Christian F. Hummel

First Niagara Bank — Interest

Chase Bank — Interest

SEFC.U. Account — Interest

Capital One Bank (IRA) — Interest — Sold

Capital One Bank (Savings) — Interest — Open

Altria Group, Inc. Common Stock — Int/Div

db-X 2020 Target Date E.T.F, Deutsche Bank Symbol TDH (IRA) — Int/Div — Sold

The Hartford Variable Annuity (IRA) (Header)

Hartford Total Return Bond Fund — Int/Div

Hartford Hi Yield — Int/Div

Hartford US Gov Securities — Int

Hartford Int Opp — Int/Div

Hartford Balanced HLS — Int/Div

Hartford Cap App — Int./y

Hartford Mid Cap — Ine

Hartford Small Cap — Int/Div

Hartford Stock — Int/Div

Glens Falls National Bank - Carter Conboy et al 401K) (Header)

Vanguard Wellington Fund — Int/Div

Chase Bank IRA Account — Interest

LRA. Account #1 (Header)

SunAmerica Dynamic Allocation — Int/Div

SunAmerica Dynamic Strategy — Int/Div

Secure Value Account — Int/Div

Brokerage Account £1 (Header)

SEI Large Cap — Int/Div

SEI Sm Cap Growth — Int/Div

SEI Sm Cap Value — Int/Div

SEI Intl Equity — Int/Div

SEI Emerging Markets — Int/Div

SEI Core Fixed Income — Int/Div

SEI Hi Yield Bond Fund — Int

SEIl Intl Fixed Income — Int/Div

SEI Emergmg Markets Debt — Int/Div

SEI Prime Obligations — Int/Div

Legg Mason Global Asset (Roth IRA) (Header)

Legg Mason Lifestyle / Moderate Allocation — Int/Div

IRA Account 22 (SEI Funds) (Header)

SEI Large Cap — Int/Div

SEI Small Cap — hy

SEI Intl Equity — Int/Div

SEI Emerging Markets Equity — Int

SEI Hi Yield Bond — Int/Div

SEI Emergmg Markets Debt — Int/Div

SEI Multi-Asset — Int/Div

SEI Prime Obligation — Int/Div

Jackson National Life Annuity (IRA) (Header)

GS Core Plus Bond — Int/Div

Invesco Intl Growth — Int/Div — Sold

MC Oil and Gas — Int./hv — Sold

S&P4 — Int/Div — Sold

India China Fund — Int/Div — Sold

T Rowe Price Mid Cap — Int/Div — Buy (add'l)

MC Healthcare Sector — Int/Div — Buy (add'l)

PPM American Hi Yield — Int/Div — Sold

S&P Total Yield — Int/Div — Sold

MC S&P Mid 60 — hy — Sold

MC Tech Sector — Int/Div — Buy (add'l)

S&P Dividend Inc & Growth — Int/Div — Buy (add'l)

Amencan Bl Inc. & Growth — Int — Sold

S&P Intrinsic Value — Int/Div — Sold

MC S&P S00 — Int/Div — Sold

Brookfield Global Infr MLP — Int/Div — Sold

MC Nasdaq 25 — Int/Div — Sold

S&P Comp Adv — hy — Buy

FR Temp Intl Sm Cap — Int/Div — Buy

MC Consumer Bd Sector — Int/Div — Buy

T Rowe Price Est Growth — Int/Div — Buy

Oppenheimer Global Growth — Int — Buy

MC Pacific Rim 30 — Int/Div — Buy

PPM America Total Return — Int/Div — Buy

PPM America Sm Cap Value — Int/Div — Buy

PPM America Fl Rate Income — Int/Div — Buy

MC European 30 — Int/Div — Buy

New York State Deferred Compensation Plan (Header)

T Rowe Price Retire 2020 — Int/Div

T Rowe Price Retire 2030) — Int/Div

Intl Equity Fund Active — Int/Div

Janus Fund T Symbol JANSX — Int/Div

Vanguard Wellington Fund — Int/Div

Stable Income Fund — Int/Div

Agreement — 2015 — New York State Retirement System, currently receiving pension

Income — 2015 — State University of New York Wages — $5271.60

Spouse's income — 2015 — New York State Unified Court System Wages