Haywood Stirling Gilliam jr

Tier REIT {formerly Behringer Harvard REITH — Int/Div

Security Benefit Life Total Value Annuity — Interest

Covington & Burling Capital Account (Y)

Covington & Burling Defined Benefit Plan wy

IRA ¥ — Int/Div

Ace Limited Stock (X) — Buy

Automatic Data Processing Stock — Buy (add'l)

Bank of the Ozarks Stock — Buy (add'l)

Bank of the Ozarks Stock — Sold (part)

Canadian National Railway Stock — Buy (add'l)

Cardmal Health Stock — Buy (add'l)

Cardmal Health Stock — Buy (add'l)

Church & Dwight Stock — Buy (add'l)

Church & Dwight Stock — Buy (add'l)

CVS Stock (X) — Sold

Ecolab Stock

BEOG Resources Stock — Buy (add'l)

Energy Transfer Partners LP — Sold (part)

Energy Transfer Partners LP — Buy (add'l)

Enterprise Products Partners LP — Buy (add'l)

Fuctset Research Systems Stock

Grainger Stock — Sold

Harris Corporation Stock — Buy (add'l)

HCC Holdings Stock — Buy (add'l)

HCC Holdings Stock — Sold

Hormel Foods Stock — Buy (add'l)

IBM Stock — Sold

Lowes Stock — Sold

Magellan Midstream Partners LP Stock

Nestle Stock (X) — Buy

Nestle Stock (X) — Buy (add'l)

Nestle Stock (X) — Buy (add'l)

Novo Nordisk Stock (X) — Buy (add'l)

Nike Stock — Buy (add'l)

Nike Stock — Buy (add'l)

Nike Stock — Sold

ONEOK Partners LP Stock — Sold

Parker Hannifin Corporation Stock — Buy (add'l)

Parker Hannifin Corporation Stock — Buy (add'l)

Parker Hannifin Corporation Stock — Buy (add'l)

Pepsico Stock — Sold

Perigo Stock — Buy (add'l)

Perigo Stock — Sold

Plains All American Pipeline LP Stock — Buy (add'l)

Plains All American Pipeline LP Stock — Buy (add'l)

Polaris Industries Stock — Buy (add'l)

Praxair Stock — Sold

Qualcomm Stock (X) — Buy (add'l)

Roche Holdings Stock — Buy (add'l)

S10. — Buy (add'l)

Roper Industries Stock — Buy (add'l)

Sherwin Williams Stock

Suncor Energy Stock (X,Y) — Sold

Sunoco Logistics Partners Stock

T. Rowe Price Group Stock — Buy (add'l)

T. Rowe Price Group Stock — Buy (add'l)

T. Rowe Price Group Stock — Buy (add'l)

T. Rowe Price Group Stock — Buy (add'l)

Tiffany & Company Stock — Buy (add'l)

Tiffany & Company Stock — Buy (add'l)

Tiffany & Company Stock — Sold

TJX Stock — Buy (add'l)

TJX Stock — Buy (add'l)

United Technologies Corporation Stock — Sold

Valspar Corporation Stock — Buy (add'l)

Valspar Corporation Stock — Buy (add'l)

VF Corporation Stock — Buy (add'l)

VF Corporation Stock — Buy (add'l)

VF Corporation Stock — Buy (add'l)

IRA #2 — Interest

IRA#3 — Int/Div

BlackRock Capital Investment Bonds (X) — Buy

M/I Homes Bonds (X) — Buy

Redwood Trust Convertible Notes (X) — Buy

Broadsoft Bonds (X) — Buy

Chart Industries Bonds (X) — Buy

Blackstone Mortgage Trust Bonds (X) — Buy

Ares Capital Corporation Bonds (X) — Buy

KB Home Bonds (X) — Buy

KB Home Bonds (X) — Buy (add'l)

Apollo Commercial Real Estate Bonds (X) — Buy

Ryland Group Bonds (X) — Buy

Renewable Energy Group Bonds (X) — Buy

Renewable Energy Group Bonds (X) — Sold (part)

