Lisa Margaret Smith

Fidelity NY Municipal Money Market Fund — Int/Div

Fidelity IRA (Puritan Fund) — Int/Div

Fidelity IRA (Fidelity Fund) — Int/Div

Fidelity IRA (Cash Reserves) — Int/Div

Webster Bunk, Wilton CT Savings account — Interest

Webster Bank, Wilton CT -- Checking Account — None

Fidelity Growth and Income Fund — Int/Div

Fidelity Dividend Growth Fund — Int/Div

HSBC IRA (T. Rowe Price Dividend Growth Fund) — Int/Div

HSBC, White Plains. NY — None

Cisco Systems Common Stock — Int/Div

Century Link Communications Common Stock — Int/Div

Walt Disney Common Stock — Int/Div

Long Island Power Auth. N.Y. Elec Systems Bonds — None

Nassau Co. N.Y. Indl. Dev. Agency Bonds — None

Municipal Assistance Corp. For City of Trov, N.Y. Bonds — None

Long Island Power Auth. Bonds — None

Stifel Nicolaus IRA money market — Int/Div

Stifel Nicolaus imvestment account money market — Int/Div

kdehty Custodial Acc't tor IEEE +) {cash account) — Interest

ldehty Custodial Acct tor IEEE #2 {cash account) — Interest

General Electric common stock — Int/Div

Citigroup common stock — Int/Div

Phizer common stock — Int/Div

Fidelity Unique Coll. Inv. Plan 2015 — None

Fidelity Unique Coll. Inv. Plan 201% — None

NY College Savgs Prgrm A/C Mod Age Based Option: Conserv Gr — None

NY College Saves Prgrm A/C Mod Age Based Option:Mod Growth — None

Capital One Financial Corp Common Stock — Int/Div

Citadel Broadcasting Corp. common stock — None

Freeport McMorun Copper & Gold, Inc Common Stock — Int/Div

Artisan Funds Mid Cap Value — Int/Div — Sold (part) — Inv't a/c

Artisan Funds Mid Cap Value — Int/Div — Buy — Inv't ac

Artisan Funds Mid Cap Value — Distribution — Buy — Inv't alc

Columbia Funds Marsico Growth Fund — None — Sold (part) — Inv't alc

DWS Municipal Trust Strategic High Yield — Int/Div — Buy (add'l) — Inv't a/c

DWS Municipal Trust Strategic High Yield — istnbution — Buy (add'l) — Inv't a/c

DWS Municipal Trust Managed Municipal Bond Fund — Distribution — Buy (add'l) — Inv't a/c

DWS Municipal Trust Managed Municipal Bond Fund — Int/Div — Buy (add'l) — Inv't alc

Davis NY Venture — Int/Div — Sold (part) — Inv't alc

Davis NY Venture — Int/Div — Buy (add'l) — Inv't a/c

Dodge & Cox Intemational Stock Fund — Int/Div — Sold (part) — Inv't a/c

Dodge & Cox International Stock Fund — Int/Div — Buy (add'l) — Inv't ac

Federated Kaufman Fund — None — Sold (part) — Inv't alc

Federated Kaufman Fund — None — Sold — Inv't a/c

Highmark funds Geneva Mid Cap Gr Fiduciary Class — None — Buy — Inv't a/c

Highmark funds Geneva Mid Cap Gr Fiduciary Class — Distribution — Buy — Inv't ac

Keeley Funds Small Cap Value Fund — None — Sold (part) — Inv't a/c

MFS Ser Tr Intl Growth — Int/Div — Sold (part) — Inv't a/c

MFS Ser Tr Intl Growth — Int/Div — Buy (add'l) — Inv't a/c

Pioneer Ser Oak Ridge Small Cap Growth Fund — None — Sold (part) — Inv't ac

Pioneer Ser Ouk Ridge Small Cap Growth Fund — None — Sold (part) — Inv't a/c

Thomburg Ltd Term Muni Fund — Int/Div — Buy (add'l) — Inv't a/c

Aim Tax Exempt Van Kampen Intermediate Term Muni Income Fund — Int/Div — Buy (add'l) — Inv't a'c

Artisan Funds Mid Cap Value — Int/Div — Sold (part) — of Sufel IRA

Artisan Funds Mid Cap Value — Int/Div — Sold (part) — of Sufel IRA

Artisan Funds Mid Cap Value — Distribution — Buy (add'l) — of Sufel IRA

Artisan Funds Mid Cap Value — Int/Div — Buy (add'l) — of Sufel IRA

Columbia Funds Ser Trust Marsico Growth Fund Class A — None — Sold (part) — of Sufel IRA

Columbia Funds Ser Trust Marsico Growth Fund Class 7 — None — Sold (part) — of Sufel IRA

