James P. O'Hara

Valley View State Bank (savings & checking accounts) — Interest

Mariner Rollover IRA No. 1 (formerly Fidelity Rollover IRA No. 1)

Fidelity Cash Reserves — Interest

Vanguard Index Fds Reit ETF — Int/Div — Sold (part)

Vanguard Index Fds Reit ETF — Buy

Eagle Sm Cap Growth Fd C1 — None — Sold (part)

Eagle Sm Cap Growth Fd C1 — Sold

Harding Loevner Int'l Equity Port Inst] — Int/Div — Buy

Harding Loevner Int'l Equity Port Inst] — Buy

Metropolitan West Tot Return Bond Cl M — Int/Div — Sold (part)

Metropolitan West Tot Return Bond Cl M — Sold (part)

Oppenheimer Int'l Bond Class A — Int/Div — Sold (part)

Oppenheimer Int'l Bond Class A — Sold (part)

Convergence Core Plus Fund Institutional C1 {con't line 16) — Int/Div — Buy

f/k/a Mariner 30¢30 Fund Institutional C1 Shares) — Buy

Wasatch Emerging Mkt Sm Cap Fd — None — Buy

Palmer Square Absolute Return C1 — Int/Div

Nuance Concentrated Value Fd Inst] — Int/Div — Buy

Tortise MLP Pipeline Fd Inst’ — Int/Div

Cullen High Dividend Equity Class 1 — Int/Div — Sold

Dodge & Cox Income — Int/Div — Sold

Ishares Gold Trust — None — Sold (part)

Ishares Gold Trust — Sold

Pimco High Yield Inst] — Int/Div — Sold (part)

Pimco High Yield Inst] — Sold

Eaton Vance Floating Raste Advantage — Int/Div — Buy

Palmer Square Fountain Short Duration High Income — Int/Div — Buy

Palmer Square Fountain Short Duration High Income — Buy

Mamstay Marketfield Fund Class — Int/Div — Buy

Stone Ridge Reinsurance Risk Premium — Int/Div — Buy

Stone Ridge High Yield Reinsurance Risk Premium — Int/Div — Buy

Templeton Global Bond Fund Class A — Int/Div — Buy

Touchstone Small Cap Core Fund Class — Int/Div — Buy

Plum Creek Timber Co. Inc — Int/Div — Buy

Rayonier, Inc — Int/Div — Buy

Mariner Rollover IRA No. 2 (formerly Fidelity Rollover IRA No. 2)

Fidelity Cash Reserves — Interest

Vanguard Index Fds Reit ETF — Int/Div — Sold (part)

Vanguard Index Fds Reit ETF — Buy

Eagle Sm Cap Growth Fd C1 — None — Sold (part)

Eagle Sm Cap Growth Fd C1 — Sold

Harding Loevner Int'l Equity Port Inst] — Int/Div — Buy

Harding Loevner Int'l Equity Port Inst] — Buy

Metropolitan West Tot Return Bond C1 M — Int/Div — Sold (part)

Metropolitan West Tot Return Bond C1 M — Sold (part)

Oppenheimer Int'l Bond Class A — Int/Div — Sold (part)

Oppenheimer Int'l Bond Class A — Sold (part)

Convergence Core Plus Fund Institutional Cl {con't line $1) — Int/Div — Buy

F&/a Mariner 30/30 Fund Institutional C1 Shares) — Buy

Wasatch Emerging Mkts Sm Cap Fd — None — Buy

Palmer Square Absolute Return C1 — Int/Div

Nuance Concentrated Value Fd Inst] — Int/Div — Buy

Tortise MLP Pipeline Fd Inst'l — Int/Div

Cullen High Dividend Equity Class — Int/Div — Sold

Dodge & Cox Income — Int/Div — Sold

Ishares Gold Trust — None — Sold (part)

Ishares Gold Trust — Sold

Pimco High Yield Inst'l — Int/Div — Sold (part)

Pimco High Yield Inst'l — Sold

Eaton Vance Floating Raste Advantage — Int/Div — Buy

Palmer Square Fountain Short Duration High Income 1 — Int/Div — Buy

Palmer Square Fountain Short Duration High Income 1 — Buy

Mamstay Marketfield Fund Class — Int/Div — Buy

Stone Ridge Reinsurance Risk Premiums — Int/Div — Buy

Stone Ridge High Yield Reinsurance Risk Premium — Int/Div — Buy

Templeton Global Bond Fund Class A — Int/Div — Buy

Touchstone Small Cap Core Fund Class — Int/Div — Buy

Plum Creek Timber Co., Inc — Int/Div — Buy

Rayonier, Inc — Int/Div — Buy

Reimbursement — Law & Economics Institute for Judges — 3112013 -3/152013 — Orange, CA — Educational seminar — meals, lodging, transportation

Reimbursement — American Conference Institute — S5/3002013 - 53172013 — New York, NY — Educational seminar — meals, lodging, transportanon

Reimbursement — American Conference Institute — 9/30/2013 - 10/1/2013 — San Francisco, CA — Educational semmar — meals, lodging, transportation

Reimbursement — American Conference Institute — 10/24/2013 1025/2013 — New York, NY — Educational seminar — meals, lodging, trunsportation

Reimbursement — Sedona Conference — TU/62013 - 11/8/2013 — Phoenix, AZ — Educational semimar — meals, lodging, transportation