ANI Pharmaceuticals Bonds (X) — Buy

ANI Pharmaceuticals Bonds (X) — Buy (add'l)

Resource Capital Corp. Bonds (X) — Buy

Forestar Group Bonds (X) — Buy

Forestar Group Bonds (X) — Buy (add'l)

Forestar Group Bonds (X) — Sold (part)

Prospect Capital Corp. Bonds (X) — Buy

Echo Global Logistics Bonds (X) — Buy

Echo Global Logistics Bonds (X) — Buy (add'l)

PennyMac Bonds (X) — Buy

Encore Capital Group Bonds (X) — Buy

Portfolio Recovery Associates Bonds (X) — Buy

Sandisk Corporation Bonds (X) — Buy

TTM Technologies Bonds (X) — Buy

Colony Capital Bonds (X) — Buy

Emergent Biosolutions Bonds (X) — Buy

UBS AG Callable Exchangeable Securities 90270kaw9 (X) — Buy

Barclays Bank PLC Synthetic Convertible Notes 06741 jv30(X) — Buy

Barclays Bank PLC Synthetic Convertible Notes 06741 v89 (X) — Buy

Barclays Bank PLC Synthetic Convertible Notes 06741 859 (X) — Buy

Barclays Bank PLC Synthetic Convertible Notes 06741 859 (X) — Sold

Societe Generale Medium Term Notes (X) — Buy

Atlas Air Bonds (X) — Buy

Seacor Holdings Bonds (X) — Buy

i2 Global Bonds (X) — Buy

Helix Energy Solutions Group Bonds (X) — Buy

Helix Energy Solutions Group Bonds (X) — Buy (add'l)

Finisar Corp. Bonds (X) — Buy

IRA #4

AQR Managed Futures Strategy Fund (X) — Buy

Alger Capital Appreciation Institutional Fund Class 1(X) — Buy

Alliance Bernstein High Income Fund Advisor Class — Sold

American Century Value Vund Investor Class — Sold

BlackRock Multi-Asset Income Fund — Sold

Calamos Global Convertible Fund Class (xX) — Buy

Calamos Convertible Fund Class A (X) — Buy

Calamos Convertible Fund Class A (X) — Sold

Calamos Market Neutral Income Fund Class A — Sold

Deutsche X-Trackers MSCI EAFE Equity ETF (X)

Federated Strategic Value Dividend Fund (XxX) — Buy

Goldman Sachs Rising Dividend Growth Fund Institutional — Sold (part)

Goldman Sachs Rising Dividend Growth Fund Institutional — Sold

Goldman Sachs Strategic Income Fund Class — Sold

Ivy Intemational Core Equity Fund Class A (xX) — Buy

John Hancock Bond Fund Class 1 (X) — Buy

John Hancock Bond Fund Class 1 (X) — Sold

John Hancock Disciplined Value Fund Class A (X) — Buy

John Hancock Global Absolute Return Strategies Class A (X) — Buy

John Hancock Global Absolute Return Strategies Class A (X) — Sold

Oakmark Global Fund — Sold

Oppenheimer Discovery Fund Class Y — Sold

Oppenheimer Senior Floating Rate Fund Class Y (X) — Buy

Oppenheimer SteelPath MLP Alpha Class YX)

iShares TR TIPS BD ETF (X)

iShares TR iBoxx USD Investment Grade Corporate Bond ETF (X)

iShares TR Barclays 7-10 Year Treasury Bond ETF (X) — Buy

iShares TR Barclays 1-3 Year Treasury Bond ETF (X) — Buy

iShares TR International Treasury Bond ETF (X) — Buy

iShares Global Tech ETF (X) — Buy

iShares Global Tech ETF (X) — Sold

iShares TR MSCI ACWI ETF (X)

iShares TR MBS ETF (X)

iShares TR 1-3 Year Credit Bond ETF (X) — Buy

iShares TR MSCI EAFE Minimum Volatility ETF (X) — Buy

iShares Morningstar Small Cap Value ETF (XXY)

