Karen S. Crawford

2016Annual

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What was filed

  • 251

    investments

  • 6

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 1

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • Wallace Chapter, Amencan Inn of Court
  • Welsh Chapter, American lan of Court
  • Council of Visitors, California Western School of Law
  • Trust No. 2
  • Custodial Accounts, Nos. 1,2
  • Association of Business Trial Lawyers ("ABTL")
  • Lawyers ("ABTL") Annual Meeting

As filed

Trust Acct. No. (Vanguard)

Ca. Municipal Money Market Fund — Distribution

Prime Money Mkt. Fund (Y) — None

Total Intemational Stock 1x Admiral (Y) — None

Total Stock Market Index Admiral (Y) — None

Trust Acct. No. 2 (Vanguard)

Ca. Municipal Money Market Fund — Interest

Total International Stock Admiral — None — Closed

Total Bond Market Index Admiral — None

Total Stock Market Index Admiral — None

Trust Acct. No. 3(Y)

Trust Acct. No. 4(Y)

Custodial Acct. No. 1 (American Funds)

Money Market Fund-529A — None — Distnbuted

Bond Fund of Amernica-529A — None — Distnbuted

Capital World Growth and Income Fund-529A — Interest

Growth Fund of America-529A — Interest

Income Fund of America-S29A — Interest

Intermediate Bond Fund of America-S29A — None — Distnibuted

Investment Co. of America-S29A — Interest

New Perspective Fund-529A — Interest

New World Fund-529A — Interest

SMALLCAP World Fund-529A — Interest

Washmgton Mutual Investors Fund- 529A — Interest

Custodial Acct. No. 2 (American Funds)

The Growth Fund of America-S529A — Interest

New Perspective Fund-529A — Interest

New World Fund-529A — Interest

SMALLCAP World Fund-529A — Interest

Investment Co. of America-S29A — Interest

Capital World Growth and Income-529A — Interest

Income Fund of America-S29A — None — Distnbuted

Bond Fund of Amenica-529A — None — Distnbuted

Imtermediate Bond Fund of America-S29A — None — Distributed

Ca. Tax Exempt Money Market — Interest

Retirement Acct. IRA No. {TIAA/CREF)

TIAA/CREF Traditional — Interest

CREF/CREF Global Equities — Interest

Retirement Acct. IRA No. 2 (Schwab)

Dodge & Cox Balanced — Interest

S10.

Retirement Acct. IRA No. 3 (Schwab)

Hotchkis & Wiley Large Cap Value — Interest

Janus — Interest

William Blair Large Cap Growth — Interest

Tumer Large Growth Institutional (Y)

Baron Growth Inst] — Interest

Ivy Mid Cap Growth — Interest

Royce Opportunity Inst] — Interest

DFA Intemational Large Cap Growth — None — Buy

First Eagle Overseas — Interest

Janus Overseas — None — Sold

MamStay Marketfield — None — Sold

Dodge & Cox Balanced — Interest

BlackRock Low Duration Bond Inst! — Interest

Metro. West Total Return Bond — Interest

Schwab Retirement Govt. Money — Buy

Schwab Value Advantage Money Ultra — None

Retirement Acct. IRA No. 4 (UBS)

Checkmg Acct. (UBS) — Interest

S&P S00 TR Index (UBS) — None — Closed

Russell 2000 TR USD Index (UBS) — None — Closed

Mass. Mutual Life Exec Group Life, Strategic Group Universal Life Ins, — Interest

ING Life lus., Firstline VUL Variable Life Ins. Policy — None — Expired

Chase Cash Acct — None

Brokerage Account #12 (Bernstein) (X) (H)

