Stephen C. St. John

Wells Fargo Bank, N.A — Interest

BB&T Bank Trust Department IRA — Int/Div

Sterling Capital Money Market Account — Interest

Sterling Capital Intermediate Bond Fund — Int/Div — Sold

Sterling Capital Total Return Bond Fund — Int/Div — Buy (add'l)

Sterling Capital Total Return Bond Fund — Sold

PIMCO Foreign Bond Fund Class — Int/Div — Buy

Sterling Capital Mid Value Fund — Int/Div — Sold

Sterling Capital Equity Income Fund — Int/Div — Buy (add'l)

Sterling Capital Special Opportunities Fd. — Int/Div

CSX Corporation common stock — Int/Div

DWS Capital Growth Fund — Int/Div — Buy (add'l)

Eaton Vance Large Cap Value Fund — Int/Div — Sold

Federated MDT Small Cap Growth Fund — Int/Div

Forward Intemational Small Companies Institutional Fund — Int/Div — Sold

Goldman Sachs Growth Opportunity Fund — Int/Div

Harbor Intemational Fund — Int/Div — Buy (add'l)

Harbor Intemational Fund — Buy (add'l)

Harbor Intemational Fund — Buy (add'l)

Harding Loevner Intemational Equity Fund — Int/Div — Buy (add'l)

Harding Loevner Intemational Equity Fund — Buy (add'l)

Lazard Emerging Markets Portfolio Fund — Int/Div

Oppenheimer Developmg Markets Fund — Int/Div

Cohen & Steers Realty Shares Fund — Int/Div

Credit Suisse Commodity Return Strategy Fund — Int/Div — Sold

Virtus Quality Small Cap Fund — Int/Div

American Century Diversified Bond Fund — Int/Div — Sold

Doubleline Total Return Bond Fund — Int/Div — Sold (part)

Metropolitan West Total Return Bond Fund — Int/Div — Buy (add'l)

Sterling Capital Corporate Fund-1 (see attachment re: name change) — Int/Div — Buy (add'l)

Sterling Capital Corporate Fund-1 (see attachment re: name change) — Sold

Eaton Vance Atlanta Capital Focused Growth Fund-1 — Int/Div — Sold

Dodge & Cox Income Fund #147 — Int/Div — Buy

Federated Intermediate Corporate Bond Class IS Fund — Int/Div — Buy

Neuberger Berman Strategic Income Fund- — Int/Div — Buy

Artisan Mid Cap Value #1464 — Int/Div — Buy

Artisan Intemational Small Cap Fund #1465 — Int/Div — Buy

PIMCO Commodity Real Return Strategy Inst C1 Fund #45 — Int/Div — Buy

BB&T Bank — Interest

Wells Fargo Advisors CD — Interest

TD Ameritrade IRA — Int/Div

T. Rowe Price Personal Strategy Growth Mutual Fund — Int/Div

Money Market Account — Interest

Wells Fargo Advisors Brokerage Account — Int/Div

American Electric Power Inc. common stock — Int/Div

Wells Fargo Advisors Money Market Account — Interest

FirstEnergy Corporation common stock — Int/Div

Exxon Mobil Corporation common stock — Int/Div

Dominion Resources Incorporated common stock — Int/Div

Ameren Corporation common stock — Int/Div

CH Energy Group common stock — Int/Div — Sold

Entergy Corporation common stock — Int/Div

UIL Holdings Corporation common stock — Int/Div

Spectra Energy Corporation common stock — Int/Div

Exelon Corporation common stock — Int/Div

PEPCO Holdings Incorporated common stock — Int/Div

Scama Corporation common stock — Int/Div

Federated High Income Bond Fund — Int/Div

Duke Energy Corporation common stock — Int/Div

The Southern Company common stock — Int/Div

Massachusetts Mutual Life Insurance Co {Cash Value Policy) — Int/Div

BB&T Money Market Account — Interest

BB&T Bank Account — Interest

Bank of America Account — Interest — Closed

Planning Committee, Mid-Atlantic Bankruptcy Conference, Virginia Continuing Legal Education

Liability — American Express — Credit Card

Liability — Wells Furgo Bank NA — Credit Card

Liability — BB&1 Bank — Credit Line

Liability — Morgan Chase — Credit Card

Reimbursement — Richmond Bar Association — April 24,2013 — Richmond, Virginia — to appear in CLE seminar — travel

Reimbursement — Virginia Bar Association — May 10-11,2013 — Duck, North Carolina — to appear in CLE seminar — travel, lodging, and meals

Reimbursement — Northern Virgima Bankruptcy ) Bar Association — June 19-20, 2013 — Arlmgton, Virgima — to appear mn CLE semmar — travel, lodgmg, and meals

Reimbursement — Vigna Law Foundation — September 19-20, 2013 — Charlottesville, Virginia — to appear in CLE semmar — travel, lodging, and meals

Reimbursement — Richmond Bar Association — October 9, 2013 — Richmond, Virginia — wo appear nm CLE seminar — travel

Attachment:

Additional Information

Part VIL, Investments and Trusts:

Item 30: Item was previously listed as Sterling Capital Corporate Fund: Sterling Capital Corporate Fund changed its name to Sterling Capital Corporate Fund-1

effective January 31, 2013