Davis New York Venture Fund Class A — Int/Div — Sold (part) — of Stufel IRA

Davis New York Venture Fund Class Y — Int/Div — Buy (add'l) — of Sufel IRA

Davis New York Ventre Fund Class Y — Int/Div — Buy (add'l) — of Stufel IRA

Dodge & Cox Intl Stock Fund — Int/Div — Buy (add'l) — of Sufel IRA

Dodge & Cox Intl Stock Fund — Int/Div — Buy (add'l) — of Sutel IRA

Dodge & Cox Intl Stock Fund — Int/Div — Buy (add'l) — of Stufel IRA

Federated Equity Fds Kaufman Fund C1 A — None — Buy (add'l) — of Sufel IRA

Federated Equity Fds Kaufman Fund C1 A — None — Sold — of Sufel IRA

Harbor Fund Bond Fund — Int/Div — Buy (add'l) — of Sufel IRA

Harbor Fund Bond Fund — Int/Div — Buy (add'l) — of Sufel IRA

Harbor Fund Bond Fund — Int/Div — Buy (add'l) — of Sufel IRA

Harbor Fund Bond Fund — Int/Div — Sold (part) — of Sttel IRA

Harbor Fund Bond Fund — Int/Div — Buy (add'l) — of Stufel IRA

Harbor Fund Bond Fund — Int/Div — Buy (add'l) — of Sufel IRA

Harbor Fund Bond Fund — Distribution — Buy (add'l) — of Sufel IRA

Highmark funds Geneva Mid Cap Gr Fiduciary Class — None — Buy — of Suite] IRA

Highmark funds Geneva Mid Cap Gr Fiduciary Class — None — Sold (part) — of Sufel IRA

Highmark funds Geneva Mid Cap Gr Fiduciary Class — Iistnbution — Buy (add'l) — of Sufel IRA

Keeley funds Inc Small Cap Value Fund Class A — None — Sold (part) — of Sufel IRA

Keeley funds Inc Small Cap Value Fund Class — None — Buy (add'l) — of Stitel IRA

MFS Ser Tr X Intl Growth Fd C11 — Int/Div — Buy (add'l) — of Sufel IRA

MFS Ser Tr X Intl Growth Fd C11 — Int/Div — Sold (part) — of Stufel IRA

MFS Ser Tr X Intl Growth Fd C11 — Int/Div — Buy (add'l) — of Stifel IRA

Pico Fds Hi YIACLP — Int/Div — Buy (add'l) — of Sutfel IRA

Pico Fds Hi YIA CLP — Int/Div — Buy (add'l) — of Sufel IRA

Pimco Fds Hi YId CLP — Int/Div — Buy (add'l) — of Stifel IRA

Pimco Fds Hi YId CLP — Int/Div — Buy (add'l) — of Sufel IRA

Pimco Fds Hi YId CLP — Int/Div — Buy (add'l) — of Stifel IRA

Pimco Fds HiYIdCLP — Int/Div — Buy (add'l) — of Stifel IRA

Pimco Fds Hi YId CLP — Int/Div — Buy (add'l) — of Sutel IRA

Pimco Fds Hi YIdCL P — Int/Div — Buy (add'l) — of Sufel IRA

Pimco Fds Hi YIACLP — Int/Div — Buy (add'l) — of Stifel IRA

Pimco Fds Hi YId CLP — Int/Div — Buy (add'l) — of Stifel IRA

Pimco Fds Hi YId CLP — Int/Div — Sold (part) — of Sutel IRA

Pimco Fds Hi YId CLP — Int/Div — Buy (add'l) — of Sufel IRA

Pimco Fds Hi YId CLP — Int/Div — Buy (add'l) — of Sufel IRA

Pimco Fds Hi YId CLP — Int/Div — Buy (add'l) — of Stifel IRA

Pimco Fds Hi YId CLP — Distribution — Buy (add'l) — of Stitel IRA

Pioneer Ser TR 1 Ouk Ridge Small Cap Growth Fund Class A — Distribution — Buy (add'l) — of Sufel IRA

Pioneer Ser TR 1 Ouk Ridge Small Cap Growth Fund Class A — None — Sold (part) — of Sufel IRA

Pioneer Ser TR Oak Ridge Small Cap Growth Fund Class A — None — Sold (part) — of Sufel IRA

Custodian, On behalf of JN #!'s Fidelity Investment Accounts

Custodian, On behalf of EE “2's delity Investment Accounts

Custodian, On behalf of I 1's New York's College Savings Program

Custodian, On behalt of #2's New York's College Savings Program [ 8 g

Income — 2011 — Pace University School of Law for teaching — SI15.155.04

Spouse's income — 2011 — Wages from T J Co. LLC (Keeler's Hardware, Wilton CT)

Spouse's income — 2011 — Wages from Ridgeficld Hardware Co, Ridgefield, CT

For Part VII (Investments and Trusts)

Entry # 12, Century Link Communications bought Quest Communications (which was reported as common stock owned in prior year reports) during the reporting

period.

Entry #25 and 26 for Fidelity Unique College Investment Plans (2015 and 2018), the program uses Fidelity mutual funds, The abbreviation in the prior reporting

of muni securities was incorrect

Entry #59 and 60, shares in the Columbia Marsico Growth Fund were exchanged on 6/8/2011 as part of a share class change from an A share at net asset value (no

load) to a Z share Advisor Class (no load) share.

Entry #61, 62 and 63, shares in the Davis New York Venture Fund were exchanged on 7/19/2011 as part of a share class change from an A share at net asset value

(no load) to a Y share Advisor Class (no load) share.

Entry #79 and 80, shares in the Keeley Funds Small Cap Value funds were exchanged on 5/23/2011 as part of a share class change from an A share at net asset

value (no load) to an | share Advisor Class (no load) share.

Entry #81, 82, and 83, shares in the MFS Intl Growth Fund were exchanged on 1/25/2011 as part of a share class change from an A share at net asset value (no

load) to an | share Advisor Class (no load) share.