Andrew Patrick Gordon

Trust #1

Wells Fargo Advisors LLC (Cash Accounts) — Interest

Wells Fargo (Cash Accounts) — Interest

Charles Schwab (Cash Accounts) — Interest

Amreican Funds EvroPacific Grownt Fund RS — None — Sold

Dodge & Cox Stock fund — Int/Div — Sold

Invesco Real Estate Fund — Int/Div — Sold

Microsoft Corp. stock — Int/Div

Nuveen Interim Duration Muni Bond Fund — Interest — Sold

Vanguard LifeStrategy Conservative Growth Fund — None — Sold

Walt Disney stock — Int/Div

Middlesex, NJ IMPT UTL RV 5.08%C]1 SER BGUAR AMBAC JAN99 0 — Interest

Franklin Templeton Age-Based 529 - Age 13.16 — None

iShares MSC1 ETF EAFE Minimum Volatility — Int/Div — Buy (add'l)

iShares MSC Singapore E11 — None — Sold

Pimco Exhchange Traded Fund Intermediate Municipal Bond Exchange — Interest

Pimco Exhchange Traded Fund Investment Grade Corp, Bond Index E — Interest — Buy (add'l)

Powershares E11 S&P 500 Downside Hedged Portfolio — Int/Div — Sold

Vanguard Short Term Tax Exempt Fund Investor SHR — Interest

Vanguard Small Cap Growth — Int/Div

Vanguard Small Cap Value — Int/Div

Middlesex CO IMPT A 0% UTIL COMB DUE 0901/16 PERTH AMBOY — Interest

Accuvest Global Long Short ETF — None — Sold

Aflac Inc — Int/Div

Apple — Int/Div — Sold (part)

Apple — Sold (part)

Bed Bath & Bevond — None — Sold

Best Buy — Int/Div

Broadcom Class A — Int/Div — Sold

Celgene Corp — None — Sold (part)

Cognizant Tech Solutions Class A — None

Copa Holdings SA — Int/Div — Buy

Copa Holdings SA — Sold

CVS Health Corp — Int/Div

EGShares Emerging Markets Consu ETF — Int/Div

Embraer SA FADR ADR Reps — Int/Div — Sold

Emerson Electric Co — Int/Div — Sold

Fifth Third Bankcorp — Int/Div

Google Inc — None

Guggenheim Bulletshares 2018 Corp Bond FTF — Interest

Guggenheim Bulletshares 2020 Corp Bond ETF — Interest

Guggenheim Bulletshares 2019 Corp Bond FTF — Interest

Guggenheim S&P 500 Equalwei Tech ETF — Int/Div

Guggenheim S&P 500 Equalwei Con ETF — Int/Div

Guggenheim S&P 500 Equalwei Eng ETF — Int/Div

Guggenheim S&P 500 Equalwei Fin ETF — Int/Div

Guggenheim S&P 500 Equalwei HC ETF — Int/Div

Guggenheim S&P S00 Equalwei ETF — Int/Div

Shares MSCI Mexico Capped ETF — Int/Div — Buy (add'l)

S10. — Sold

IShares MSC Philippines ETF — Int/Div

IShares MSC Switzerland Capped ETF — Int/Div — Buy (add'l)

IShares MSCI United Kingdom ETF — Int/Div

IShares National AMT Freemuni ETF — Interest

iShares 2018 ETF AMT Free Municipal Term — Int/Div — Sold

Johnson & Johnson — Int/Div

Lam Research Corp — Int/Div — Sold (part)

Marathon Petroleum Corp. — Int/Div

Michael Kors Hidgs — None — Sold

Oracle Corp. — Int/Div

Priceline Group — None

Powershares ETF FTSE RAFI US 1500SML MID — Int/Div — Buy (add'l)

Qualcom Inc — Int/Div — Sold

Starbucks Corp — Int/Div — Sold (part)

Tarwan Semiconductor FADR ADR REPS — Int/Div — Sold

Umited Healthgroup Inc — Int/Div — Sold (part)

Valero Energy Corp — Int/Div

Valmont Industries — Int/Div — Sold

Wal-Mart Stores Ing — Int/Div

Wisdomtree Blombrg US Dol Bul ETF — None — Sold

Wisdomtree Europe HEDGEDEQTY ETF — Int/Div

WW Grainger Inc — Int/Div — Sold

XL Group PLC — None — Sold

Frunklin Resources Inc — Int/Div — Sold

Stryker Corp. — Int/Div — Sold

First Trust North American Energy ETF — Int/Div — Buy

First Trust North American Energy ETF — Sold (part)

IShares Res Real Estate — Int/Div — Buy

Dicks Sporting Goods — None — Buy

nlead Sciences Inge — Int/Div — Buy

JPMorgan Chase & Co — None — Buy

Lazard LTD — istmbution — Buy

Robert Half Int'l — None — Buy

Skyworks Solutions — None — Buy

T Rowe Price Group — Int/Div — Buy

IShares E1F bonds SEP 2019 AMT — Int/Div — Buy

IShares MSCI Emerging Markets ETF — Int/Div — Buy

Shares Res Real Estate Cap ETF — Int/Div — Buy

Shares ETF Ibounds Sep 2020 AMT — Int/Div — Buy

Select Sector Industrial SPDR ETF — Int/Div — Buy

SPDR S&P SOO ETF — Int/Div — Buy

SPDR S&P Bank ETF — Int/Div — Buy

Technology Select Sector — Int/Div — Buy

Advisorshares Trust ETF Accuvest Global Long — None — Buy

Advisorshares Trust ETF Accuvest Global Long — Sold

IShares MSCI Brazil ETF Brazil Capped — Int/Div — Buy

IShares MSCI Brazil ETF Brazil Capped — Sold

IShares 2017 ETF bonds SEP 2017 AMT — Int/Div — Buy

IShares 2017 ETF bonds SEP 2017 AMT — Sold

Egshares ETF India Infastructure — None — Buy

Egshares ETF India Infastructure — Sold

Nuveen Interim Duration Muni Bond — Int/Div — Buy

Nuveen Interim Duration Muni Bond — Buy (add'l)

Nuveen Interim Duration Muni Bond — Buy (add'l)

Nuveen Interim Duration Muni Bond — Buy (add'l)

Nuveen Interim Duration Muni Bond — Sold

Income — 2015 — McDonald Carano wilson LLP - payment to correct error in final buy out of partnership interest paid m prior year — $7.500.00

Income — 2005 — National Institute for Trial Advocacy - reaching — $3,500.00

Spouse's income — 2015 — Faith Lutheran Junior/Senior High School - salary

1) Part VIL, lines | and 2 re Trust #1: | and my brother are co-trustees of a trust that has been segregated mito four cash accounts, one for each of me and three of

my siblings. The aggregate amount of those combined cash accounts is reflected in Column C(1). However, most of those funds are not in my separate account,

which would be a Category K.

2) Part VIL, lines 5, 6, 7, and 10 show assets | held in my retirement plan associated with my prior law firm. On March 13, 2015, 1 cloaed that account, sold those

stocks, and reinvested the funds through the U.S. government's Thrift Savings Plan. | cannot determine whether 1 had gains or losses on the sales of those stocks,

and the company that manages the plan (BMO Retirement Services) could not supply me with that information. Thus, | have left column D(4) blank,

3) Part VII, line 98 lists IShares 2017 ETF Tbonds SEP 2017 AMT. That asset was purchacd on 7/31/13, but the transaction was inadvertently omitted from that

year's report. That asset wus sold in 2015, so I am listing the purchase and sale transactions in this year’s report.