Neil Vincent Wake

BROKERAGE ACCT #1

Wells Fargo accounts — Interest

Apache Peak Inv, LLC — None

Whetstone Dev. Co. (common stock) — None

Interstate Ventures V Ltd. Ptshp — None

IRAZI

BlackrockGlobal Allocation C — Int/Div

Morgan Stanely Liquid Assets Fund — Int/Div

UTMA Acct #3

Morgan Stanley Bk Deposit — Interest

SEl Tax-Free Fund (MM) (previously reported Sold, but only in party) — Int/Div

eesume — Int/Div — Buy (add'l)

SEI Real Estate Fd (previously reported sold, but only in part) — Int/Div

ceccsuame — Int/Div — Buy (add'l)

SEI Tax Managed Vol Fd (previously reported Sold, but only in part) — Int/Div

ceessame — Int/Div — Buy (add'l)

SEI Intermed Term Muni Fd (previously reported Sold, but only in par — Int/Div

eecsume — Int/Div — Buy (add'l)

SEI Short Duration Muni Fd (previously reported Sold, but only in pt — Int/Div

ceeesame — Int/Div — Buy (add'l)

SEl Tax Advantagedine Fd (previously reported Sold but only in part) — Int/Div

ceecsame — Int/Div — Buy (add'l)

Voya (formerlyl ING USA Annuity & Life Ins Co) (annuity) — None

Vova Retiremente Moderate A (X) — None

Amer. Inv. Life Ins. (AVIVA) Co. (annuity) (fixed) — None

BROKERAGE ACCT 24

SEI Intermed. Term Municipal Fd — Int/Div

LCisco Systems Inc (common) — Int/Div

SEI Short Duration Municipal Fd — Int/Div

STET Tax-Advantaged Income Fd # 19 — Int/Div

SEI Tax Managed Volume Fd — Int/Div

SEI RealEsate Fd — Int/Div

SEI Tax-Free Fd — Int/Div

Amencan Realty Cap (common stock) — Int/Div — Sold

Amer Realty Capital Trust IV REIT — Int/Div — Sold

New York Recovery REIT — Int/Div — Sold

Business Dev Corp of America — Int/Div

same — Int/Div — Buy (add'l)

Healthcare Trust of America (common stock) — Int/Div — Sold

Griffm-Amencna Healthcare REIT 11 — Distribution

Jackson Nat. Life Ins. Co. (annuity) — None

INL/S&P Managed Moderate Growth (X) — None — Sold (part)

INL/S&P Managed Moderate (X) — None — Buy (add'l)

Pinal County, AZ, land — None

Mohave County, AZ, land — None

Nationwide Life Ins. (whole life) — None

Section 529 Account

lvy Capital Apprec. E (420) — Int/Div

IRA #5.

Aviva Life and Annuity Co (annuity) (fixed) — None

Trust # 5 (beneficianes)

SEIl Prime Obligation Fund — Int/Div

SEI Large Cap Growth Fd (omitted by mistatke) — Int/Div

SEI Large Cap Value Fd (omitted by mistate) — Int/Div

SEl Small Cap Growth Fd (omitted by mistake) — Int/Div

SEI Small Cap Value Fd (omitted by mistake) — Int/Div

SEI Core Fixed Inc Fd (omitted by mistake) — Int/Div

SEI Intl Fixed Inc Fd (omitted by mistake) — Int/Div

SEI Int] Equity Fd (omitted by mistake) — Int/Div

Phoenix Companies Inc (commone stock) (omitted by mistake) — None

BROKERAGE ACCT #6

Invesco Growth & Inc A (formerly Van Kampen Grew & Inc A) — Int/Div

Ivy Large Cap Grw A Fd — Distribution — Sold

Ivy Large Cap Grw Fd — Distribution — Buy

Amer Balanced Fd — Int/Div — Sold

Amer Balanced Fd2 — Int/Div — Buy

Morgan Stanley Bk Dep — Interest

Callon Petroleum Co (common) — None

BROKERAGE ACCT #9

Morgan Stanley Bank — Interest

MFS Total Return A — Int/Div — Sold

MFS Total Return — Int/Div — Buy

Blackrock Equity Divident A — Int/Div — Sold

Bluckrock Equity Dividend — Int/Div — Buy

Eaton Vance Tax-Advantaged Bond Strategy — Distribution — Sold (part)

Fidelity Adv New Insights A — Int/Div — Sold

Fidelity Adv New Insights — Distribution — Buy

IRA#T — Int/Div

Morgan Stanley Bank — Interest

lnvesco Premier PTF Inst] (MM) — Int/Div

Am Growth Fd of Amer F1 — Int/Div — Sold

Am Growth Fd of Amer F2 — Int/Div — Buy

Gabelli EQ Inc AAA — Int/Div — Sold

Gabelli EQ Inc — Int/Div — Buy

First Eagle Global A — Int/Div — Sold

First Eagle Global — Int/Div — Buy

Nuveen Santa Barbara Div Growth A — Int/Div — Sold

Nuveen Santa Barbara Div Growth — Int/Div — Buy

Essential Asset REIT — Int/Div — Buy

Office and Industrial REIT — Int/Div — Buy

Trustee, Law Offices of Neil Vincent Wake Money Purchase Plan (I am sole beneficiary)