is for the combined value of the investments.