Cash (Bernstein) (X) (H) — Interest

Bemstein Diversified Municipal Portfolio (XO (Hh — Interest

Small/Mid-Cap Equity (Bemnstem) {X) (H) — Interest

AB Discovery Value Fund (X) (H) — Interest

AB Discovery Growth Fund Advisor CL (xX) — Interest

AB Small Cap Core Portfoloio SDV CL (X)(H) — Interest

Equities (Bemstein) (X) (H) — Interest

Tax Managed International Portfolio (Bernstein) (X) (Hy — Interest

Bernstein Tax Managed International Portfolio (X) (H) — Interest

Emerging Market Funds (Bernstein) (X) (Hy — Interest

Bernstien Emerging Markets Portfolio (X) (Hy — Interest

Dynamic Asset Allocation Overlay (Bernstein) (X) (Hy — Interest

Tax-Aware Overlay A Portfolio (X) (H) — Interest

Tax-Aware Overlay B Portfolio (X) (B) — Interest

Brokerage Account #1

AAPL Apple Inc — Int/Div — Buy

AAPL Apple Inc — Buy (add'l)

BRKB BERKSHIRE HATHAWAY INC DE — None

BAM BROOKFIELD ASSET MGMT INC COM — Int/Div

BBU Brookfield Business Partners Pid — None — from line 8)

BBU Brookfield Business Partners Pid — Sold

CHK CHESAPEAKE ENERGY — Interest — Buy (add'l)

CHK CHESAPEAKE ENERGY — Sold (part)

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

CX Cemex, S.A.B. De C.V. Sponsored — None

DEO DIAGEO PLC-SPONSORED — Int/Div

GE GENERAL ELECTRIC CO — Int/Div

L LOEWS CORPORATION — Int/Div

LUK LEUCADIA NATL CORP — Int/Div

MKL MARKEL CP COM — None

MSFT Microsoft Corporation — Int/Div

NSRGY NESTLE SA SPONSORED — Int/Div

PCP Precision Castparts Corp — Int/Div — Sold

PXD Pioneer Natural Resources Compa — Int/Div

YUM Yum Brands — Int/Div

YUMC Yum China Holdings Inc — None — from line 24)

Brokerage Account #2

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

Brokerage Account #3

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

Brokerage Account #4

AAPL Apple Inc — Int/Div — Buy

BRKB BERKSHIRE HATHAWAY INC DE — None

BAM BROOKFIELD ASSET MGMT INC COM — Int/Div

BBU Brookfield Business Partners Pid — None — from line 33)

BBU Brookfield Business Partners Pid — Sold

CHK CHESAPEAKE ENERGY — Int/Div — Buy (add'l)

CHK CHESAPEAKE ENERGY — Sold (part)

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

CX Cemex. SAB. De C.V. Sponsored — None

DEO DIAGEO PLC-SPONSORED — Int/Div

GE GENERAL ELECTRIC CO — Int/Div

LL LOEWS CORPORATION — Int/Div

LUK LEUCADIA NATL CORP — Int/Div

MKL MARKEL CPCOM — None

MSF1 Microsoft Corporation — Int/Div

NSRGY NESTLE SA SPONSORED — Int/Div

PXD Pioneer Natural Resources Compa — Int/Div

YUM YUM BRANDS (X) — Int/Div

YUMC Yum China Holdings Inc — None — from line 47)

Brokerage Account #5

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

SPY SPDR S&P S00 ETF (X) — Int/Div

Brokerage Account #7

MO ALTRIA GROUP INC — Int/Div

AAPL Apple Inc — Int/Div

BRKB BERKSHIRE HATHAWAY INC DE — None — Buy (add'l)

BRKB BERKSHIRE HATHAWAY INC DE — Sold (part)

BAM BROOKFIELD ASSET MGMT INC COM — Int/Div — Sold (part)

BAM BROOKFIELD ASSET MGMT INC COM — Sold (part)

BBU Brookfield Business Partners Pid — None — from line 55)

BBU Brookfield Business Partners Pid — Sold

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

CX Cemex, S.A.B. De C.V. Sponsored — Int/Div

CHK CHESAPEAKE ENERGY — None — Buy (add'l)

CHK CHESAPEAKE ENERGY — Buy (add'l)

CHK CHESAPEAKE ENERGY — Sold (part)

