Robert M. Levy

Mass Mutual Life Ins--MML Gr Allocn — Int/Div

Mass Mutual Life Ins — Int/Div

Mass Mutual Life Ins — Int/Div

Mass Mutual Life Ins — Int/Div

Mass Mutual Life Ins — Int/Div

Mass Mutual Life Ins — Int/Div

Mass Mutual Variable Life MMI Equity — Int/Div

Mass Mutual Life — Int/Div

Four Lee Limited Partnership — Int/Div

Deferred Compensation Plan — Int/Div

Copeland Stable Income Fd" * — Int/Div — Sold (part)

Copeland Stable Income Fd" * — Int/Div — Buy (add'l)

Fidelity OTC — Int/Div — Buy

Vanguard Wellington — Int/Div — Buy

TRowePr Retirement 2015 — Int/Div — Sold (part)

TRowePr Retirement 2015 — Int/Div — Sold

TRowePr Retirement 2020 — Int/Div — Buy

TRowePrRetirement 2025 — Int/Div — Buy

Vangrd Small Cap Indx Inst — Int/Div — Sold (part)

Vangrd Prm Cap Adm! — Int/Div — Buy

Vangrd Prm Cap Adm! — Int/Div — Sold

IRA: Stifel Nicolaus — Int/Div

Oppenheimer Dvip Mrkts FD CLA — Int/Div

Incapital Zack Sel EQ Incm 31332 Mo Ca — Int/Div — Buy

Invesco Unit 1320 — Int/Div — Buy

First Trust 3738 Dur Plus 62 — Int/Div — Buy

First Trust 3749 Dur Plus 63 — Int/Div

First Trust 4159 Sabrient Div Mo Ca — Int/Div — Buy (add'l)

First Trust 4159 Sabrient Div Mo Ca — Int/Div — Buy

First Trust Sub 10 Div 9 Mo Ca — Int/Div — Buy

First Eagle FD of America C1 A — Int/Div

IVA Fiducary Trust IVA Worldwide Fd Class A — Int/Div

Nuveen Investment Trust TradeWinds Val Opps FD CL A — Int/Div

Advisors Disciplined 852 Inflation Incm Strat SER 2012-1 — Int/Div — Sold

Advisors Disciplined TR Unit 734 Blue Chip Ser 2011-12 — Int/Div — Sold

Biovest — Int/Div

Ameriprise — Int/Div

Pimco Total Return — Int/Div — Sold (part)

MFS Value A — Int/Div — Sold

ONL Properties (REIT) — Distribution

Eaton Vance Strategic Income A — Int/Div

Janus Bal A — Int/Div

Mut Global Discovery — Int/Div

Fidelity Contrafund — Int/Div — Sold

Fidelity Adv Small Cap-A — Int/Div — Sold

Fid Adv Strat Income-A — Int/Div

Fid Adv New Insights — Int/Div

Thom Intl Val-A — Int/Div — Sold

1st Eagle Fund — Int/Div

Oppenheimer Developmg Mkis-A — Int/Div — Sold

Doubleline Tot Ret Bd-N Doubleline Fds — Int/Div

Perm Portfolio — Int/Div — Sold

American Century Diversified Bond — Int/Div — Sold

Managers Yacktman Service — Int/Div — Buy

Franklin Income CL A — Int/Div — Buy

Lord Abett Short Duration Income Cl A — Int/Div — Buy

Trans America Short Term Bond — Int/Div — Buy

Virtus Multi Sector Short Term Bond — Int/Div — Buy

Rental of Second Home, Suffolk County. NY — Rent

Adpunct Professor of Law, New York University School of Law

Adpnct Professor of Law, Brooklyn Law School

Lecturer in Law, Columbia Law School

Limited Partner, Fourlee Partmership

Agreement — ACLU Employee Retirement Plan

Liability — Chase — credit card

Income — 2013 — New York University School of Law — S14.000.00

Income — 2013 — Columbia Law School — ST.605.00

Income — 2013 — Brooklyn Law School — $5,350.00

In response to the Committee's inquiries,

1) re: part VIL, p. 6, line 43 "Mut Glob Discovery, this fund was purchased in 2010 and inadvertently omitted.

2) in part VIL, p. 5, line 19 of my (prior) 2012 report | inadvertentely reported & “partial sale” of Federated TT1 Ret Govt IS, but correctly reported no gross value

at the end of the 2012 reporting period. This should have been a total sale. There is no gross value in the current (2013) reporting period.