Lord Abbett Bond Debenture Fund Class F — Sold

Lord Abbett Short Duration Income Fund Class F — Sold

Matthews Asia Dividend Fund Investor Class — Sold

Neuberger Berman Long Short Fund Institutional Class (X) — Buy

Neuberger Berman Long Short Fund Institutional Class (X) — Sold

PowerShares DWA Momentum Portfolio ETF (XX) — Buy

PowerShares DWA Developed Markets Momentum Portfolio (XKY)

PowerShares FTSE RAFI US 100 Porfolio Fund (X) — Buy

PowerShares FTSE RAFI US 100 Porfolio Fund (X) — Sold

PowerShares S&P 500 Low Volatility Portfolio ETF (X) — Buy

Putnam Equity Income Fund — Sold

SPDR S&P S00 ETF (X)

SPDR Health Care Select Sector ETF (X)

SPDR Energy Select Sector ETF (X)

SPDR Technology Select Sector ETF (X) — Buy

Templeton Global Bond Advantage Fund XxX) — Buy

Thomburg Limited Term Income Fund Class 1(X) — Sold

Vanguard Growth ETF (X) — Buy

Vanguard Growth ETF (X) — Sold

Vanguard Malvern Short-Term Inflation Protected Securities ETF (X) — Buy

Vanguard Malvern Short-Term Inflation Protected Securities ETF (X) — Sold (part)

Vanguard International Equity Index Pacific ETF (X) — Buy

Vanguard Intemational Equity Index Europe ETF (X) — Buy

Vanguard REIT E11 (X) — Buy

Vanguard Small-Cap ETF (X)

Vanguard Mega Cap ETF — Sold (part)

Vanguard Mega Cap ETF — Sold

Wells Fargo Advantage Premier Large Company Growth Fund — Sold

WisdomTree Europe Hedged Equity ETF (XNY)

WisdomTree Japan Hedged Equity ETF (X) — Buy

WisdomTree Japan Hedged Equity ETF (X) — Sold (part)

WisdomTree Large Cap Dividend ETF (X) — Buy

WisdomTree Large Cap Dividend ETF (X) — Sold

Brokerage Account #1

Gameo Global Gold, Natural Resources and Income Trust (X) — Int/Div

iShares S&P Global Energy Sector ETF (Y)

American Funds College 2018 Fund -- 529 — Int/Div

Schwab Managed Retirement Trust Income Fund (Y)

Citibank cash accounts — Interest

Chase cash accounts — Interest

Trust #1

Board Member, Wiley Manuel Law Foundation (resigned April 2016)

Board Member, Vincent Academy/Partners mn Oukland Education (resigned May 2015)

Board President, Norther District of California Practice Program

Board of Governors Member, Association of Business Tnal Lawyers Northem California Chapter

Reimbursement — Criminal Defense Lawyers — cL NST REAR YE Annual West Coast White Collar Conference

Income — 2015 — Deterred partnership compensation from Covington & Burling — S1K5.560.00

Spouse's income — 2015 — San Francisco Supenor Court salary

Part VII, page 4, line 3 - Covington & Burling capital account funds were returned to me after my resignation from the firm.

Part VII, page 4, line 4 - Covington & Burling Defined Benefit Plan funds were rolled over into IRA #3

Part VII, page 4, line 15 - CVS stock initially purchased in 2014 after submission of my nomination report,

Part VII, page 6, line 48 - Qualcomm stock initially purchased in 2014 after submission of my nomination report.

Part VII, page 7, line 53 - Suncor Energy stock initially purchased in 2014 after submission of my nomination report.

Part VII, page 8, line 70 - IRA #2 holdings transferred to new Roth IRA #4.

Part VII, page 9, line 101 - Exchangeable securities are linked to the performance of Google common stock.

Part VII, page 9, line 102 - Convertible notes are linked to the performance of International Paper Company common stock.

Part VII, page 10, line 103 - Convertible notes are linked to the performance of General Electric common stock.

Part VII, page 10, line 104 - Convertible notes ure linked to the performance of Freeport-McMoRan Copper & Gold Inc. common stock.

Part VII, page 14. line 184 - Gamco Global Gold, Natural Resources and Income Trust fund mitially purchased in 2014 after submission of my nomination report