CKH Seacor Holdings Inc Com — None — Buy

CKH Seacor Holdings Inc Com — Buy (add'l)

CKH Seacor Holdings Inc Com — Buy (add'l)

KO COCA COLA CO — Int/Div

DEO DIAGEO PLC-SPONSORED ADR NEW REPSTG 4 ORD SHS — Int/Div

XOM Exxon Mobil Corporation Com — Int/Div

FCEA FOREST CITY ENTERPRISES — Int/Div

GE GENERAL ELECTRIC CO — Int/Div

CKHUY CK Hutchinson Holdings Ltd Adr — Int/Div

LUK LEUCADIA NATL CORP — Int/Div — Sold (part)

L LOEWS CORPORATION — Int/Div — Sold (part)

MKL MARKEL CP COM — None

MCD McDonalds Corp Com — Int/Div

MSFT Microsoft Corporation — Int/Div

NSRGY NESTLE SA SPONSORED ADRS REGISTERED — Int/Div — Buy (add'l)

NSRGY NESTLE SA SPONSORED ADRS REGISTERED — Buy (add'l)

ORCL Oracle Corp Com — Int/Div

PM PHILIP MORRIS INTL COM — Int/Div

PXD Pioneer Natural Resources Compa — Int/Div — Sold (part)

PCP Precision Castparts Corp — Int/Div — Sold

SU Suncor Energy Inc. Com (previously COSWF, acquired by SU 3/24/16) — Int/Div

WMT Wal-mart Stores Com — Int/Div — Sold (part)

WMT Wal-mart Stores Com — Sold (part)

WMT Wal-mart Stores Com — Sold

YUM YUM BRANDS — Int/Div

YUMC Yum China Holdings Inc — None

Brokerage Account #8

MO ALTRIA GROUP INC — Int/Div — Sold (part)

AAPL Apple Inc — Int/Div — Buy (add'l)

BRKB BERKSHIRE HATHAWAY INC DE — None — Buy (add'l)

BAM BROOKFIELD ASSET MGMT INC COM — Int/Div

BBU Brookfield Business Partners Pid — None

BBU Brookfield Business Partners Pid — Sold

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

CX Cemex, S.A.B. De C.V. Sponsored — None

CHK Chesapeake Energy Corp Com — None — Buy (add'l)

CHK Chesapeake Energy Corp Com — Sold (part)

CKH Seacor Holdings Inc Com — None — Buy

CKH Seacor Holdings Inc Com — Buy (add'l)

DEO DIAGEO PLC-SPONSORED ADR NEW REPSTG 4 ORD SHS — Int/Div

FCEA FOREST CITY ENTERPRISES — Int/Div

GE GENERAL ELECTRIC CO — Int/Div

CKHUY CK Hutchinson Holdings Ltd Adr — Int/Div

LUK LEUCADIA NATL CORP — Int/Div

L LOEWS CORPORATION — Int/Div

MKL MARKEL CP COM — None

McDonalds Corp Com — Int/Div

MSFT Microsoft Corporation — Int/Div

NSRGY NESTLE SA SPONSORED ADRS REGISTERED — Int/Div

ORCL Oracle Corp Com — Int/Div

PM PHILIP MORRIS INTL COM — Int/Div

PXD Pioneer Natural Resources Compa — Int/Div

PCP Precision Castparts Corp — Int/Div — Sold

SU Suncor Energy Inc. Com (previously COSWF, acquired by SU 3/24/16) — Int/Div — Sold (part)

WMT Wal-mart Stores Com — Int/Div — Sold

YUM YUM BRANDS — Int/Div

YUMC Yum China Holdings Inc — None

Brokerage Account #9

AAPL Apple Inc — Int/Div — Buy

AAPL Apple Inc — Buy (add'l)

AAPL Apple Inc — Buy (add'l)

AAPL Apple Inc — Buy (add'l)

AAPL Apple Inc — Buy (add'l)

BRKB BERKSHIRE HATHAWAY INC DE — None — Buy (add'l)

