Debra Ann Livingston

Estate——(H)

Citibank cash accounts — Interest

CREF Stock Fund — Int/Div

Fidelity Contrafund K (formerly Fid Contrafund) (n.1) — Int/Div

Fidelity Convertible Security — Int/Div

Fidelity Growth Co K (formerly Fid Growth) (n.2) — Int/Div

Fidelity Equity Div Inc, fka Fidelity Equity Income 11 (n.3) — Int/Div

Fidelity Magellan — Int/Div

TIAA Real Estate — Int/Div

TIAA Traditional Annuity — Interest

US. Savings Bonds — None

Vanguard 502 Balncd Indx (formerly Vg 078 Asset Alloc) (ind) — Int/Div

Vanguard 081 Intemational Growth — Int/Div — Sold (part)

Vanguard 122 Life Growth Portfolio — Int/Div

Vanguard 163 NY Tax Exempt — Interest

Vanguard 526 Morgan Growth Admiral — Int/Div — Sold (part)

Vanguard 548 Small Cap Admiral — Int/Div

Vanguard 593 Growth & Income Admiral — Int/Div

Vanguarad College Mod Age-Based Conservative — None

Vanguard Hi-Yield Corporate — Int/Div

Vanguard Index 500 — Int/Div

Vanguard Inflation-Protected Securities — Int/Div

Vanguard REIT Index Fund — Int/Div

Vanguard Wellington Fund — Int/Div

VDAIX Vanguard Div Apprec Idx — Int/Div — Sold

VEIPX Vanguard Equity Inc Fund — Int/Div — Sold

VFX Vanguard GNMA Fund Investor Shares — Int/Div — Sold

VWEHX Vanguard High-Yield Corp Fund — Int/Div — Sold

VWALX Vanguard High-Yield Tax Exempt Adm — Int/Div — Sold

VFICX Vanguard 1-T Investment Grade Inv — Int/Div — Sold

VWIUX Vanguard Inter-Term Tax-Exempt Adm — Int/Div — Sold

VWESX Vanguard Long-Term Inv-Gr Inv — Int/Div — Sold

VWLUX Vanguard Long-Term Tax Exempt Adm — Int/Div — Sold

VNJXX Vanguard NJ Tax-Exempt Money Mkt — Int/Div — Sold

VGSLX Vanguard REIT Index Fund Adm — Int/Div — Sold

VBTLX Vanguard Total Bond Mkt Index Adm — Int/Div — Sold

VDC Vanguard Consumer Staples ETF — Int/Div — Sold

VDE Vanguard Energy ETF — Int/Div — Sold

VHT Vanguard Health Care ETF — Int/Div — Sold

VOX Vanguard Telecom Services ETF — Int/Div — Sold

NLY Amnaly Capital Management Inc — Int/Div — Sold

AAPL Apple Inc — None — Sold

AT&T Inc — Int/Div — Sold

BIDU Baidu Inc Sponsored ADR — None — Sold

CTL Centurylink Inc — Int/Div — Sold

CIM Chimera Investment Corp — Int/Div — Sold

CLX Clorox Co — Int/Div — Sold

ED Consolidated Edison — Int/Div — Sold

DEO Diageo PLC New Sponsored ADR — Int/Div — Sold

DD DuPont El de Nemours & Co — Int/Div — Sold

EOG EOG Resources Inc — Int/Div — Sold

GOOG Google Inc — None — Sold

HNZ Heinz HJ Co — Int/Div — Sold

IP International Paper Co — Int/Div — Sold

MAC Macerich Co — Int/Div — Sold

MCD McDonalds Corp — Int/Div — Sold

PCL Plum Creek Timber Co Inc — Int/Div — Sold

RAI Reynolds American Inc — Int/Div — Sold

RIO Rio Tinto PLC Spnsr ADR — Int/Div — Sold

RDS/A Royal Dutch Shell PLC Sponst ADR — Int/Div — Sold

VZ Verizon Communications Inc — Int/Div — Sold

WM Waste Management Inc Del — Int/Div — Sold

WIN Windstream Corp — Int/Div — Sold

APL Amerigas Partners LP — Int/Div — Sold

BWP Boardwalk Pipeline Partners LP — Int/Div — Sold

BPL Buckeye Partners LP Unit Prinrship Int — Int/Div — Sold

KMP Kinder Morgan Energy Prtnrs LP Unit LP Int — Int/Div — Sold

LINE Linn Energy LLC Unit Lim Liab Int — Int/Div — Sold

OKS Oneok Partners LP Unit Ltd Prtnrshp — Int/Div — Sold

PAA Plains All Amencan Pipeline LP — Int/Div — Sold

Interest in condominium Tinton Falls NJ ns — None — Sold

PNC Bank cash accounts (n.6) — Interest — Closed

Citibank cash account (X) (n.7) — None — Open

Vanguard Prime Money Market Fund (X) nT (ng) — Int/Div — Buy

Vanguard Prime Money Market Fund (X) nT (ng) — Buy (add'l)