BRKB BERKSHIRE HATHAWAY INC DE — Buy (add'l)

BRKB BERKSHIRE HATHAWAY INC DE — Buy (add'l)

BRKB BERKSHIRE HATHAWAY INC DE — Buy (add'l)

BRKB BERKSHIRE HATHAWAY INC DE — Buy (add'l)

BRKB BERKSHIRE HATHAWAY INC DE — Buy (add'l)

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

CHK Chesapeake Energy Corp Com — None

CKH Seacor Holdings Inc Com — None — Buy

CKH Seacor Holdings Inc Com — Buy (add'l)

KO COCA COLA CO — Int/Div — Sold (part)

XOM Exxon Mobil Corporation Com — Int/Div — Sold (part)

FCEA FOREST CITY ENTERPRISES — Int/Div — Sold (part)

FCEA FOREST CITY ENTERPRISES — Sold (part)

FCEA FOREST CITY ENTERPRISES — Sold

GE GENERAL ELECTRIC CO — Int/Div

CKHUY CK Hutchinson Holdings Ltd Adr — Int/Div

LUK LEUCADIA NATL CORP — Int/Div — Buy (add'l)

L LOEWS CORPORATION — Int/Div

MCD McDonald's Corp Com — Int/Div — Sold (part)

MCD McDonald's Corp Com — Sold (part)

MCD McDonald's Corp Com — Sold

MKL Markel Corp Com — None

MSFT Microsoft Corporation — Int/Div — Sold (part)

MSFT Microsoft Corporation — Sold (part)

MSFT Microsoft Corporation — Sold (part)

MSFT Microsoft Corporation — Sold (part)

MSFT Microsoft Corporation — Sold (part)

MSFT Microsoft Corporation — Sold

ORCL Oracle Corp Com — Int/Div

PM PHILIP MORRIS INTL COM — Int/Div — Sold (part)

PM PHILIP MORRIS INTL COM — Sold (part)

PM PHILIP MORRIS INTL COM — Sold (part)

PM PHILIP MORRIS INTL COM — Sold (part)

PM PHILIP MORRIS INTL COM — Sold (part)

PCP Precision Castparts Corp Com — Int/Div — Sold

SRSC Sears Canada Inc — None

SHLD SEARS ROEBUCK & CO — None — Sold

Treasury Bonds - TIPS — Interest — Sold (part)

Brokerage account #10

BRKB BERKSHIRE HATHAWAY INC DE — None

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

Brokerage account #11

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

Cash (TD Bank USA FDIC ins. dep.) and cash — Sold

Member, Executive Board, Wallace Chapter, Amencan Inn of Court

Member, President, Executive Board, Welsh Chapter, American lan of Court

Member, Council of Visitors, California Western School of Law

Trustee, Trust No. 2

Custodian, Custodial Accounts, Nos. 1,2

Board of Governors, Association of Business Trial Lawyers ("ABTL")

Reimbursement — Lawyers ("ABTL") Annual Meeting — TG, +r i i a Education Programs

17. Part VII, lines 19, 20 and 24, these assets were distributed on 2/24/2014, 1/1/2015, and 1/1/15, respectively. The same is true for lines 38-40, which were

distributed on 8/12/15. This information was inadvertently not inclued in earlier Financial Disclosure reprots. The (1/01/216 dates were included in the current

submission as the system would not permit recordation of the earlier correct dates.

18, In the 12/19/2017 letter from Judge Trenga, reference is made in the third paragraph on page one to 4 request for additional information for Part VII, line 332,

1 believe that a correction was instead requested for line 32, as there is in line 332 in the report. Accordingly, I have incorporated a correction to Line 32 into this

amended report.

19. Part VII, line 62, assets from this Mainstay Marketfield | were moved, S0/50% on 4/8/2016 to Janus | (line 53) and William Blair Large Cap Growth | (line 54),

20. Part VIL, assets listed in lines 20, 24, were distributed on 7/1/15, and for lines 38 and 39 were distributed on £/12/15 to make college tuition payments,

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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