Vanguard Prime Money Market Fund (X) nT (ng) — Sold (part)

Vanguard Prime Money Market Fund (X) nT (ng) — Sold (part)

Vanguard Prime Money Market Fund (X) nT (ng) — Sold (part)

Vanguard Prime Money Market Fund (X) nT (ng) — Sold (part)

Vanguard Prime Money Market Fund (X) nT (ng) — Sold (part)

Vanguard Prime Money Market Fund (X) nT (ng) — Sold (part)

Vanguard Prime Money Market Fund (X) nT (ng) — Sold (part)

Trust $}==——(H)

Vanguard Wellington Fund Inv (X) — Int/Div — Buy

Vanguard Wellington Fund Inv (X) — Buy (add'l)

Vanguard Prime Money Market Fund (X) — Int/Div — Buy

Trust 6F======(H) (n.9)

Vanguard Wellesley Income Fund (X) — Int/Div — Buy

Vanguard Wellesley Income Fund (X) — Buy (add'l)

Vanguard Prime Money Market Fund (X) — Int/Div — Buy

Vanguard Prime Money Market Fund (X) — Buy (add'l)

Vanguard Prime Money Market Fund (X) — Sold (part)

Nevada 529 === (H) (n.10)

Vanguard 529 Moderate Age-Based Opt Income Portf (n. 10) — None — Open

Paul J. Kellner Professor of Law, Columba Law School

Uncompensated Trustee (co-trustee ), Trust fbo relative (“Trust 5J%)

Agreement — 12/1999 — Waolters-Kluwer Law & Business Aspen Publishers. Royalty payments on sales of co-authored case book. Comprehensive Criminal Procedure

Agreement — 1992 — See Part VII, Additional Information

Agreement — 2007 — See Part VIL Additional Information

Reimbursement — Federal Bar Council — February 4-11, 2012 — Kona, Hawan — Judicial Chair, FBC 2012 Winter Bench/Bar Conf — travel, lodging, meals tor self and spouse

Reimbursement — National Federalist Society — March 1-2, 2012 — Cambridge, MA — Speech to Harvard Federalist Society — travel, lodging, meal

Reimbursement — University of Virginia School of Law — May 13-15, 2012 — Charlottesville, VA — Judge Moot Court — travel, lodging, meals

Income — 2012 — Wolters-Kluwer Law & Business Aspen Publishers (royalties) — S20.036.86

Income — 2012 — Columbia Law School — $27,052.66

Part 11. Agreements.

2007. 1 continue to have retirement accounts maintained through Columbiz University, the individual holdings of which are listed under Part VII, Investments and

Trusts,

1992. As a result of my employment with the University of Michigan Law School from 1992-1994, 1 continue to hive a retirement account established through the

University of Michigan, the holdings of which are listed under Part VIL. Investments and Trusts. Contributions are of course no longer made to those retirement

accounts.

Part VIL. Investments and Trusts.

n.1 Fidelity Contrafund converted by Fidelity to Fidelity Contrafund K on 1/11/12 in a transaction that did not result in capital gains for income tax purposes.

There was no 2012 income for Fidelity Contrafund.

n.2 Fidelity Growth Co. converted by Fidelity to Fidelity Growth Co. K on 1/11/12 m a transaction that did not result in capital gains for income tax purposes.

There was no 2012 income for Fidelity Growth Co,

n.3 Name change only.

n.4 Vanguard 078 Asset Allocation converted by Vanguard to Vanguard 02 Balanced Index Fund on Feb. 10, 2012, and to Vanguard 502 Balanced Index Fund

Admiral on Aug. 28, 2012. No conversion resulted in capital gins for income tax purposes. Income level B as reported is aggregate; separately reported, income

level for each fund would be level A.

1.5 This was a return of deposit, less expenses to refurbish the unit,

1.6 The PNC bank accounts were inadvertenly omitted from the list of estate assets reported on the 2011 FDR. Atend 2011 the PNC bank accounts had value code

L and interest income value code A.

1.7 Noa-interest-paying account opened by

as executor of estate following issuance of Letters Testamentary in January 2012.

n.8 Multiple separate purchases were made on 3/9/12 corresponding to the separate liquidations listed in rows 25 through 70. This row lists the aggregate of all

purchases of this asset on 3/9/12.

n.9 Trust

is sole trustee.

0.10 This 529 account for relative S had been jointly owned by relatives. However, in May 2012, following the death of one of those relatives the year before, the

other relative renounced succession to the 529 account. On June 18, 2012, the account was transferred to

to maintain for the benefit of relative S. On

June 22, Vanguard exchanged in Vanguard Total Bond Market Index Portfolio and Vanguard Inflation-Protected Securities Portfolio, cach at about 50% of the

value of the account, and then exchanged them out, replacing them with Vanguard Moderate Age-Based Option: Income Portfolio. None of the exchanges resulted

in capital gains for income tax purposes.